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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$204M
AUM Growth
+$39.4M
Cap. Flow
+$36.5M
Cap. Flow %
17.89%
Top 10 Hldgs %
33.29%
Holding
565
New
283
Increased
37
Reduced
58
Closed
176

Top Buys

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$17.6M
2
ALV icon
Autoliv
ALV
+$8.55M
3
VZ icon
Verizon
VZ
+$6.83M
4
EQNR icon
Equinor
EQNR
+$6.12M
5
NOK icon
Nokia
NOK
+$4.91M

Top Sells

Rank Stock Value
1
SNTS
SANTARUS INC
SNTS
+$7.67M
2
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$5.67M
3
UN
Unilever NV New York Registry Shares
UN
+$3.72M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.75M
5
AMBC.WS
Ambac Financial Group
AMBC.WS
+$2.56M

Sector Composition

Rank Sector Weight
1 Communication Services 20.82%
2 Technology 15.33%
3 Energy 12.06%
4 Consumer Discretionary 9.84%
5 Healthcare 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NE
501
DELISTED
Noble Corporation
NE
– –
-57,200
Closed -$1.87M
UNT
502
DELISTED
UNIT Corporation
UNT
– –
-2,000
Closed -$103K
MDR
503
DELISTED
McDermott International
MDR
– –
-500
Closed -$14K
TRK
504
DELISTED
Speedway Motorsports, Inc.
TRK
– –
-13,642
Closed -$271K
BORN
505
DELISTED
China New Borun Corporation
BORN
– –
-500
Closed -$1K
NXTM
506
DELISTED
NxStage Medical Inc.
NXTM
– –
-41,000
Closed -$410K
SVU
507
DELISTED
SUPERVALU Inc.
SVU
– –
-714
Closed -$31.8K
MON
508
DELISTED
Monsanto Co
MON
– –
-500
Closed -$58K
SNI
509
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
– –
-500
Closed -$43K
CAA
510
DELISTED
CalAtlantic Group, Inc.
CAA
– –
-100
Closed -$5K
ACTA
511
DELISTED
Actua Corp
ACTA
– –
-500
Closed -$9K
CACQ
512
DELISTED
Caesars Acquisition Company
CACQ
– –
-10,066
Closed -$121K
CIE
513
CALL
DELISTED
Cobalt International Energy, Inc
CIE
– –
-667
Closed -$165K
WINT
514
DELISTED
Windtree Therapeutics Inc
WINT
– –
-429
Closed -$14K
CYNO
515
DELISTED
Cynosure, Inc. Class A
CYNO
– –
-13,000
Closed -$346K
IOC
516
CALL
DELISTED
Interoil Corporation
IOC
– –
-2,500
Closed -$129K
ARIA
517
DELISTED
Ariad Pharmaceuticals Inc
ARIA
– –
-13,000
Closed -$88K
CVC
518
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-2,500
Closed -$45K
FWM
519
CALL
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
– –
-25,000
Closed -$454K
SNDK
520
DELISTED
SANDISK CORP
SNDK
– –
-500
Closed -$35K
SUNE
521
DELISTED
SUNEDISON, INC COM
SUNE
– –
-2,000
Closed -$26K
FREE
522
DELISTED
FREESEAS INC SHS NEW APR 2016 (MHL)
FREE
– –
0
– -$18K
GIG
523
DELISTED
GigPeak, Inc.
GIG
– –
-100
Closed –
RVLT
524
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
– –
-123
Closed -$4K
PMCS
525
DELISTED
P M C SIERRA INC
PMCS
– –
-1,500
Closed -$10K
19 20
21
22 23

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First New York Securities's Q1 2014 Portfolio in Review

As of Q1 2014, First New York Securities held 565 positions worth $204M, up 24% from $164M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

First New York Securities deployed $36.5M of net new capital in Q1 2014, opening 283 new positions and adding to 37 existing holdings. Its largest new stake was Vodafone: 457,857 shares worth $16.9M.

By sector, the portfolio is most concentrated in Communication Services at 21% of assets, up from 2.9% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Ambac Financial Group, an estimated $2.56M trimmed.

  • First New York Securities's largest Q1 2014 buy was Vodafone: 457,857 shares worth $16.9M.
  • First New York Securities added most to Equinor in Q1 2014, an estimated $6.12M increase.
  • First New York Securities's biggest Q1 2014 reduction was Ambac Financial Group, cutting an estimated $2.56M.
  • First New York Securities fully exited SANTARUS INC in Q1 2014, selling an estimated $7.67M.
  • First New York Securities's ten largest holdings make up 33% of its $204M portfolio in Q1 2014.
  • First New York Securities opened 283 new positions and closed 176 in Q1 2014.
  • First New York Securities's portfolio value rose 24% quarter-over-quarter to $204M.

Based on First New York Securities's 13F filing for Q1 2014, filed 15 May 2014.