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Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
+0.48%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$142M
AUM Growth
-$213M
Cap. Flow
-$159M
Cap. Flow %
-111.77%
Top 10 Hldgs %
78.16%
Holding
701
New
82
Increased
14
Reduced
117
Closed
394

Top Buys

Rank Stock Value
1
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
+$6.49M
2
PGX icon
Invesco Preferred ETF
PGX
+$2.66M
3
FLR icon
Fluor
FLR
+$1.48M
4
ICVT icon
iShares Convertible Bond ETF
ICVT
+$1.35M
5
PCG icon
PG&E
PCG
+$1.08M

Top Sells

Rank Stock Value
1
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$27.4M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$9.9M
3
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$7.86M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$5.28M
5
HYD icon
VanEck High Yield Muni ETF
HYD
+$4.99M

Sector Composition

Rank Sector Weight
1 Financials 7.27%
2 Utilities 1.5%
3 Healthcare 1.48%
4 Industrials 1.06%
5 Technology 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCZ
201
Virtus Convertible & Income Fund II
NCZ
$294M
$6K ﹤0.01%
500
-12,855
-96% -$161K
PTA icon
202
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.04B
$5.84K ﹤0.01%
327
-48,448
-99% -$915K
LSBPW
203
DELISTED
LakeShore Biopharma Warrants
LSBPW
$5.84K ﹤0.01%
+37,500
New +$5.68K
AIMAW
204
DELISTED
Aimfinity Investment Corp I Warrant
AIMAW
$5.76K ﹤0.01%
80,000
– –
FAX
205
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$5.32K ﹤0.01%
333
-5,884
-95% -$97.5K
ENTF
206
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares
ENTF
$5.27K ﹤0.01%
505
– –
VSAC
207
DELISTED
Vision Sensing Acquisition Corp. Class A Common Stock
VSAC
$5.25K ﹤0.01%
500
– –
CMCA
208
DELISTED
Capitalworks Emerging Markets Acquisition Corp Class A Ordinary Shares
CMCA
$5.25K ﹤0.01%
500
– –
CREC
209
DELISTED
Crescera Capital Acquisition Corp Class A Ordinary Shares
CREC
$5.23K ﹤0.01%
500
– –
CCTS
210
DELISTED
Cactus Acquisition Corp. 1 Limited Class A Ordinary Share
CCTS
$5.22K ﹤0.01%
500
– –
HMA
211
DELISTED
Heartland Media Acquisition Corp.
HMA
$5.21K ﹤0.01%
500
– –
FGMC
212
DELISTED
FG Merger Corp. Common Stock
FGMC
$5.2K ﹤0.01%
500
– –
ARYD
213
DELISTED
ARYA Sciences Acquisition Corp IV Class A Odinary Shares
ARYD
$5.17K ﹤0.01%
500
– –
SPWR icon
214
SunPower Inc
SPWR
$60.6M
$5.16K ﹤0.01%
500
– –
RFAC
215
DELISTED
RF Acquisition Corp. Class A Common Stock
RFAC
$5.14K ﹤0.01%
500
– –
EFHTR
216
DELISTED
EF Hutton Acquisition Corporation I Rights
EFHTR
$4.96K ﹤0.01%
25,000
– –
ASCB
217
DELISTED
A SPAC II Acquisition Corp. Ordinary Shares
ASCB
$4.88K ﹤0.01%
470
– –
AXAC.RT
218
DELISTED
AXIOS Sustainable Growth Acquisition Corporation Rights to receive one-tenth (1/10) of one Class A ordinary share
AXAC.RT
$4.75K ﹤0.01%
+25,000
New +$3.7K
APTV icon
219
Aptiv
APTV
$12B
$4.71K ﹤0.01%
+42
New +$4.64K
PEPL
220
DELISTED
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
$4.67K ﹤0.01%
459
– –
ATEK.WS
221
DELISTED
Athena Technology Acquisition Corp. II Redeemable Warrants
ATEK.WS
$4.5K ﹤0.01%
+50,000
New +$3.48K
EVTL.WS
222
DELISTED
Vertical Aerospace Ltd. Warrants, each whole warrant exercisable for 1/10th of an ordinary share at an exercise price of $115.00 per share
EVTL.WS
$4.34K ﹤0.01%
24,800
– –
NVACR
223
DELISTED
NorthView Acquisition Corporation Rights
NVACR
$4.25K ﹤0.01%
25,000
– –
ACRO
224
DELISTED
Acropolis Infrastructure Acquisition Corp
ACRO
$4.24K ﹤0.01%
419
-1,400
-77% -$14.1K
KNSW
225
DELISTED
KnightSwan Acquisition Corporation
KNSW
$4.22K ﹤0.01%
405
– –
7 8
9
10 11

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Elequin Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Elequin Capital held 701 positions worth $142M, down 60% from $355M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Elequin Capital withdrew a net $159M in Q1 2023, closing 394 positions and reducing 117 holdings. Its most notable exit was South Jersey Industries, Inc. Corporate Units, an estimated $27.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, down from 12% a quarter earlier, followed by Utilities and Healthcare.

Against the trend, Elequin Capital opened a new position in Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B worth $6.37M.

  • Elequin Capital's largest Q1 2023 buy was Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B: 5,000 shares worth $6.37M.
  • Elequin Capital added most to Vanguard Mortgage-Backed Securities ETF in Q1 2023, an estimated $893K increase.
  • Elequin Capital's biggest Q1 2023 reduction was BlackRock Health Sciences Trust II, cutting an estimated $1.44M.
  • Elequin Capital fully exited South Jersey Industries, Inc. Corporate Units in Q1 2023, selling an estimated $27.4M.
  • Elequin Capital's ten largest holdings make up 78% of its $142M portfolio in Q1 2023.
  • Elequin Capital opened 82 new positions and closed 394 in Q1 2023.
  • Elequin Capital's portfolio value fell 60% quarter-over-quarter to $142M.

Based on Elequin Capital's 13F filing for Q1 2023, filed 11 May 2023.