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EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
+3.65%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$105M
AUM Growth
+$9.55M
Cap. Flow
-$18M
Cap. Flow %
-17.19%
Top 10 Hldgs %
23.92%
Holding
206
New
45
Increased
41
Reduced
53
Closed
59

Top Buys

Rank Stock Value
1
UTWO icon
US Treasury 2 Year Note ETF
UTWO
+$3.83M
2
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$2.1M
3
QLVD icon
FlexShares Developed Markets ex-US Quality Low Volatility Index Fund
QLVD
+$2M
4
ICOW icon
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
+$1.99M
5
COM icon
Direxion Auspice Broad Commodity Strategy ETF
COM
+$1.46M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10.3M
2
HD icon
Home Depot
HD
+$2.88M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.62M
4
PG icon
Procter & Gamble
PG
+$1.97M
5
XOM icon
ExxonMobil
XOM
+$1.65M

Sector Composition

Rank Sector Weight
1 Technology 9.23%
2 Healthcare 6.07%
3 Energy 4.58%
4 Financials 4.05%
5 Industrials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHE icon
126
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$232K 0.22%
9,460
-3,609
-28% -$89.4K
SPYM
127
State Street SPDR Portfolio S&P 500 ETF
SPYM
$167B
$232K 0.22%
4,808
– –
PXF icon
128
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.93B
$231K 0.22%
5,254
+41
+0.8% +$1.81K
EMR icon
129
Emerson Electric
EMR
$87.5B
$228K 0.22%
2,621
-4,299
-62% -$376K
J icon
130
Jacobs Solutions
J
$16.9B
$224K 0.21%
+2,302
New +$230K
TD icon
131
Toronto Dominion Bank
TD
$200B
$222K 0.21%
3,708
– –
SCHX icon
132
Schwab US Large- Cap ETF
SCHX
$73.9B
$221K 0.21%
13,683
+15
+0.1% +$236
FNV icon
133
Franco-Nevada
FNV
$44.6B
$219K 0.21%
1,500
– –
CVX icon
134
Chevron
CVX
$371B
$216K 0.21%
1,327
-8,461
-86% -$1.42M
FTC icon
135
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.36B
$212K 0.2%
2,281
+6
+0.3% +$558
GOOGL icon
136
Alphabet (Google) Class A
GOOGL
$4.38T
$211K 0.2%
2,036
-3,839
-65% -$368K
FTEC icon
137
Fidelity MSCI Information Technology Index ETF
FTEC
$21B
$210K 0.2%
+1,842
New +$193K
CAT icon
138
Caterpillar
CAT
$395B
$208K 0.2%
909
-739
-45% -$179K
BWX icon
139
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$202K 0.19%
8,747
-30,591
-78% -$698K
SCHP icon
140
Schwab US TIPS ETF
SCHP
$16.3B
$200K 0.19%
+7,468
New +$197K
BBDC icon
141
Barings BDC
BBDC
$963M
$148K 0.14%
18,605
-11,057
-37% -$92.8K
HBIO icon
142
Harvard Bioscience
HBIO
$27.9M
$84K 0.08%
2,000
– –
AMAX icon
143
Adaptive Hedged Multi-Asset Income ETF
AMAX
$67.6M
$80.1K 0.08%
10,322
+140
+1% +$1.1K
MRSN
144
DELISTED
Mersana Therapeutics
MRSN
$41.1K 0.04%
400
– –
CADL icon
145
Candel Therapeutics
CADL
$775M
$16.2K 0.02%
12,000
– –
MKFG
146
DELISTED
Markforged Holding Corporation
MKFG
$10.1K 0.01%
1,050
– –
BBBY
147
DELISTED
Bed Bath & Beyond Inc
BBBY
$4.27K ﹤0.01%
+10,000
New +$20.6K
AZO icon
148
AutoZone
AZO
$50.1B
– –
-123
Closed -$303K
BAC icon
149
Bank of America
BAC
$441B
– –
-8,352
Closed -$222K
BRK.A icon
150
Berkshire Hathaway Class A
BRK.A
$1.13T
– –
-1
Closed -$469K
4 5
6
7 8

Similar funds

NICM
Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return
KFS
Kurt F. Somerville $379M AUM 19.42% 1-Year Est. Return
MC
Muhlenkamp & Co Wexford, Pennsylvania $380M AUM 43.74% 1-Year Est. Return
SFWC
Strategic Family Wealth Counselors Fairfield, New Jersey $381M AUM 21.36% 1-Year Est. Return
ACA
Anchorage Capital Advisors New York $378M AUM 13.47% 1-Year Est. Return
AFCM
Alta Fox Capital Management Fort Worth, Texas $378M AUM 59.19% 1-Year Est. Return
DAL
Delta Air Lines Atlanta, Georgia $378M AUM 12.68% 1-Year Est. Return
HCP
Hiddenite Capital Partners New York $381M AUM 73.07% 1-Year Est. Return

Empirical Asset Management's Q1 2023 Portfolio in Review

As of Q1 2023, Empirical Asset Management held 206 positions worth $105M, up 10% from $95M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Empirical Asset Management withdrew a net $18M in Q1 2023, closing 59 positions and reducing 53 holdings. Its most notable exit was PIMCO Broad US TIPS Index Exchange-Traded Fund, an estimated $1.33M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 7.8% a quarter earlier, followed by Healthcare and Energy.

Against the trend, Empirical Asset Management opened a new position in US Treasury 2 Year Note ETF worth $3.85M.

  • Empirical Asset Management's largest Q1 2023 buy was US Treasury 2 Year Note ETF: 78,259 shares worth $3.85M.
  • Empirical Asset Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2023, an estimated $1.09M increase.
  • Empirical Asset Management's biggest Q1 2023 reduction was Apple, cutting an estimated $10.3M.
  • Empirical Asset Management fully exited PIMCO Broad US TIPS Index Exchange-Traded Fund in Q1 2023, selling an estimated $1.33M.
  • Empirical Asset Management's ten largest holdings make up 24% of its $105M portfolio in Q1 2023.
  • Empirical Asset Management opened 45 new positions and closed 59 in Q1 2023.
  • Empirical Asset Management's portfolio value rose 10% quarter-over-quarter to $105M.

Based on Empirical Asset Management's 13F filing for Q1 2023, filed 18 Apr 2023.