FIG Financial Advisory Services’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

FIG Financial Advisory Services’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-93,655	Closed	-$1.78M	–	80
2025 Q2	$1.78M	Buy	+93,655	New	+$1.74M	1.19%	15

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Permanens Capital New York $776M AUM 30.08% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

FIG Financial Advisory Services's PREF Position: Q3 2025 in Review

FIG Financial Advisory Services sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q3 2025, closing a stake of 93,655 shares — an estimated $1.78M sold.

FIG Financial Advisory Services first reported a position in PREF in Q2 2025 and held it in 1 quarter. The position peaked at $1.78M in Q2 2025. 125 funds tracked by Wall St. Rank hold PREF as of Q3 2025.

FIG Financial Advisory Services reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q3 2025 after selling out during the quarter.
FIG Financial Advisory Services sold 93,655 Principal Spectrum Preferred Securities Active ETF shares in Q3 2025, an estimated $1.78M.
FIG Financial Advisory Services first reported a position in Principal Spectrum Preferred Securities Active ETF in Q2 2025 and held it in 1 quarter.
FIG Financial Advisory Services's Principal Spectrum Preferred Securities Active ETF position peaked at $1.78M in Q2 2025.
125 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q3 2025.

Based on FIG Financial Advisory Services's 13F filing for Q3 2025, filed 10 Aug 2026.