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EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
+3.65%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$105M
AUM Growth
+$9.55M
Cap. Flow
-$18M
Cap. Flow %
-17.19%
Top 10 Hldgs %
23.92%
Holding
206
New
45
Increased
41
Reduced
53
Closed
59

Top Buys

Rank Stock Value
1
UTWO icon
US Treasury 2 Year Note ETF
UTWO
+$3.83M
2
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$2.1M
3
QLVD icon
FlexShares Developed Markets ex-US Quality Low Volatility Index Fund
QLVD
+$2M
4
ICOW icon
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
+$1.99M
5
COM icon
Direxion Auspice Broad Commodity Strategy ETF
COM
+$1.46M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10.3M
2
HD icon
Home Depot
HD
+$2.88M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.62M
4
PG icon
Procter & Gamble
PG
+$1.97M
5
XOM icon
ExxonMobil
XOM
+$1.65M

Sector Composition

Rank Sector Weight
1 Technology 9.23%
2 Healthcare 6.07%
3 Energy 4.58%
4 Financials 4.05%
5 Industrials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADP icon
26
Automatic Data Processing
ADP
$108B
$1.16M 1.11%
5,195
+857
+20% +$193K
HYHG icon
27
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$186M
$1.06M 1.01%
17,667
+4,438
+34% +$265K
HEFA icon
28
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.64B
$1.04M 0.99%
35,160
+21,920
+166% +$633K
JPME icon
29
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$473M
$1.03M 0.99%
12,056
+6,602
+121% +$573K
CZA icon
30
Invesco Zacks Mid-Cap ETF
CZA
$192M
$1.03M 0.99%
11,845
-3,011
-20% -$272K
FLQM icon
31
Franklin US Mid Cap Multifactor Index ETF
FLQM
$1.61B
$1.02M 0.98%
+23,598
New +$1.02M
TDTT icon
32
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.52B
$981K 0.94%
40,605
-18,255
-31% -$433K
SHY icon
33
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$958K 0.92%
11,661
-32,121
-73% -$2.62M
XLRE icon
34
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.63B
$953K 0.91%
25,490
+966
+4% +$37.1K
CSCO icon
35
Cisco
CSCO
$480B
$947K 0.91%
18,109
-14,628
-45% -$714K
VGLT icon
36
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$913K 0.87%
13,937
+5,196
+59% +$335K
GLD icon
37
SPDR Gold Trust
GLD
$132B
$902K 0.86%
4,923
-490
-9% -$86.2K
AGOX icon
38
Adaptive Alpha Opportunities ETF
AGOX
$389M
$884K 0.85%
40,548
-3,291
-8% -$70.9K
OUSM icon
39
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$907M
$834K 0.8%
23,621
-5,520
-19% -$196K
STIP icon
40
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$827K 0.79%
+8,333
New +$815K
IGOV icon
41
iShares International Treasury Bond ETF
IGOV
$1.54B
$814K 0.78%
+20,237
New +$805K
GWW icon
42
W.W. Grainger
GWW
$61.4B
$790K 0.76%
+1,146
New +$731K
CSF
43
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$780K 0.75%
+15,039
New +$815K
GOVT icon
44
iShares US Treasury Bond ETF
GOVT
$43.6B
$773K 0.74%
33,051
+6,796
+26% +$157K
CSML
45
DELISTED
IndexIQ ETF Trust IQ U.S. Small Cap ETF
CSML
$772K 0.74%
+24,352
New +$811K
REGN icon
46
Regeneron Pharmaceuticals
REGN
$78.3B
$764K 0.73%
930
+237
+34% +$179K
XOM icon
47
ExxonMobil
XOM
$638B
$761K 0.73%
6,937
-14,877
-68% -$1.65M
VRTX icon
48
Vertex Pharmaceuticals
VRTX
$121B
$749K 0.72%
+2,377
New +$713K
KR icon
49
Kroger
KR
$35.4B
$742K 0.71%
+15,038
New +$687K
AGZD icon
50
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
$726K 0.69%
+33,378
New +$730K
1
2
3 4 5

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Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return
KFS
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CFG
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MC
Muhlenkamp & Co Wexford, Pennsylvania $380M AUM 43.74% 1-Year Est. Return
AWA
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SFWC
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ACA
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AFCM
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Empirical Asset Management's Q1 2023 Portfolio in Review

As of Q1 2023, Empirical Asset Management held 206 positions worth $105M, up 10% from $95M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Empirical Asset Management withdrew a net $18M in Q1 2023, closing 59 positions and reducing 53 holdings. Its most notable exit was PIMCO Broad US TIPS Index Exchange-Traded Fund, an estimated $1.33M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 7.8% a quarter earlier, followed by Healthcare and Energy.

Against the trend, Empirical Asset Management opened a new position in US Treasury 2 Year Note ETF worth $3.85M.

  • Empirical Asset Management's largest Q1 2023 buy was US Treasury 2 Year Note ETF: 78,259 shares worth $3.85M.
  • Empirical Asset Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2023, an estimated $1.09M increase.
  • Empirical Asset Management's biggest Q1 2023 reduction was Apple, cutting an estimated $10.3M.
  • Empirical Asset Management fully exited PIMCO Broad US TIPS Index Exchange-Traded Fund in Q1 2023, selling an estimated $1.33M.
  • Empirical Asset Management's ten largest holdings make up 24% of its $105M portfolio in Q1 2023.
  • Empirical Asset Management opened 45 new positions and closed 59 in Q1 2023.
  • Empirical Asset Management's portfolio value rose 10% quarter-over-quarter to $105M.

Based on Empirical Asset Management's 13F filing for Q1 2023, filed 18 Apr 2023.