First Foundation Advisors’s BlackRock Debt Strategies Fund DSU Stock Holding History

First Foundation Advisors’s Portfolio DSU Stock Details DSU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-60,000	Closed	-$635K	–	297
2016 Q2	$635K	Sell	60,000 -616	-1%	-$6.51K	0.05%	167
2016 Q1	$631K	Sell	60,616 -66,914	-52%	-$665K	0.05%	154
2015 Q4	$1.29M	Sell	127,530 -5,504	-4%	-$55.8K	0.09%	116
2015 Q3	$1.33M	Buy	133,034 +8,446	+7%	+$89.1K	0.11%	102
2015 Q2	$1.35M	Buy	124,588 +1,492	+1%	+$16.7K	0.11%	98
2015 Q1	$1.38M	Buy	+123,096	New	+$1.37M	0.12%	91

Other funds holding DSU

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

OHA

Oak Hill Advisors New York $878M AUM 106.46% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Kovitz Investment Group Partners Chicago, Illinois $4.31B AUM 20.41% 1-Year Est. Return

First Foundation Advisors's DSU Position: Q3 2016 in Review

First Foundation Advisors sold out of BlackRock Debt Strategies Fund (DSU) in Q3 2016, closing a stake of 60,000 shares — an estimated $635K sold.

First Foundation Advisors first reported a position in DSU in Q1 2015 and held it in 6 quarters. The position peaked at $1.38M in Q1 2015. 100 funds tracked by Wall St. Rank hold DSU as of Q3 2016.

First Foundation Advisors reported no remaining BlackRock Debt Strategies Fund position as of Q3 2016 after selling out during the quarter.
First Foundation Advisors sold 60,000 BlackRock Debt Strategies Fund shares in Q3 2016, an estimated $635K.
First Foundation Advisors first reported a position in BlackRock Debt Strategies Fund in Q1 2015 and held it in 6 quarters.
First Foundation Advisors's BlackRock Debt Strategies Fund position peaked at $1.38M in Q1 2015.
100 funds tracked by Wall St. Rank held BlackRock Debt Strategies Fund as of Q3 2016.

Based on First Foundation Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.