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Financial Advocates Investment Management’s First Trust Institutional Preferred Securities and Income ETF FPEI Stock Holding History

Financial Advocates Investment Management’s Portfolio FPEI Stock Details FPEI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-107,361
Closed -$2.04M – 248
2025
Q2 		$2.04M Sell
107,361
-899
-0.8% -$16.7K 0.17% 124
2025
Q1 		$2.02M Sell
108,260
-1,379
-1% -$25.8K 0.14% 165
2024
Q4 		$2.05M Buy
109,639
+7,418
+7% +$140K 0.12% 176
2024
Q3 		$1.95M Sell
102,221
-15,127
-13% -$282K 0.11% 189
2024
Q2 		$2.16M Buy
117,348
+6,319
+6% +$115K 0.13% 166
2024
Q1 		$2.02M Buy
111,029
+18,072
+19% +$326K 0.12% 181
2023
Q4 		$1.66M Buy
92,957
+14,444
+18% +$247K 0.11% 200
2023
Q3 		$1.33M Buy
78,513
+12,182
+18% +$208K 0.1% 222
2023
Q2 		$1.12M Buy
66,331
+2,163
+3% +$36.3K 0.08% 252
2023
Q1 		$1.07M Buy
+64,168
New +$1.15M 0.08% 280
2022
Q2 		– Sell
-107,385
Closed -$2.08M – 720
2022
Q1 		$2.08M Buy
107,385
+5,704
+6% +$113K 0.14% 182
2021
Q4 		$2.07M Buy
101,681
+40,263
+66% +$826K 0.13% 193
2021
Q3 		$1.27M Buy
61,418
+10,825
+21% +$225K 0.09% 266
2021
Q2 		$1.05M Buy
+50,593
New +$1.04M 0.07% 309

Other funds holding FPEI

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
MFG
Merit Financial Group Alpharetta, Georgia $16.4B AUM 25.17% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
MF
Montis Financial Waltham, Massachusetts $489M AUM 16.12% 1-Year Est. Return

Financial Advocates Investment Management's FPEI Position: Q3 2025 in Review

Financial Advocates Investment Management sold out of First Trust Institutional Preferred Securities and Income ETF (FPEI) in Q3 2025, closing a stake of 107,361 shares — an estimated $2.04M sold.

Financial Advocates Investment Management first reported a position in FPEI in Q2 2021 and held it in 14 quarters. The position peaked at $2.16M in Q2 2024. 187 funds tracked by Wall St. Rank hold FPEI as of Q3 2025.

  • Financial Advocates Investment Management reported no remaining First Trust Institutional Preferred Securities and Income ETF position as of Q3 2025 after selling out during the quarter.
  • Financial Advocates Investment Management sold 107,361 First Trust Institutional Preferred Securities and Income ETF shares in Q3 2025, an estimated $2.04M.
  • Financial Advocates Investment Management first reported a position in First Trust Institutional Preferred Securities and Income ETF in Q2 2021 and held it in 14 quarters.
  • Financial Advocates Investment Management's First Trust Institutional Preferred Securities and Income ETF position peaked at $2.16M in Q2 2024.
  • 187 funds tracked by Wall St. Rank held First Trust Institutional Preferred Securities and Income ETF as of Q3 2025.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.