Essex Investment Management’s SLR Senior Investment Corp. Common Stock SUNS Stock Holding History

Essex Investment Management’s Portfolio SUNS Stock Details SUNS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-12,677	Closed	-$217K	–	378
2014 Q1	$217K	Buy	12,677 +65	+0.5%	+$1.17K	0.03%	323
2013 Q4	$230K	Sell	12,612 -11,216	-47%	-$206K	0.03%	336
2013 Q3	$431K	Sell	23,828 -130	-0.5%	-$2.39K	0.07%	273
2013 Q2	$441K	Buy	+23,958	New	+$451K	0.08%	232

Other funds holding SUNS

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.35% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $345M AUM 46.29% 1-Year Est. Return

WHI

William Harris Investors Chicago, Illinois $347M AUM 3.53% 1-Year Est. Return

CHAM

Clear Harbor Asset Management Stamford, Connecticut $1.62B AUM 38.77% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Essex Investment Management's SUNS Position: Q2 2014 in Review

Essex Investment Management sold out of SLR Senior Investment Corp. Common Stock (SUNS) in Q2 2014, closing a stake of 12,677 shares — an estimated $217K sold.

Essex Investment Management first reported a position in SUNS in Q2 2013 and held it in 4 quarters. The position peaked at $441K in Q2 2013. 48 funds tracked by Wall St. Rank hold SUNS as of Q2 2014.

Essex Investment Management reported no remaining SLR Senior Investment Corp. Common Stock position as of Q2 2014 after selling out during the quarter.
Essex Investment Management sold 12,677 SLR Senior Investment Corp. Common Stock shares in Q2 2014, an estimated $217K.
Essex Investment Management first reported a position in SLR Senior Investment Corp. Common Stock in Q2 2013 and held it in 4 quarters.
Essex Investment Management's SLR Senior Investment Corp. Common Stock position peaked at $441K in Q2 2013.
48 funds tracked by Wall St. Rank held SLR Senior Investment Corp. Common Stock as of Q2 2014.

Based on Essex Investment Management's 13F filing for Q2 2014, filed 23 Jul 2014.