EC

Elequin Capital Portfolio holdings

AUM $724M
This Quarter Return
-8.01%
1 Year Return
+15.4%
3 Year Return
+28.5%
5 Year Return
–
10 Year Return
–
AUM
$437M
AUM Growth
+$437M
Cap. Flow
-$264M
Cap. Flow %
-60.4%
Top 10 Hldgs %
85.63%
Holding
472
New
127
Increased
136
Reduced
148
Closed
42

Top Buys

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$140M
2
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$18M
3
ASZ
Austerlitz Acquisition Corporation II
ASZ
$2.29M
4
AGCB
Altimeter Growth Corp. 2
AGCB
$2.22M
5
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
$2.13M

Top Sells

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$453M
2
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$25.4M
3
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$3.22M
4
APTV icon
Aptiv
APTV
$904K
5
AQN icon
Algonquin Power & Utilities
AQN
$865K

Sector Composition

1 Financials 9.4%
2 Technology 0.93%
3 Healthcare 0.89%
4 Industrials 0.67%
5 Communication Services 0.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CYBR icon
201
CyberArk
CYBR
$22.8B
$15K ﹤0.01%
121
-8
-6% -$992
PARA
202
DELISTED
Paramount Global Class B
PARA
$15K ﹤0.01%
600
+88
+17% +$2.2K
VAC icon
203
Marriott Vacations Worldwide
VAC
$2.7B
$15K ﹤0.01%
125
+2
+2% +$240
ZD icon
204
Ziff Davis
ZD
$1.57B
$15K ﹤0.01%
199
-20
-9% -$1.51K
GH icon
205
Guardant Health
GH
$8.41B
$14K ﹤0.01%
335
+20
+6% +$836
HALO icon
206
Halozyme
HALO
$8.56B
$14K ﹤0.01%
315
+89
+39% +$3.96K
PSN icon
207
Parsons
PSN
$8.55B
$14K ﹤0.01%
338
+67
+25% +$2.78K
SIRI icon
208
SiriusXM
SIRI
$7.78B
$14K ﹤0.01%
2,209
-359
-14% -$2.28K
VOYA icon
209
Voya Financial
VOYA
$7.24B
$14K ﹤0.01%
238
-58
-20% -$3.41K
IDCC icon
210
InterDigital
IDCC
$7.01B
$13K ﹤0.01%
212
+80
+61% +$4.91K
LRN icon
211
Stride
LRN
$7.12B
$13K ﹤0.01%
311
+41
+15% +$1.71K
NOVA
212
DELISTED
Sunnova Energy
NOVA
$13K ﹤0.01%
686
+54
+9% +$1.02K
RPD icon
213
Rapid7
RPD
$1.34B
$13K ﹤0.01%
194
-31
-14% -$2.08K
TYL icon
214
Tyler Technologies
TYL
$24.4B
$13K ﹤0.01%
40
+3
+8% +$975
OPA
215
DELISTED
Magnum Opus Acquisition Limited
OPA
$12K ﹤0.01%
+1,200
New +$12K
ELAN icon
216
Elanco Animal Health
ELAN
$9.12B
$12K ﹤0.01%
600
+195
+48% +$3.9K
IART icon
217
Integra LifeSciences
IART
$1.18B
$12K ﹤0.01%
221
-57
-21% -$3.1K
PCRX icon
218
Pacira BioSciences
PCRX
$1.2B
$12K ﹤0.01%
212
-23
-10% -$1.3K
PRGS icon
219
Progress Software
PRGS
$2B
$12K ﹤0.01%
263
+53
+25% +$2.42K
ICPT
220
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$12K ﹤0.01%
900
+23
+3% +$307
COUP
221
DELISTED
Coupa Software Incorporated
COUP
$12K ﹤0.01%
209
-11
-5% -$632
ZEN
222
DELISTED
ZENDESK INC
ZEN
$12K ﹤0.01%
158
-221
-58% -$16.8K
ASND icon
223
Ascendis Pharma
ASND
$11.8B
$11K ﹤0.01%
113
+94
+495% +$9.15K
DOCN icon
224
DigitalOcean
DOCN
$2.97B
$11K ﹤0.01%
260
+44
+20% +$1.86K
EYE icon
225
National Vision
EYE
$1.82B
$11K ﹤0.01%
391
-171
-30% -$4.81K
7 8
9
10 11