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EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$355M
AUM Growth
-$5.58M
Cap. Flow
-$9.36M
Cap. Flow %
-2.64%
Top 10 Hldgs %
23.85%
Holding
387
New
19
Increased
116
Reduced
197
Closed
31

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.06M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.73M
3
ILS
Brookmont Catastrophic Bond ETF
ILS
+$2.64M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$1.45M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.33M

Top Sells

Rank Stock Value
1
RMIF
LHA Risk-Managed Income ETF
RMIF
+$2.65M
2
AAPL icon
Apple
AAPL
+$1.4M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.37M
4
LRCX icon
Lam Research
LRCX
+$980K
5
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$855K

Sector Composition

Rank Sector Weight
1 Technology 16.86%
2 Financials 5.71%
3 Consumer Discretionary 5.37%
4 Communication Services 4.44%
5 Healthcare 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ET icon
176
Energy Transfer Partners
ET
$70B
$573K 0.16%
46,314
+6
+0% +$100
ZTS icon
177
Zoetis
ZTS
$31.2B
$569K 0.16%
5,875
-412
-7% -$53.7K
TSM icon
178
TSMC
TSM
$2.15T
$567K 0.16%
1,867
-141
-7% -$41.4K
PAYX icon
179
Paychex
PAYX
$42.1B
$567K 0.16%
5,054
-1,908
-27% -$223K
RSPF icon
180
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$312M
$565K 0.16%
7,202
-100
-1% -$7.65K
XLB icon
181
State Street Materials Select Sector SPDR ETF
XLB
$8.63B
$559K 0.16%
12,319
-303
-2% -$13.4K
ZECP icon
182
Zacks Earnings Consistent Portfolio ETF
ZECP
$369M
$554K 0.16%
15,946
-5,123
-24% -$177K
SBUX icon
183
Starbucks
SBUX
$121B
$550K 0.16%
7,570
-1,045
-12% -$88.2K
IUSB icon
184
iShares Core Universal USD Bond ETF
IUSB
$43.2B
$547K 0.15%
11,761
-830
-7% -$38.8K
XLP icon
185
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$546K 0.15%
7,031
-256
-4% -$20K
MU icon
186
Micron Technology
MU
$1.01T
$545K 0.15%
1,908
+139
+8% +$31.9K
EPD icon
187
Enterprise Products Partners
EPD
$81.6B
$542K 0.15%
16,920
+6
+0% +$190
DES icon
188
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$539K 0.15%
16,115
-30
-0.2% -$1K
KO icon
189
Coca-Cola
KO
$374B
$539K 0.15%
25,111
+1,962
+8% +$137K
STT icon
190
State Street
STT
$51.4B
$537K 0.15%
4,163
-6
-0.1% -$718
SCHX icon
191
Schwab US Large- Cap ETF
SCHX
$74.1B
$537K 0.15%
19,946
+2,550
+15% +$68.1K
IYM icon
192
iShares US Basic Materials ETF
IYM
$1.23B
$534K 0.15%
3,469
-126
-4% -$18.7K
EOG icon
193
EOG Resources
EOG
$71.5B
$531K 0.15%
5,052
-1,580
-24% -$170K
VOO icon
194
Vanguard S&P 500 ETF
VOO
$1.01T
$523K 0.15%
9,325
+67
+0.7% +$41.6K
QLC icon
195
FlexShares US Quality Large Cap Index Fund
QLC
$1.04B
$522K 0.15%
6,447
-10,740
-62% -$855K
LOW icon
196
Lowe's Companies
LOW
$123B
$520K 0.15%
8,280
+5
+0.1% +$1.2K
XTEN icon
197
BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF
XTEN
$1.05B
$515K 0.15%
11,143
-3,143
-22% -$147K
RECS icon
198
Columbia Research Enhanced Core ETF
RECS
$6.04B
$501K 0.14%
12,270
-20,453
-63% -$832K
STLD icon
199
Steel Dynamics
STLD
$38.1B
$499K 0.14%
2,948
-2
-0.1% -$318
BINC icon
200
BlackRock Flexible Income ETF
BINC
$16.1B
$491K 0.14%
9,303
-578
-6% -$30.7K
6 7
8
9 10

Similar funds

NICM
Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return
KFS
Kurt F. Somerville $379M AUM 19.42% 1-Year Est. Return
CFG
Carr Financial Group Worcester, Massachusetts $379M AUM 21.34% 1-Year Est. Return
MC
Muhlenkamp & Co Wexford, Pennsylvania $380M AUM 43.74% 1-Year Est. Return
AWA
Aquire Wealth Advisors South Jordan, Utah $381M AUM 17.5% 1-Year Est. Return
SFWC
Strategic Family Wealth Counselors Fairfield, New Jersey $381M AUM 21.36% 1-Year Est. Return
ACA
Anchorage Capital Advisors New York $378M AUM 13.47% 1-Year Est. Return
AFCM
Alta Fox Capital Management Fort Worth, Texas $378M AUM 59.19% 1-Year Est. Return

Empirical Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Empirical Asset Management held 387 positions worth $355M, down 1.6% from $360M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Empirical Asset Management's Q4 2025 filing shows 19 new, 116 increased, 197 reduced and 31 closed positions. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 8,218 shares worth $637K. The largest sale was LHA Risk-Managed Income ETF, an estimated $2.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Empirical Asset Management's largest Q4 2025 buy was Vanguard Morningstar Total Stock Market ETF: 8,218 shares worth $637K.
  • Empirical Asset Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2025, an estimated $4.06M increase.
  • Empirical Asset Management's biggest Q4 2025 reduction was LHA Risk-Managed Income ETF, cutting an estimated $2.65M.
  • Empirical Asset Management fully exited Lam Research in Q4 2025, selling an estimated $980K.
  • Empirical Asset Management's ten largest holdings make up 24% of its $355M portfolio in Q4 2025.
  • Empirical Asset Management opened 19 new positions and closed 31 in Q4 2025.
  • Empirical Asset Management's portfolio value fell 1.6% quarter-over-quarter to $355M.

Based on Empirical Asset Management's 13F filing for Q4 2025, filed 6 Feb 2026.