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EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$355M
AUM Growth
-$5.58M
Cap. Flow
-$9.36M
Cap. Flow %
-2.64%
Top 10 Hldgs %
23.85%
Holding
387
New
19
Increased
116
Reduced
197
Closed
31

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.06M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.73M
3
ILS
Brookmont Catastrophic Bond ETF
ILS
+$2.64M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$1.45M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.33M

Top Sells

Rank Stock Value
1
RMIF
LHA Risk-Managed Income ETF
RMIF
+$2.65M
2
AAPL icon
Apple
AAPL
+$1.4M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.37M
4
LRCX icon
Lam Research
LRCX
+$980K
5
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$855K

Sector Composition

Rank Sector Weight
1 Technology 16.86%
2 Financials 5.71%
3 Consumer Discretionary 5.37%
4 Communication Services 4.44%
5 Healthcare 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDU icon
201
iShares US Utilities ETF
IDU
$1.4B
$488K 0.14%
4,507
+25
+0.6% +$2.79K
SHOP icon
202
Shopify
SHOP
$187B
$485K 0.14%
3,016
-887
-23% -$142K
DLN icon
203
WisdomTree US LargeCap Dividend Fund
DLN
$6.37B
$485K 0.14%
5,506
-100
-2% -$8.73K
GSG icon
204
iShares S&P GSCI Commodity-Indexed Trust
GSG
$952M
$482K 0.14%
20,883
-24,916
-54% -$574K
JOET icon
205
Virtus Terranova US Quality Momentum ETF
JOET
$247M
$476K 0.13%
11,338
-18,741
-62% -$794K
ARCB icon
206
ArcBest
ARCB
$3.17B
$470K 0.13%
6,329
-50
-0.8% -$3.56K
MTB icon
207
M&T Bank
MTB
$36.5B
$467K 0.13%
2,320
-166
-7% -$31.7K
ADSK icon
208
Autodesk
ADSK
$50.7B
$464K 0.13%
1,567
-629
-29% -$190K
IYE icon
209
iShares US Energy ETF
IYE
$1.7B
$462K 0.13%
9,728
-242
-2% -$11.5K
EFV icon
210
iShares MSCI EAFE Value ETF
EFV
$29.2B
$458K 0.13%
6,420
-1,459
-19% -$101K
MBB icon
211
iShares MBS ETF
MBB
$39.1B
$455K 0.13%
4,779
-1,119
-19% -$107K
WIP icon
212
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$474M
$455K 0.13%
11,548
-1,333
-10% -$52.1K
OMFL icon
213
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.85B
$455K 0.13%
7,439
-1,128
-13% -$68.1K
INDA icon
214
iShares MSCI India ETF
INDA
$6.63B
$454K 0.13%
8,391
-500
-6% -$26.9K
IAU icon
215
iShares Gold Trust
IAU
$65.9B
$453K 0.13%
5,577
-291
-5% -$22.8K
UNP icon
216
Union Pacific
UNP
$176B
$453K 0.13%
1,956
-91
-4% -$20.8K
RSP icon
217
Invesco S&P 500 Equal Weight ETF
RSP
$99.3B
$451K 0.13%
11,615
+71
+0.6% +$13.5K
IWO icon
218
iShares Russell 2000 Growth ETF
IWO
$14.9B
$447K 0.13%
1,385
– –
EWJ icon
219
iShares MSCI Japan ETF
EWJ
$22.5B
$447K 0.13%
5,537
+77
+1% +$6.33K
HIMU
220
iShares High Yield Muni Active ETF
HIMU
$2.41B
$444K 0.13%
9,125
– –
PLTR icon
221
Palantir
PLTR
$380B
$437K 0.12%
18,016
+368
+2% +$66.6K
HELE icon
222
Helen of Troy
HELE
$689M
$437K 0.12%
20,544
+2,485
+14% +$50.7K
EEM icon
223
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$432K 0.12%
7,897
+15
+0.2% +$816
IBM icon
224
IBM
IBM
$222B
$428K 0.12%
3,618
+44
+1% +$13.2K
MTGP icon
225
WisdomTree Mortgage Plus Bond Fund
MTGP
$74.4M
$427K 0.12%
9,594
-1,176
-11% -$52.6K
7 8
9
10 11

Similar funds

NICM
Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return
KFS
Kurt F. Somerville $379M AUM 19.42% 1-Year Est. Return
CFG
Carr Financial Group Worcester, Massachusetts $379M AUM 21.34% 1-Year Est. Return
MC
Muhlenkamp & Co Wexford, Pennsylvania $380M AUM 43.74% 1-Year Est. Return
AWA
Aquire Wealth Advisors South Jordan, Utah $381M AUM 17.5% 1-Year Est. Return
SFWC
Strategic Family Wealth Counselors Fairfield, New Jersey $381M AUM 21.36% 1-Year Est. Return
ACA
Anchorage Capital Advisors New York $378M AUM 13.47% 1-Year Est. Return
AFCM
Alta Fox Capital Management Fort Worth, Texas $378M AUM 59.19% 1-Year Est. Return

Empirical Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Empirical Asset Management held 387 positions worth $355M, down 1.6% from $360M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Empirical Asset Management's Q4 2025 filing shows 19 new, 116 increased, 197 reduced and 31 closed positions. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 8,218 shares worth $637K. The largest sale was LHA Risk-Managed Income ETF, an estimated $2.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Empirical Asset Management's largest Q4 2025 buy was Vanguard Morningstar Total Stock Market ETF: 8,218 shares worth $637K.
  • Empirical Asset Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2025, an estimated $4.06M increase.
  • Empirical Asset Management's biggest Q4 2025 reduction was LHA Risk-Managed Income ETF, cutting an estimated $2.65M.
  • Empirical Asset Management fully exited Lam Research in Q4 2025, selling an estimated $980K.
  • Empirical Asset Management's ten largest holdings make up 24% of its $355M portfolio in Q4 2025.
  • Empirical Asset Management opened 19 new positions and closed 31 in Q4 2025.
  • Empirical Asset Management's portfolio value fell 1.6% quarter-over-quarter to $355M.

Based on Empirical Asset Management's 13F filing for Q4 2025, filed 6 Feb 2026.