Essex Financial Services’s U.S. Small Cap Portfolio ETF Class Shares DFAS Stock Holding History

Essex Financial Services’s Portfolio DFAS Stock Details DFAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$888K	Buy	11,471 +440	+4%	+$35.8K	0.04%	348
2026 Q2	$908K	Sell	11,031 -87	-0.8%	-$6.74K	0.05%	340
2026 Q1	$791K	Buy	11,118 +929	+9%	+$68.2K	0.04%	340
2025 Q4	$710K	Sell	10,189 -3,806	-27%	-$262K	0.04%	356
2025 Q3	$958K	Buy	13,995 +200	+1%	+$13.3K	0.06%	278
2025 Q2	$879K	Buy	13,795 +3,060	+29%	+$183K	0.06%	285
2025 Q1	$641K	Buy	10,735 +392	+4%	+$25.2K	0.05%	328
2024 Q4	$673K	Buy	10,343 +662	+7%	+$44.3K	0.05%	317
2024 Q3	$627K	Buy	9,681 +1	+0%	+$63	0.05%	333
2024 Q2	$586K	Buy	9,680 +2,573	+36%	+$155K	0.04%	341
2024 Q1	$443K	Buy	7,107 +1,472	+26%	+$87.1K	0.04%	348
2023 Q4	$336K	Buy	5,635 +91	+2%	+$4.88K	0.03%	376
2023 Q3	$291K	Buy	5,544 +928	+20%	+$51.1K	0.03%	378
2023 Q2	$253K	Hold	4,616	–	–	0.03%	398
2023 Q1	$243K	Hold	4,616	–	–	0.03%	425
2022 Q4	$236K	Hold	4,616	–	–	0.03%	428
2022 Q3	$215K	Hold	4,616	–	–	0.03%	422
2022 Q2	$222K	Hold	4,616	–	–	0.02%	432
2022 Q1	$259K	Hold	4,616	–	–	0.02%	414
2021 Q4	$277K	Hold	4,616	–	–	0.03%	381
2021 Q3	$265K	Hold	4,616	–	–	0.03%	370
2021 Q2	$270K	Buy	+4,616	New	+$269K	0.04%	346

Other funds holding DFAS

Creative Planning Overland Park, Kansas $179B AUM 16.96% 1-Year Est. Return

Index Fund Advisors Irvine, California $2.37B AUM 16.24% 1-Year Est. Return

TCI Wealth Advisors Tucson, Arizona $2.49B AUM 17.07% 1-Year Est. Return

Root Financial Partners Encinitas, California $2.98B AUM 13.9% 1-Year Est. Return

Vise Technologies New York $12B AUM 18.78% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $273B AUM 15.34% 1-Year Est. Return

Confluence Wealth Services Mcmurray, Pennsylvania $3.81B AUM 14.14% 1-Year Est. Return

Midwest Trust Overland Park, Kansas $8.99B AUM 21.14% 1-Year Est. Return

Savant Capital Rockford, Illinois $35B AUM 15.18% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $313B AUM 26.62% 1-Year Est. Return

Essex Financial Services's DFAS Position: Q3 2026 in Review

Essex Financial Services increased its U.S. Small Cap Portfolio ETF Class Shares (DFAS) stake by 4% in Q3 2026, buying an estimated $35.8K and bringing the position to 11,471 shares worth $888K. The position accounts for 0.04% of the portfolio, ranked #348.

Essex Financial Services first reported a position in DFAS in Q2 2021 and has held it in 22 quarters since. The position peaked at $958K in Q3 2025. 772 funds tracked by Wall St. Rank hold DFAS as of Q3 2026.

Essex Financial Services held 11,471 shares of U.S. Small Cap Portfolio ETF Class Shares worth $888K as of Q3 2026.
Essex Financial Services bought 440 U.S. Small Cap Portfolio ETF Class Shares shares in Q3 2026, an estimated $35.8K.
U.S. Small Cap Portfolio ETF Class Shares made up 0.04% of Essex Financial Services's portfolio in Q3 2026, its #348 holding.
Essex Financial Services first reported a position in U.S. Small Cap Portfolio ETF Class Shares in Q2 2021 and has held it in 22 quarters since.
Essex Financial Services's U.S. Small Cap Portfolio ETF Class Shares position peaked at $958K in Q3 2025.
772 funds tracked by Wall St. Rank held U.S. Small Cap Portfolio ETF Class Shares as of Q3 2026.

Based on Essex Financial Services's 13F filing for Q3 2026, filed 13 Nov 2026.