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EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$355M
AUM Growth
-$5.58M
Cap. Flow
-$9.36M
Cap. Flow %
-2.64%
Top 10 Hldgs %
23.85%
Holding
387
New
19
Increased
116
Reduced
197
Closed
31

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.06M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.73M
3
ILS
Brookmont Catastrophic Bond ETF
ILS
+$2.64M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$1.45M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.33M

Top Sells

Rank Stock Value
1
RMIF
LHA Risk-Managed Income ETF
RMIF
+$2.65M
2
AAPL icon
Apple
AAPL
+$1.4M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.37M
4
LRCX icon
Lam Research
LRCX
+$980K
5
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$855K

Sector Composition

Rank Sector Weight
1 Technology 16.86%
2 Financials 5.71%
3 Consumer Discretionary 5.37%
4 Communication Services 4.44%
5 Healthcare 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
301
American Express
AXP
$232B
$229K 0.06%
+2,555
New +$914K
FLSP icon
302
Franklin Systematic Style Premia ETF
FLSP
$1.04B
$228K 0.06%
8,489
-8,554
-50% -$229K
FNDF icon
303
Schwab Fundamental International Large Company Index ETF
FNDF
$25.4B
$228K 0.06%
5,047
+140
+3% +$6.2K
INTU icon
304
Intuit
INTU
$90.5B
$224K 0.06%
339
-769
-69% -$508K
HON icon
305
Honeywell
HON
$76.7B
$222K 0.06%
1,136
-162
-12% -$31.7K
OKLO
306
Oklo
OKLO
$7.84B
$221K 0.06%
3,075
+536
+21% +$59.8K
PFE icon
307
Pfizer
PFE
$151B
$220K 0.06%
10,733
-1,577
-13% -$39.8K
WBD icon
308
Warner Bros
WBD
$66.7B
$217K 0.06%
+7,546
New +$176K
VIGI icon
309
Vanguard International Dividend Appreciation ETF
VIGI
$9.29B
$215K 0.06%
2,349
+57
+2% +$5.16K
JEPI icon
310
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$214K 0.06%
62,333
+15
+0% +$856
RSPS icon
311
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$256M
$214K 0.06%
7,360
-205
-3% -$6K
SCHF icon
312
Schwab International Equity ETF
SCHF
$68.5B
$212K 0.06%
+8,805
New +$209K
WM icon
313
Waste Management
WM
$92.4B
$212K 0.06%
963
+24
+3% +$5.12K
BAI
314
iShares A.I. Innovation and Tech Active ETF
BAI
$13.5B
$211K 0.06%
6,332
-1,163
-16% -$40.3K
IBDS icon
315
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.85B
$210K 0.06%
8,632
-7,478
-46% -$182K
EMB icon
316
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$210K 0.06%
2,176
-235
-10% -$22.6K
SMCI icon
317
Super Micro Computer
SMCI
$19.4B
$209K 0.06%
+7,155
New +$295K
WTV icon
318
WisdomTree US Value Fund
WTV
$3.35B
$209K 0.06%
2,244
-386
-15% -$35.4K
UBER icon
319
Uber
UBER
$151B
$209K 0.06%
75,433
-47
-0.1% -$4.23K
VTV icon
320
Vanguard Morningstar Value ETF
VTV
$191B
$209K 0.06%
+7,071
New +$1.33M
JAAA icon
321
Janus Henderson AAA CLO ETF
JAAA
$29.2B
$209K 0.06%
4,135
-566
-12% -$28.6K
VGLT icon
322
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$209K 0.06%
3,740
-5,558
-60% -$316K
APA icon
323
APA Corp
APA
$12.9B
$208K 0.06%
8,503
+30
+0.4% +$726
VB icon
324
Vanguard Morningstar Small-Cap ETF
VB
$82B
$207K 0.06%
2,930
– –
SMIZ icon
325
Zacks Small/Mid Cap ETF
SMIZ
$277M
$207K 0.06%
5,589
-1,829
-25% -$68.2K
11 12
13
14 15

Similar funds

NICM
Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return
KFS
Kurt F. Somerville $379M AUM 19.42% 1-Year Est. Return
MC
Muhlenkamp & Co Wexford, Pennsylvania $380M AUM 43.74% 1-Year Est. Return
SFWC
Strategic Family Wealth Counselors Fairfield, New Jersey $381M AUM 21.36% 1-Year Est. Return
ACA
Anchorage Capital Advisors New York $378M AUM 13.47% 1-Year Est. Return
AFCM
Alta Fox Capital Management Fort Worth, Texas $378M AUM 59.19% 1-Year Est. Return
DAL
Delta Air Lines Atlanta, Georgia $378M AUM 12.68% 1-Year Est. Return
HCP
Hiddenite Capital Partners New York $381M AUM 73.07% 1-Year Est. Return

Empirical Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Empirical Asset Management held 387 positions worth $355M, down 1.6% from $360M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Empirical Asset Management's Q4 2025 filing shows 19 new, 116 increased, 197 reduced and 31 closed positions. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 8,218 shares worth $637K. The largest sale was LHA Risk-Managed Income ETF, an estimated $2.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Empirical Asset Management's largest Q4 2025 buy was Vanguard Morningstar Total Stock Market ETF: 8,218 shares worth $637K.
  • Empirical Asset Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2025, an estimated $4.06M increase.
  • Empirical Asset Management's biggest Q4 2025 reduction was LHA Risk-Managed Income ETF, cutting an estimated $2.65M.
  • Empirical Asset Management fully exited Lam Research in Q4 2025, selling an estimated $980K.
  • Empirical Asset Management's ten largest holdings make up 24% of its $355M portfolio in Q4 2025.
  • Empirical Asset Management opened 19 new positions and closed 31 in Q4 2025.
  • Empirical Asset Management's portfolio value fell 1.6% quarter-over-quarter to $355M.

Based on Empirical Asset Management's 13F filing for Q4 2025, filed 6 Feb 2026.