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Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$515M
AUM Growth
+$320M
Cap. Flow
-$60.4M
Cap. Flow %
-11.73%
Top 10 Hldgs %
85.24%
Holding
670
New
139
Increased
87
Reduced
103
Closed
273

Top Buys

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$4.73M
2
VICI icon
VICI Properties
VICI
+$2.25M
3
O icon
Realty Income
O
+$1.88M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.82M
5
EXR icon
Extra Space Storage
EXR
+$1.79M

Top Sells

Rank Stock Value
1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$14.5M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$4.46M
3
REXR icon
Rexford Industrial Realty
REXR
+$2.4M
4
RYN icon
Rayonier
RYN
+$2.12M
5
CLDI icon
Calidi Biotherapeutics
CLDI
+$1.78M

Sector Composition

Rank Sector Weight
1 Real Estate 7.71%
2 Financials 2.73%
3 Energy 0.45%
4 Utilities 0.11%
5 Healthcare 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAF
201
Morgan Stanley China A Share Fund
CAF
$325M
$24.9K ﹤0.01%
1,997
-10,043
-83% -$128K
NRDY icon
202
Nerdy
NRDY
$107M
$24.4K ﹤0.01%
+6,600
New +$28.6K
BANR icon
203
Banner Corp
BANR
$2.37B
$24.4K ﹤0.01%
576
-1,408
-71% -$63.1K
CNOB icon
204
Center Bancorp
CNOB
$1.66B
$24.3K ﹤0.01%
+1,362
New +$25.5K
PGC icon
205
Peapack-Gladstone Financial
PGC
$815M
$24.1K ﹤0.01%
939
-1,906
-67% -$52.7K
RENE
206
DELISTED
Cartesian Growth Corp II
RENE
$23.9K ﹤0.01%
2,200
– –
IWF icon
207
iShares Russell 1000 Growth ETF
IWF
$120B
$22.9K ﹤0.01%
+344
New +$23.8K
ASA
208
ASA Gold and Precious Metals
ASA
$955M
$22.7K ﹤0.01%
+1,703
New +$25.1K
EMD
209
Western Asset Emerging Markets Debt Fund
EMD
$611M
$22K ﹤0.01%
2,649
+1,697
+178% +$15K
MCR
210
DELISTED
MFS Charter Income Trust
MCR
$21.7K ﹤0.01%
3,715
+2,789
+301% +$17.1K
VCSH icon
211
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$21.3K ﹤0.01%
284
+9
+3% +$679
HYI
212
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$21.2K ﹤0.01%
+1,847
New +$21.6K
LZM.WS icon
213
Lifezone Metals Ltd Warrants
LZM.WS
$19.8M
$21.1K ﹤0.01%
+17,868
New +$15.5K
FAX
214
abrdn Asia-Pacific Income Fund
FAX
$597M
$20.9K ﹤0.01%
1,425
+679
+91% +$10.8K
ASG
215
Liberty All-Star Growth Fund
ASG
$325M
$20.6K ﹤0.01%
4,163
+439
+12% +$2.31K
BCX icon
216
BlackRock Resources & Commodities Strategy Trust
BCX
$902M
$20.3K ﹤0.01%
+2,206
New +$20.7K
HIX
217
Western Asset High Income Fund II
HIX
$350M
$20.3K ﹤0.01%
+4,544
New +$22K
HWH icon
218
HWH International
HWH
$11.1M
$20K ﹤0.01%
+380
New +$18.9K
FFIC
219
DELISTED
Flushing Financial
FFIC
$19.7K ﹤0.01%
1,500
+1,172
+357% +$16.4K
PNW icon
220
Pinnacle West Capital
PNW
$12.3B
$19.7K ﹤0.01%
+267
New +$21.2K
BUI icon
221
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$727M
$19K ﹤0.01%
958
-7,195
-88% -$157K
ACAXR
222
DELISTED
Alset Capital Acquisition Corp Right
ACAXR
$18.1K ﹤0.01%
86,389
-13,611
-14% -$4.48K
BLW icon
223
BlackRock Limited Duration Income Trust
BLW
$491M
$17.9K ﹤0.01%
+1,389
New +$18.2K
DFP
224
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$428M
$17.2K ﹤0.01%
+1,026
New +$18K
SYF icon
225
Synchrony
SYF
$25.1B
$17.1K ﹤0.01%
+559
New +$18.6K
7 8
9
10 11

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SCM
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CCS
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KOC
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KA
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PAMJ
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JEST
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CCM
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Elequin Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Elequin Capital held 670 positions worth $515M, up 163% from $196M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Elequin Capital withdrew a net $60.4M in Q3 2023, closing 273 positions and reducing 103 holdings. Its most notable exit was Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock, an estimated $14.5M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 7.7% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

Against the trend, Elequin Capital opened a new position in VICI Properties worth $2.11M.

  • Elequin Capital's largest Q3 2023 buy was VICI Properties: 72,550 shares worth $2.11M.
  • Elequin Capital added most to Royal Bank of Canada in Q3 2023, an estimated $4.73M increase.
  • Elequin Capital's biggest Q3 2023 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $4.46M.
  • Elequin Capital fully exited Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock in Q3 2023, selling an estimated $14.5M.
  • Elequin Capital's ten largest holdings make up 85% of its $515M portfolio in Q3 2023.
  • Elequin Capital opened 139 new positions and closed 273 in Q3 2023.
  • Elequin Capital's portfolio value rose 163% quarter-over-quarter to $515M.

Based on Elequin Capital's 13F filing for Q3 2023, filed 14 Nov 2023.