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EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$355M
AUM Growth
-$5.58M
Cap. Flow
-$9.36M
Cap. Flow %
-2.64%
Top 10 Hldgs %
23.85%
Holding
387
New
19
Increased
116
Reduced
197
Closed
31

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.06M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.73M
3
ILS
Brookmont Catastrophic Bond ETF
ILS
+$2.64M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$1.45M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.33M

Top Sells

Rank Stock Value
1
RMIF
LHA Risk-Managed Income ETF
RMIF
+$2.65M
2
AAPL icon
Apple
AAPL
+$1.4M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.37M
4
LRCX icon
Lam Research
LRCX
+$980K
5
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$855K

Sector Composition

Rank Sector Weight
1 Technology 16.86%
2 Financials 5.71%
3 Consumer Discretionary 5.37%
4 Communication Services 4.44%
5 Healthcare 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOW icon
326
ServiceNow
NOW
$121B
$205K 0.06%
1,340
-435
-25% -$74.6K
THRO
327
iShares U.S. Thematic Rotation Active ETF
THRO
$6.67B
$205K 0.06%
5,308
-550
-9% -$21K
EVTR icon
328
Eaton Vance Total Return Bond ETF
EVTR
$5.68B
$203K 0.06%
+3,941
New +$204K
BST icon
329
BlackRock Science and Technology Trust
BST
$1.68B
$203K 0.06%
5,000
– –
HCA icon
330
HCA Healthcare
HCA
$88.5B
$202K 0.06%
433
-48
-10% -$22.3K
SCHG icon
331
Schwab US Large-Cap Growth ETF
SCHG
$62.1B
$202K 0.06%
6,192
-90
-1% -$2.93K
JAVA icon
332
JPMorgan Active Value ETF
JAVA
$7.11B
$200K 0.06%
+2,791
New +$196K
MHD icon
333
BlackRock MuniHoldings Fund
MHD
$605M
$174K 0.05%
14,856
– –
SCHD icon
334
Schwab US Dividend Equity ETF
SCHD
$105B
$157K 0.04%
28,394
-1,554
-5% -$42.3K
VFH icon
335
Vanguard Financials ETF
VFH
$13.7B
$148K 0.04%
26,432
– –
NEE icon
336
NextEra Energy
NEE
$176B
$143K 0.04%
11,791
-22
-0.2% -$1.82K
BA icon
337
Boeing
BA
$184B
$143K 0.04%
23,040
-58
-0.3% -$11.9K
MAR icon
338
Marriott International
MAR
$93.8B
$132K 0.04%
47,577
+10
+0% +$2.86K
DIS icon
339
Walt Disney
DIS
$181B
$128K 0.04%
12,703
-929
-7% -$102K
IGD
340
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$117K 0.03%
20,382
– –
BBDC icon
341
Barings BDC
BBDC
$963M
$102K 0.03%
11,093
+312
+3% +$2.76K
AMAX icon
342
Adaptive Hedged Multi-Asset Income ETF
AMAX
$67.6M
$94.8K 0.03%
11,994
-6,510
-35% -$52.9K
VIS icon
343
Vanguard Industrials ETF
VIS
$8.36B
$84K 0.02%
10,292
– –
CRON
344
Cronos Group
CRON
$1.13B
$65.8K 0.02%
25,000
– –
AKBA icon
345
Akebia Therapeutics
AKBA
$264M
$56.4K 0.02%
35,000
+15,000
+75% +$31.4K
O icon
346
Realty Income
O
$59B
$52.4K 0.01%
12,258
-1
-0% -$58
BNY
347
Bank of New York Mellon
BNY
$108B
$47.7K 0.01%
21,121
+5
+0% +$553
HXL icon
348
Hexcel
HXL
$7.79B
$40.9K 0.01%
28,498
+1
+0% +$71
EMR icon
349
Emerson Electric
EMR
$87.5B
$38.8K 0.01%
13,258
+6
+0% +$796
VCR icon
350
Vanguard Consumer Discretionary ETF
VCR
$6.24B
$32.2K 0.01%
19,666
– –
12 13
14
15 16

Similar funds

NICM
Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return
KFS
Kurt F. Somerville $379M AUM 19.42% 1-Year Est. Return
MC
Muhlenkamp & Co Wexford, Pennsylvania $380M AUM 43.74% 1-Year Est. Return
SFWC
Strategic Family Wealth Counselors Fairfield, New Jersey $381M AUM 21.36% 1-Year Est. Return
ACA
Anchorage Capital Advisors New York $378M AUM 13.47% 1-Year Est. Return
AFCM
Alta Fox Capital Management Fort Worth, Texas $378M AUM 59.19% 1-Year Est. Return
DAL
Delta Air Lines Atlanta, Georgia $378M AUM 12.68% 1-Year Est. Return
HCP
Hiddenite Capital Partners New York $381M AUM 73.07% 1-Year Est. Return

Empirical Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Empirical Asset Management held 387 positions worth $355M, down 1.6% from $360M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Empirical Asset Management's Q4 2025 filing shows 19 new, 116 increased, 197 reduced and 31 closed positions. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 8,218 shares worth $637K. The largest sale was LHA Risk-Managed Income ETF, an estimated $2.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Empirical Asset Management's largest Q4 2025 buy was Vanguard Morningstar Total Stock Market ETF: 8,218 shares worth $637K.
  • Empirical Asset Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2025, an estimated $4.06M increase.
  • Empirical Asset Management's biggest Q4 2025 reduction was LHA Risk-Managed Income ETF, cutting an estimated $2.65M.
  • Empirical Asset Management fully exited Lam Research in Q4 2025, selling an estimated $980K.
  • Empirical Asset Management's ten largest holdings make up 24% of its $355M portfolio in Q4 2025.
  • Empirical Asset Management opened 19 new positions and closed 31 in Q4 2025.
  • Empirical Asset Management's portfolio value fell 1.6% quarter-over-quarter to $355M.

Based on Empirical Asset Management's 13F filing for Q4 2025, filed 6 Feb 2026.