We are live on ! Find out more
EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$355M
AUM Growth
-$5.58M
Cap. Flow
-$9.36M
Cap. Flow %
-2.64%
Top 10 Hldgs %
23.85%
Holding
387
New
19
Increased
116
Reduced
197
Closed
31

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.06M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.73M
3
ILS
Brookmont Catastrophic Bond ETF
ILS
+$2.64M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$1.45M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.33M

Top Sells

Rank Stock Value
1
RMIF
LHA Risk-Managed Income ETF
RMIF
+$2.65M
2
AAPL icon
Apple
AAPL
+$1.4M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.37M
4
LRCX icon
Lam Research
LRCX
+$980K
5
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$855K

Sector Composition

Rank Sector Weight
1 Technology 16.86%
2 Financials 5.71%
3 Consumer Discretionary 5.37%
4 Communication Services 4.44%
5 Healthcare 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
51
Tesla
TSLA
$1.29T
$1.71M 0.48%
3,803
+21
+0.6% +$9.31K
IGV icon
52
iShares Expanded Tech-Software Sector ETF
IGV
$14.4B
$1.7M 0.48%
16,106
+123
+0.8% +$13.5K
AGG icon
53
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.67M 0.47%
21,904
-7,045
-24% -$707K
MPWR icon
54
Monolithic Power Systems
MPWR
$65.6B
$1.61M 0.45%
1,777
+85
+5% +$81.8K
TLT icon
55
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$1.61M 0.45%
18,463
+759
+4% +$67.9K
FYC icon
56
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.34B
$1.6M 0.45%
16,635
+6,490
+64% +$612K
OMFS icon
57
Invesco Russell 2000 Dynamic Multifactor ETF
OMFS
$289M
$1.56M 0.44%
34,999
+14,146
+68% +$623K
CSCO icon
58
Cisco
CSCO
$480B
$1.55M 0.44%
57,855
+116
+0.2% +$8.61K
FDT icon
59
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
$1.49M 0.42%
18,742
+6,819
+57% +$527K
SUN icon
60
Sunoco
SUN
$14B
$1.49M 0.42%
28,405
– –
UIVM icon
61
VictoryShares International Value Momentum ETF
UIVM
$344M
$1.49M 0.42%
23,037
+8,423
+58% +$523K
RODM icon
62
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.64B
$1.47M 0.41%
39,679
+14,455
+57% +$522K
DBAW icon
63
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$293M
$1.46M 0.41%
35,425
+12,642
+55% +$516K
GILD icon
64
Gilead Sciences
GILD
$168B
$1.45M 0.41%
11,787
+3,279
+39% +$398K
NJR icon
65
New Jersey Resources
NJR
$5.79B
$1.4M 0.4%
30,407
+161
+0.5% +$7.44K
QAI icon
66
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$1.37M 0.39%
41,015
-1,308
-3% -$44.2K
RWL icon
67
Invesco S&P 500 Revenue ETF
RWL
$9.85B
$1.35M 0.38%
11,817
+22
+0.2% +$2.48K
IWR icon
68
iShares Russell Mid-Cap ETF
IWR
$57.3B
$1.34M 0.38%
13,942
-693
-5% -$66.6K
IYJ icon
69
iShares US Industrials ETF
IYJ
$2.04B
$1.31M 0.37%
8,862
-404
-4% -$59K
SCHZ icon
70
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$1.28M 0.36%
54,799
-4,305
-7% -$101K
AGOX icon
71
Adaptive Alpha Opportunities ETF
AGOX
$389M
$1.28M 0.36%
44,675
+1,358
+3% +$41K
DBEM icon
72
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$109M
$1.26M 0.36%
39,682
+3,731
+10% +$118K
GS icon
73
Goldman Sachs
GS
$311B
$1.26M 0.36%
4,298
-823
-16% -$672K
IGM icon
74
iShares Expanded Tech Sector ETF
IGM
$10.7B
$1.24M 0.35%
9,638
-93
-1% -$12K
GE icon
75
GE Aerospace
GE
$391B
$1.24M 0.35%
16,133
+12
+0.1% +$3.61K
1 2
3
4 5

Similar funds

NICM
Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return
KFS
Kurt F. Somerville $379M AUM 19.42% 1-Year Est. Return
CFG
Carr Financial Group Worcester, Massachusetts $379M AUM 21.34% 1-Year Est. Return
MC
Muhlenkamp & Co Wexford, Pennsylvania $380M AUM 43.74% 1-Year Est. Return
AWA
Aquire Wealth Advisors South Jordan, Utah $381M AUM 17.5% 1-Year Est. Return
SFWC
Strategic Family Wealth Counselors Fairfield, New Jersey $381M AUM 21.36% 1-Year Est. Return
ACA
Anchorage Capital Advisors New York $378M AUM 13.47% 1-Year Est. Return
AFCM
Alta Fox Capital Management Fort Worth, Texas $378M AUM 59.19% 1-Year Est. Return

Empirical Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Empirical Asset Management held 387 positions worth $355M, down 1.6% from $360M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Empirical Asset Management's Q4 2025 filing shows 19 new, 116 increased, 197 reduced and 31 closed positions. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 8,218 shares worth $637K. The largest sale was LHA Risk-Managed Income ETF, an estimated $2.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Empirical Asset Management's largest Q4 2025 buy was Vanguard Morningstar Total Stock Market ETF: 8,218 shares worth $637K.
  • Empirical Asset Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2025, an estimated $4.06M increase.
  • Empirical Asset Management's biggest Q4 2025 reduction was LHA Risk-Managed Income ETF, cutting an estimated $2.65M.
  • Empirical Asset Management fully exited Lam Research in Q4 2025, selling an estimated $980K.
  • Empirical Asset Management's ten largest holdings make up 24% of its $355M portfolio in Q4 2025.
  • Empirical Asset Management opened 19 new positions and closed 31 in Q4 2025.
  • Empirical Asset Management's portfolio value fell 1.6% quarter-over-quarter to $355M.

Based on Empirical Asset Management's 13F filing for Q4 2025, filed 6 Feb 2026.