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EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$355M
AUM Growth
-$5.58M
Cap. Flow
-$9.36M
Cap. Flow %
-2.64%
Top 10 Hldgs %
23.85%
Holding
387
New
19
Increased
116
Reduced
197
Closed
31

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.06M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.73M
3
ILS
Brookmont Catastrophic Bond ETF
ILS
+$2.64M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$1.45M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.33M

Top Sells

Rank Stock Value
1
RMIF
LHA Risk-Managed Income ETF
RMIF
+$2.65M
2
AAPL icon
Apple
AAPL
+$1.4M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.37M
4
LRCX icon
Lam Research
LRCX
+$980K
5
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$855K

Sector Composition

Rank Sector Weight
1 Technology 16.86%
2 Financials 5.71%
3 Consumer Discretionary 5.37%
4 Communication Services 4.44%
5 Healthcare 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
126
State Street Financial Select Sector SPDR ETF
XLF
$58.3B
$794K 0.22%
19,721
-317
-2% -$16.9K
EXPD icon
127
Expeditors International
EXPD
$23.1B
$785K 0.22%
5,270
+21
+0.4% +$2.86K
WRB icon
128
W.R. Berkley
WRB
$26.7B
$769K 0.22%
10,966
+2,061
+23% +$152K
RHTX icon
129
RH Tactical Outlook ETF
RHTX
$8.19M
$760K 0.21%
40,638
-409
-1% -$7.48K
ABBV icon
130
AbbVie
ABBV
$429B
$757K 0.21%
10,265
-107
-1% -$24.4K
UNH icon
131
UnitedHealth
UNH
$366B
$752K 0.21%
5,625
-276
-5% -$93.5K
ADP icon
132
Automatic Data Processing
ADP
$108B
$750K 0.21%
8,991
-2,018
-18% -$537K
VO icon
133
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$748K 0.21%
40,352
-188
-0.5% -$13.7K
IEMG icon
134
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$747K 0.21%
11,109
-1,671
-13% -$112K
SPYM
135
State Street SPDR Portfolio S&P 500 ETF
SPYM
$167B
$743K 0.21%
9,604
-2,447
-20% -$195K
DYNF icon
136
BlackRock US Equity Factor Rotation ETF
DYNF
$39.7B
$742K 0.21%
12,194
-712
-6% -$42.8K
BRK.B icon
137
Berkshire Hathaway Class B
BRK.B
$1.13T
$737K 0.21%
1,467
-150
-9% -$74.6K
UTWO icon
138
US Treasury 2 Year Note ETF
UTWO
$483M
$735K 0.21%
15,143
-13,514
-47% -$657K
IJR icon
139
iShares Core S&P Small-Cap ETF
IJR
$112B
$725K 0.2%
6,029
-406
-6% -$48.6K
TDTF icon
140
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$722K 0.2%
30,132
+7,837
+35% +$189K
QUAL icon
141
iShares MSCI USA Quality Factor ETF
QUAL
$47.6B
$722K 0.2%
3,634
-1,867
-34% -$367K
AMD icon
142
Advanced Micro Devices
AMD
$807B
$719K 0.2%
3,357
+537
+19% +$121K
SPYV icon
143
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$717K 0.2%
12,628
+183
+1% +$10.3K
DBX icon
144
Dropbox
DBX
$8.01B
$716K 0.2%
25,761
-777
-3% -$22.6K
WEX icon
145
WEX
WEX
$6.41B
$714K 0.2%
4,794
-74
-2% -$11.2K
XLY icon
146
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.8B
$713K 0.2%
5,973
+15
+0.3% +$1.78K
ATRO icon
147
Astronics
ATRO
$3.81B
$711K 0.2%
15,732
-1,818
-10% -$76.2K
VEA icon
148
Vanguard FTSE Developed Markets ETF
VEA
$234B
$710K 0.2%
14,605
-302
-2% -$18.5K
XBI icon
149
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$690K 0.19%
5,657
– –
COST icon
150
Costco
COST
$419B
$689K 0.19%
39,576
-73
-0.2% -$66.2K
4 5
6
7 8

Similar funds

NICM
Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return
KFS
Kurt F. Somerville $379M AUM 19.42% 1-Year Est. Return
CFG
Carr Financial Group Worcester, Massachusetts $379M AUM 21.34% 1-Year Est. Return
MC
Muhlenkamp & Co Wexford, Pennsylvania $380M AUM 43.74% 1-Year Est. Return
SFWC
Strategic Family Wealth Counselors Fairfield, New Jersey $381M AUM 21.36% 1-Year Est. Return
ACA
Anchorage Capital Advisors New York $378M AUM 13.47% 1-Year Est. Return
AFCM
Alta Fox Capital Management Fort Worth, Texas $378M AUM 59.19% 1-Year Est. Return
CIC
Chase Investment Counsel Charlottesville, Virginia $381M AUM 69.8% 1-Year Est. Return

Empirical Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Empirical Asset Management held 387 positions worth $355M, down 1.6% from $360M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Empirical Asset Management's Q4 2025 filing shows 19 new, 116 increased, 197 reduced and 31 closed positions. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 8,218 shares worth $637K. The largest sale was LHA Risk-Managed Income ETF, an estimated $2.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Empirical Asset Management's largest Q4 2025 buy was Vanguard Morningstar Total Stock Market ETF: 8,218 shares worth $637K.
  • Empirical Asset Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2025, an estimated $4.06M increase.
  • Empirical Asset Management's biggest Q4 2025 reduction was LHA Risk-Managed Income ETF, cutting an estimated $2.65M.
  • Empirical Asset Management fully exited Lam Research in Q4 2025, selling an estimated $980K.
  • Empirical Asset Management's ten largest holdings make up 24% of its $355M portfolio in Q4 2025.
  • Empirical Asset Management opened 19 new positions and closed 31 in Q4 2025.
  • Empirical Asset Management's portfolio value fell 1.6% quarter-over-quarter to $355M.

Based on Empirical Asset Management's 13F filing for Q4 2025, filed 6 Feb 2026.