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FFA

First Foundation Advisors Portfolio holdings

AUM $2.48B
1-Year Est. Return 18.56%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+18.56%
3 Year Est. Return
+57.06%
5 Year Est. Return
+72.87%
10 Year Est. Return
+256.29%
AUM
$1.45B
AUM Growth
+$52.5M
Cap. Flow
+$19.7M
Cap. Flow %
1.36%
Top 10 Hldgs %
30.83%
Holding
331
New
39
Increased
103
Reduced
101
Closed
41

Top Buys

Rank Stock Value
1
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$29.1M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$27.6M
3
GS icon
Goldman Sachs
GS
+$8.28M
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$8.17M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.75M

Top Sells

Rank Stock Value
1
TJX icon
TJX Companies
TJX
+$21.9M
2
REXR icon
Rexford Industrial Realty
REXR
+$14.6M
3
MSFT icon
Microsoft
MSFT
+$6.57M
4
EVG
Eaton Vance Short Duration Diversified Income Fund
EVG
+$3.11M
5
DWA
DREAMWORKS ANIMATION SKG INC CL-A
DWA
+$3.06M

Sector Composition

Rank Sector Weight
1 Healthcare 14.83%
2 Consumer Staples 11.96%
3 Financials 11.59%
4 Technology 11.03%
5 Communication Services 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KED
276
DELISTED
Kayne Anderson Energy
KED
$196K 0.01%
10,352
– –
BGT icon
277
BlackRock Floating Rate Income Trust
BGT
$323M
$175K 0.01%
12,908
– –
TRHC
278
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
$159K 0.01%
+11,100
New +$162K
OXSQ icon
279
Oxford Square Capital
OXSQ
$163M
$146K 0.01%
25,126
– –
GLAD icon
280
Gladstone Capital
GLAD
$422M
$103K 0.01%
6,351
– –
TRX icon
281
TRX Gold Corp
TRX
$254M
$94K 0.01%
117,371
– –
OCSL icon
282
Oaktree Specialty Lending
OCSL
$1.02B
$87K 0.01%
5,000
– –
PWE
283
DELISTED
Penn West Energy Petroleum Ltd
PWE
$83K 0.01%
46,000
– –
NCZ
284
Virtus Convertible & Income Fund II
NCZ
$294M
$70K ﹤0.01%
+2,940
New +$67.5K
NRO
285
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$64K ﹤0.01%
+11,747
New +$64.8K
BCIC
286
BCP Investment Corp
BCIC
$89.1M
$56K ﹤0.01%
+1,200
New +$50.8K
EGO icon
287
Eldorado Gold
EGO
$7.87B
$45K ﹤0.01%
2,266
– –
C.WS.A
288
DELISTED
Citigroup Inc
C.WS.A
$1K ﹤0.01%
18,985
– –
BAC.WS.B
289
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$1K ﹤0.01%
10,000
– –
RBY
290
DELISTED
RUBICON MENERALS CORP (F)
RBY
$1K ﹤0.01%
14,000
– –
AMBA icon
291
Ambarella
AMBA
$3.77B
– –
-4,000
Closed -$203K
ARDC
292
Are Dynamic Credit Allocation Fund
ARDC
$297M
– –
-165,960
Closed -$2.28M
BABA icon
293
Alibaba
BABA
$293B
– –
-7,473
Closed -$594K
CLX icon
294
Clorox
CLX
$11.6B
– –
-1,495
Closed -$207K
CMF icon
295
iShares California Muni Bond ETF
CMF
$4.55B
– –
-5,106
Closed -$312K
DHI icon
296
D.R. Horton
DHI
$40B
– –
-8,067
Closed -$254K
DSU icon
297
BlackRock Debt Strategies Fund
DSU
$593M
– –
-60,000
Closed -$635K
EMD
298
Western Asset Emerging Markets Debt Fund
EMD
$609M
– –
-25,933
Closed -$399K
ES icon
299
Eversource Energy
ES
$26.9B
– –
-3,846
Closed -$230K
FDX icon
300
FedEx
FDX
$72.7B
– –
-3,896
Closed -$591K
10 11
12
13 14

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First Foundation Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, First Foundation Advisors held 331 positions worth $1.45B, up 3.8% from $1.39B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

First Foundation Advisors's Q3 2016 filing shows 39 new, 103 increased, 101 reduced and 41 closed positions. Its largest new stake was MALLINCKRODT PUBLIC LIMITED COMPANY: 401,860 shares worth $28M. The largest sale was TJX Companies, an estimated $21.9M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 14% a quarter earlier, followed by Consumer Staples and Financials.

  • First Foundation Advisors's largest Q3 2016 buy was MALLINCKRODT PUBLIC LIMITED COMPANY: 401,860 shares worth $28M.
  • First Foundation Advisors added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2016, an estimated $27.6M increase.
  • First Foundation Advisors's biggest Q3 2016 reduction was TJX Companies, cutting an estimated $21.9M.
  • First Foundation Advisors fully exited DREAMWORKS ANIMATION SKG INC CL-A in Q3 2016, selling an estimated $3.06M.
  • First Foundation Advisors's ten largest holdings make up 31% of its $1.45B portfolio in Q3 2016.
  • First Foundation Advisors opened 39 new positions and closed 41 in Q3 2016.
  • First Foundation Advisors's portfolio value rose 3.8% quarter-over-quarter to $1.45B.

Based on First Foundation Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.