FAIM
UFOX

Financial Advocates Investment Management’s Defiance Space and Connective Tech ETF UFOX Stock Holding History

Financial Advocates Investment Management’s Portfolio UFOX Stock Details UFOX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-8,252
Closed -$300K – 821
2021
Q3 		$300K Sell
8,252
-196
-2% -$7.42K 0.02% 617
2021
Q2 		$321K Sell
8,448
-1,658
-16% -$60.6K 0.02% 600
2021
Q1 		$356K Buy
10,106
+3,728
+58% +$131K 0.03% 565
2020
Q4 		$214K Buy
+6,378
New +$199K 0.01% 666

Other funds holding UFOX

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Mirae Asset Global Investments
Mirae Asset Global Investments Seoul, South Korea $67.7B AUM 57.61% 1-Year Est. Return
FA
Fagan Associates Troy, New York $813M AUM 37.92% 1-Year Est. Return
6F
626 Financial Portage, Michigan $257M AUM 22.23% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Financial Advocates Investment Management's UFOX Position: Q4 2021 in Review

Financial Advocates Investment Management sold out of Defiance Space and Connective Tech ETF (UFOX) in Q4 2021, closing a stake of 8,252 shares — an estimated $300K sold.

Financial Advocates Investment Management first reported a position in UFOX in Q4 2020 and held it in 4 quarters. The position peaked at $356K in Q1 2021. 216 funds tracked by Wall St. Rank hold UFOX as of Q4 2021.

  • Financial Advocates Investment Management reported no remaining Defiance Space and Connective Tech ETF position as of Q4 2021 after selling out during the quarter.
  • Financial Advocates Investment Management sold 8,252 Defiance Space and Connective Tech ETF shares in Q4 2021, an estimated $300K.
  • Financial Advocates Investment Management first reported a position in Defiance Space and Connective Tech ETF in Q4 2020 and held it in 4 quarters.
  • Financial Advocates Investment Management's Defiance Space and Connective Tech ETF position peaked at $356K in Q1 2021.
  • 216 funds tracked by Wall St. Rank held Defiance Space and Connective Tech ETF as of Q4 2021.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.