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EFG

Elm3 Financial Group Portfolio holdings

AUM $146M
1-Year Est. Return 30.79%
This Fund
S&P 500
This Quarter Est. Return
+2.73%
1 Year Est. Return
+30.79%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$121M
AUM Growth
-$1.4M
Cap. Flow
-$3.79M
Cap. Flow %
-3.14%
Top 10 Hldgs %
41.52%
Holding
128
New
17
Increased
20
Reduced
75
Closed
15

Top Buys

Rank Stock Value
1
SCYB icon
Schwab High Yield Bond ETF
SCYB
+$1.69M
2
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$1.65M
3
PHK
PIMCO High Income Fund
PHK
+$1.02M
4
UTES icon
Virtus Reaves Utilities ETF
UTES
+$1.02M
5
IFRA icon
iShares US Infrastructure ETF
IFRA
+$913K

Top Sells

Rank Stock Value
1
BRLN icon
BlackRock Floating Rate Loan ETF
BRLN
+$2.01M
2
ICLO icon
Invesco AAA CLO Floating Rate Note ETF
ICLO
+$1.5M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$949K
4
LLY icon
Eli Lilly
LLY
+$754K
5
LONZ icon
PIMCO Senior Loan Active Exchange-Traded Fund
LONZ
+$573K

Sector Composition

Rank Sector Weight
1 Technology 20.45%
2 Consumer Discretionary 9.17%
3 Financials 4.61%
4 Healthcare 3.9%
5 Industrials 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCIT icon
126
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
– –
-3,118
Closed -$262K
VCLT icon
127
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
– –
-3,312
Closed -$257K
VST icon
128
Vistra
VST
$48.2B
– –
-1,661
Closed -$325K
2 3 4 5
6

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2L
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TA
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SCM
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AWM
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SIM
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ECM
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G
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Elm3 Financial Group's Q4 2025 Portfolio in Review

As of Q4 2025, Elm3 Financial Group held 128 positions worth $121M, down 1.1% from $122M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Elm3 Financial Group withdrew a net $3.79M in Q4 2025, closing 15 positions and reducing 75 holdings. Its most notable exit was Netflix, an estimated $508K position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 22% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Elm3 Financial Group opened a new position in Schwab High Yield Bond ETF worth $1.68M.

  • Elm3 Financial Group's largest Q4 2025 buy was Schwab High Yield Bond ETF: 63,726 shares worth $1.68M.
  • Elm3 Financial Group added most to Vanguard Morningstar Mid-Cap ETF in Q4 2025, an estimated $634K increase.
  • Elm3 Financial Group's biggest Q4 2025 reduction was BlackRock Floating Rate Loan ETF, cutting an estimated $2.01M.
  • Elm3 Financial Group fully exited Netflix in Q4 2025, selling an estimated $508K.
  • Elm3 Financial Group's ten largest holdings make up 42% of its $121M portfolio in Q4 2025.
  • Elm3 Financial Group opened 17 new positions and closed 15 in Q4 2025.
  • Elm3 Financial Group's portfolio value fell 1.1% quarter-over-quarter to $121M.

Based on Elm3 Financial Group's 13F filing for Q4 2025, filed 22 Jan 2026.