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Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$515M
AUM Growth
+$320M
Cap. Flow
-$60.4M
Cap. Flow %
-11.73%
Top 10 Hldgs %
85.24%
Holding
670
New
139
Increased
87
Reduced
103
Closed
273

Top Buys

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$4.73M
2
VICI icon
VICI Properties
VICI
+$2.25M
3
O icon
Realty Income
O
+$1.88M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.82M
5
EXR icon
Extra Space Storage
EXR
+$1.79M

Top Sells

Rank Stock Value
1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$14.5M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$4.46M
3
REXR icon
Rexford Industrial Realty
REXR
+$2.4M
4
RYN icon
Rayonier
RYN
+$2.12M
5
CLDI icon
Calidi Biotherapeutics
CLDI
+$1.78M

Sector Composition

Rank Sector Weight
1 Real Estate 7.71%
2 Financials 2.73%
3 Energy 0.45%
4 Utilities 0.11%
5 Healthcare 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUB icon
176
iShares National Muni Bond ETF
MUB
$45.2B
$51.4K 0.01%
+501
New +$52.8K
PBR.A icon
177
Petrobras Class A
PBR.A
$109B
$50.7K 0.01%
3,700
– –
BMRC icon
178
Bank of Marin Bancorp
BMRC
$465M
$49.4K 0.01%
2,702
+149
+6% +$2.88K
FBNC icon
179
First Bancorp
FBNC
$2.61B
$44.7K 0.01%
+1,587
New +$48.6K
UMBF icon
180
UMB Financial
UMBF
$11.1B
$42.8K 0.01%
689
-1,050
-60% -$68.2K
GHY
181
PGIM Global High Yield Fund
GHY
$476M
$37.7K 0.01%
+3,500
New +$39.2K
WDI
182
Western Asset Diversified Income Fund
WDI
$678M
$35.9K 0.01%
+2,709
New +$37K
IONQ icon
183
IonQ
IONQ
$13.4B
$35.5K 0.01%
+50
New +$785
LDP icon
184
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$34.9K 0.01%
+2,044
New +$36.4K
FTHY
185
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$500M
$34.6K 0.01%
2,597
-50
-2% -$682
FSD
186
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$31.4K 0.01%
+2,927
New +$32.7K
SLV icon
187
iShares Silver Trust
SLV
$28.6B
$31.3K 0.01%
1,540
– –
COLB icon
188
Columbia Banking Systems
COLB
$8.84B
$30.6K 0.01%
+1,509
New +$31.5K
DUK icon
189
Duke Energy
DUK
$98.4B
$30.6K 0.01%
347
+230
+197% +$21.1K
ISD
190
PGIM High Yield Bond Fund
ISD
$415M
$30.6K 0.01%
+2,597
New +$31.8K
STEL
191
DELISTED
Stellar Bancorp
STEL
$29.3K 0.01%
1,374
-169
-11% -$3.86K
AUB icon
192
Atlantic Union Bankshares
AUB
$6B
$27.8K 0.01%
965
-2,114
-69% -$62.8K
RNST icon
193
Renasant Corp
RNST
$3.96B
$27.5K 0.01%
1,049
-3,865
-79% -$109K
NIE
194
Virtus Equity & Convertible Income Fund
NIE
$712M
$27.2K 0.01%
+1,366
New +$28.6K
FE icon
195
FirstEnergy
FE
$28.2B
$26.7K 0.01%
780
+573
+277% +$21.3K
GOF icon
196
Guggenheim Strategic Opportunities Fund
GOF
$2.23B
$26.6K 0.01%
+1,800
New +$28.4K
EAD
197
Allspring Income Opportunities Fund
EAD
$372M
$26.4K 0.01%
+4,322
New +$27.3K
FFC
198
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$778M
$26.2K 0.01%
+2,017
New +$27.2K
PDO
199
PIMCO Dynamic Income Opportunities Fund
PDO
$1.87B
$26.1K 0.01%
+2,200
New +$28K
PCG icon
200
PG&E
PCG
$39.2B
$24.9K ﹤0.01%
+1,543
New +$26.5K
6 7
8
9 10

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Elequin Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Elequin Capital held 670 positions worth $515M, up 163% from $196M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Elequin Capital withdrew a net $60.4M in Q3 2023, closing 273 positions and reducing 103 holdings. Its most notable exit was Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock, an estimated $14.5M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 7.7% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

Against the trend, Elequin Capital opened a new position in VICI Properties worth $2.11M.

  • Elequin Capital's largest Q3 2023 buy was VICI Properties: 72,550 shares worth $2.11M.
  • Elequin Capital added most to Royal Bank of Canada in Q3 2023, an estimated $4.73M increase.
  • Elequin Capital's biggest Q3 2023 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $4.46M.
  • Elequin Capital fully exited Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock in Q3 2023, selling an estimated $14.5M.
  • Elequin Capital's ten largest holdings make up 85% of its $515M portfolio in Q3 2023.
  • Elequin Capital opened 139 new positions and closed 273 in Q3 2023.
  • Elequin Capital's portfolio value rose 163% quarter-over-quarter to $515M.

Based on Elequin Capital's 13F filing for Q3 2023, filed 14 Nov 2023.