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EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
+3.65%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$105M
AUM Growth
+$9.55M
Cap. Flow
-$18M
Cap. Flow %
-17.19%
Top 10 Hldgs %
23.92%
Holding
206
New
45
Increased
41
Reduced
53
Closed
59

Top Buys

Rank Stock Value
1
UTWO icon
US Treasury 2 Year Note ETF
UTWO
+$3.83M
2
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$2.1M
3
QLVD icon
FlexShares Developed Markets ex-US Quality Low Volatility Index Fund
QLVD
+$2M
4
ICOW icon
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
+$1.99M
5
COM icon
Direxion Auspice Broad Commodity Strategy ETF
COM
+$1.46M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10.3M
2
HD icon
Home Depot
HD
+$2.88M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.62M
4
PG icon
Procter & Gamble
PG
+$1.97M
5
XOM icon
ExxonMobil
XOM
+$1.65M

Sector Composition

Rank Sector Weight
1 Technology 9.23%
2 Healthcare 6.07%
3 Energy 4.58%
4 Financials 4.05%
5 Industrials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STLD icon
101
Steel Dynamics
STLD
$37.5B
$362K 0.35%
3,202
+286
+10% +$33.2K
CSX icon
102
CSX Corp
CSX
$93.9B
$334K 0.32%
+11,162
New +$343K
TLT icon
103
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
$320K 0.31%
3,006
+6
+0.2% +$628
EW icon
104
Edwards Lifesciences
EW
$51.5B
$319K 0.31%
+3,859
New +$303K
CVS icon
105
CVS Health
CVS
$123B
$316K 0.3%
4,250
-6,793
-62% -$570K
STT icon
106
State Street
STT
$50.8B
$314K 0.3%
4,147
-63
-1% -$5.31K
AMZN icon
107
Amazon
AMZN
$2.94T
$307K 0.29%
2,968
-6,631
-69% -$641K
AIG icon
108
American International
AIG
$42.4B
$299K 0.29%
+5,946
New +$347K
ANSS
109
DELISTED
Ansys
ANSS
$299K 0.29%
+898
New +$253K
CECO icon
110
Ceco Environmental
CECO
$4.01B
$299K 0.29%
21,346
– –
FTA icon
111
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$286K 0.27%
4,307
+18
+0.4% +$1.23K
SCHO icon
112
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$279K 0.27%
11,442
+6
+0.1% +$145
UNH icon
113
UnitedHealth
UNH
$367B
$278K 0.27%
+588
New +$284K
VOO icon
114
Vanguard S&P 500 ETF
VOO
$1.01T
$276K 0.26%
733
-46
-6% -$16.9K
SPTI icon
115
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$269K 0.26%
9,290
-589
-6% -$16.8K
IVV icon
116
iShares Core S&P 500 ETF
IVV
$897B
$269K 0.26%
654
+3
+0.5% +$1.2K
LQD icon
117
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$268K 0.26%
2,441
-436
-15% -$47.2K
MINT icon
118
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$251K 0.24%
2,531
-22
-0.9% -$2.18K
BRK.B icon
119
Berkshire Hathaway Class B
BRK.B
$1.13T
$246K 0.24%
796
-458
-37% -$141K
ABT icon
120
Abbott
ABT
$187B
$242K 0.23%
2,389
-5,071
-68% -$535K
FXZ icon
121
First Trust Materials AlphaDEX Fund
FXZ
$388M
$241K 0.23%
3,682
-1,399
-28% -$93.7K
SCHR
122
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$240K 0.23%
9,504
-59,236
-86% -$1.48M
DD icon
123
DuPont de Nemours
DD
$19.5B
$236K 0.23%
+2,619
New +$239K
NVDA icon
124
NVIDIA
NVDA
$5.3T
$235K 0.22%
+8,470
New +$183K
GD icon
125
General Dynamics
GD
$105B
$233K 0.22%
1,022
-180
-15% -$41.6K
3 4
5
6 7

Similar funds

NICM
Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return
KFS
Kurt F. Somerville $379M AUM 19.42% 1-Year Est. Return
MC
Muhlenkamp & Co Wexford, Pennsylvania $380M AUM 43.74% 1-Year Est. Return
SFWC
Strategic Family Wealth Counselors Fairfield, New Jersey $381M AUM 21.36% 1-Year Est. Return
ACA
Anchorage Capital Advisors New York $378M AUM 13.47% 1-Year Est. Return
AFCM
Alta Fox Capital Management Fort Worth, Texas $378M AUM 59.19% 1-Year Est. Return
DAL
Delta Air Lines Atlanta, Georgia $378M AUM 12.68% 1-Year Est. Return
HCP
Hiddenite Capital Partners New York $381M AUM 73.07% 1-Year Est. Return

Empirical Asset Management's Q1 2023 Portfolio in Review

As of Q1 2023, Empirical Asset Management held 206 positions worth $105M, up 10% from $95M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Empirical Asset Management withdrew a net $18M in Q1 2023, closing 59 positions and reducing 53 holdings. Its most notable exit was PIMCO Broad US TIPS Index Exchange-Traded Fund, an estimated $1.33M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 7.8% a quarter earlier, followed by Healthcare and Energy.

Against the trend, Empirical Asset Management opened a new position in US Treasury 2 Year Note ETF worth $3.85M.

  • Empirical Asset Management's largest Q1 2023 buy was US Treasury 2 Year Note ETF: 78,259 shares worth $3.85M.
  • Empirical Asset Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2023, an estimated $1.09M increase.
  • Empirical Asset Management's biggest Q1 2023 reduction was Apple, cutting an estimated $10.3M.
  • Empirical Asset Management fully exited PIMCO Broad US TIPS Index Exchange-Traded Fund in Q1 2023, selling an estimated $1.33M.
  • Empirical Asset Management's ten largest holdings make up 24% of its $105M portfolio in Q1 2023.
  • Empirical Asset Management opened 45 new positions and closed 59 in Q1 2023.
  • Empirical Asset Management's portfolio value rose 10% quarter-over-quarter to $105M.

Based on Empirical Asset Management's 13F filing for Q1 2023, filed 18 Apr 2023.