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EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
-1.19%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$115M
AUM Growth
+$1.74M
Cap. Flow
+$3.86M
Cap. Flow %
3.36%
Top 10 Hldgs %
23.68%
Holding
193
New
37
Increased
71
Reduced
47
Closed
27

Top Buys

Rank Stock Value
1
MNST icon
Monster Beverage
MNST
+$751K
2
SJM icon
J.M. Smucker
SJM
+$737K
3
NEM icon
Newmont
NEM
+$689K
4
V icon
Visa
V
+$649K
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$633K

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$753K
2
WRB icon
W.R. Berkley
WRB
+$719K
3
AKAM icon
Akamai
AKAM
+$713K
4
CBOE icon
Cboe Global Markets
CBOE
+$699K
5
XYL icon
Xylem
XYL
+$691K

Sector Composition

Rank Sector Weight
1 Technology 8.94%
2 Financials 5.35%
3 Healthcare 5.25%
4 Energy 5.11%
5 Consumer Discretionary 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTA icon
126
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$282K 0.25%
4,350
+25
+0.6% +$1.69K
SCHX icon
127
Schwab US Large- Cap ETF
SCHX
$73.9B
$279K 0.24%
16,557
+2,931
+22% +$51.4K
BRK.B icon
128
Berkshire Hathaway Class B
BRK.B
$1.13T
$279K 0.24%
796
– –
STT icon
129
State Street
STT
$50.8B
$278K 0.24%
4,148
+1
+0% +$71
FNDX icon
130
Schwab Fundamental US Large Company Index ETF
FNDX
$27.2B
$266K 0.23%
14,280
+3,399
+31% +$65.7K
SPTI icon
131
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$259K 0.23%
9,410
+63
+0.7% +$1.76K
MINT icon
132
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$256K 0.22%
2,561
+16
+0.6% +$1.6K
LQD icon
133
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$251K 0.22%
2,459
-1
-0% -$105
CAT icon
134
Caterpillar
CAT
$395B
$248K 0.22%
909
– –
WAB icon
135
Wabtec
WAB
$49.9B
$246K 0.21%
+2,315
New +$258K
VMC icon
136
Vulcan Materials
VMC
$36.5B
$243K 0.21%
+1,200
New +$261K
GD icon
137
General Dynamics
GD
$105B
$238K 0.21%
1,079
+50
+5% +$11.1K
BIL icon
138
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
$236K 0.21%
+2,572
New +$236K
PKG icon
139
Packaging Corp of America
PKG
$22.5B
$233K 0.2%
+1,519
New +$222K
PXF icon
140
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.93B
$232K 0.2%
5,341
+15
+0.3% +$675
CDW icon
141
CDW
CDW
$18.1B
$231K 0.2%
+1,146
New +$228K
GOOG icon
142
Alphabet (Google) Class C
GOOG
$4.36T
$229K 0.2%
+1,736
New +$226K
CPRT icon
143
Copart
CPRT
$26.9B
$228K 0.2%
+5,280
New +$235K
MLM icon
144
Martin Marietta Materials
MLM
$32.3B
$227K 0.2%
+553
New +$245K
DHR icon
145
Danaher
DHR
$141B
$226K 0.2%
1,029
+1
+0.1% +$223
TD icon
146
Toronto Dominion Bank
TD
$200B
$223K 0.19%
3,708
– –
SCHE icon
147
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$222K 0.19%
9,270
+9
+0.1% +$223
FTEC icon
148
Fidelity MSCI Information Technology Index ETF
FTEC
$21B
$222K 0.19%
+1,803
New +$232K
FTC icon
149
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.36B
$221K 0.19%
2,286
+2
+0.1% +$201
ABT icon
150
Abbott
ABT
$187B
$220K 0.19%
2,276
-112
-5% -$11.8K
4 5
6
7 8

Similar funds

NICM
Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return
KFS
Kurt F. Somerville $379M AUM 19.42% 1-Year Est. Return
MC
Muhlenkamp & Co Wexford, Pennsylvania $380M AUM 43.74% 1-Year Est. Return
SFWC
Strategic Family Wealth Counselors Fairfield, New Jersey $381M AUM 21.36% 1-Year Est. Return
ACA
Anchorage Capital Advisors New York $378M AUM 13.47% 1-Year Est. Return
AFCM
Alta Fox Capital Management Fort Worth, Texas $378M AUM 59.19% 1-Year Est. Return
DAL
Delta Air Lines Atlanta, Georgia $378M AUM 12.68% 1-Year Est. Return
HCP
Hiddenite Capital Partners New York $381M AUM 73.07% 1-Year Est. Return

Empirical Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Empirical Asset Management held 193 positions worth $115M, up 1.5% from $113M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Empirical Asset Management deployed $3.86M of net new capital in Q3 2023, opening 37 new positions and adding to 71 existing holdings. Its largest new stake was Monster Beverage: 13,212 shares worth $700K.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, down from 9.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was PepsiCo, an estimated $518K trimmed.

  • Empirical Asset Management's largest Q3 2023 buy was Monster Beverage: 13,212 shares worth $700K.
  • Empirical Asset Management added most to Ulta Beauty in Q3 2023, an estimated $547K increase.
  • Empirical Asset Management's biggest Q3 2023 reduction was PepsiCo, cutting an estimated $518K.
  • Empirical Asset Management fully exited Kimberly-Clark in Q3 2023, selling an estimated $753K.
  • Empirical Asset Management's ten largest holdings make up 24% of its $115M portfolio in Q3 2023.
  • Empirical Asset Management opened 37 new positions and closed 27 in Q3 2023.
  • Empirical Asset Management's portfolio value rose 1.5% quarter-over-quarter to $115M.

Based on Empirical Asset Management's 13F filing for Q3 2023, filed 1 Nov 2023.