EC

Elequin Capital Portfolio holdings

AUM $724M
1-Year Return 15.4%
This Quarter Return
-6.2%
1 Year Return
+15.4%
3 Year Return
+28.5%
5 Year Return
–
10 Year Return
–
AUM
$590M
AUM Growth
+$375M
Cap. Flow
+$307M
Cap. Flow %
51.91%
Top 10 Hldgs %
98.25%
Holding
357
New
299
Increased
18
Reduced
12
Closed
13

Top Buys

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$370M
2
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$17.3M
3
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$14M
4
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$3.22M
5
APTV icon
Aptiv
APTV
$1.29M

Top Sells

1
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$10.4M
2
MBB icon
iShares MBS ETF
MBB
$8.85M
3
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$6.9M
4
MUB icon
iShares National Muni Bond ETF
MUB
$3.02M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
$1.2M

Sector Composition

1 Technology 0.48%
2 Consumer Discretionary 0.39%
3 Utilities 0.28%
4 Healthcare 0.14%
5 Communication Services 0.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NVCR icon
176
NovoCure
NVCR
$1.37B
$8K ﹤0.01%
+100
New +$8K
PEGA icon
177
Pegasystems
PEGA
$9.5B
$8K ﹤0.01%
+188
New +$8K
RBC icon
178
RBC Bearings
RBC
$12.2B
$8K ﹤0.01%
+40
New +$8K
UBER icon
179
Uber
UBER
$190B
$8K ﹤0.01%
+237
New +$8K
JBTM
180
JBT Marel Corporation
JBTM
$7.35B
$8K ﹤0.01%
+66
New +$8K
JOYY
181
JOYY Inc. American Depositary Shares
JOYY
$3.21B
$8K ﹤0.01%
+231
New +$8K
PRFT
182
DELISTED
Perficient Inc
PRFT
$8K ﹤0.01%
+75
New +$8K
AMRS
183
DELISTED
Amyris Inc.
AMRS
$8K ﹤0.01%
+1,825
New +$8K
OSH
184
DELISTED
Oak Street Health, Inc.
OSH
$8K ﹤0.01%
+301
New +$8K
CHNGU
185
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$8K ﹤0.01%
+111
New +$8K
ARRY icon
186
Array Technologies
ARRY
$1.37B
$7K ﹤0.01%
+641
New +$7K
CNMD icon
187
CONMED
CNMD
$1.7B
$7K ﹤0.01%
50
+29
+138% +$4.06K
DDD icon
188
3D Systems Corporation
DDD
$272M
$7K ﹤0.01%
+404
New +$7K
DKNG icon
189
DraftKings
DKNG
$23.1B
$7K ﹤0.01%
+336
New +$7K
FCN icon
190
FTI Consulting
FCN
$5.46B
$7K ﹤0.01%
47
+32
+213% +$4.77K
ILMN icon
191
Illumina
ILMN
$15.7B
$7K ﹤0.01%
+22
New +$7K
JAMF icon
192
Jamf
JAMF
$1.22B
$7K ﹤0.01%
+206
New +$7K
NTNX icon
193
Nutanix
NTNX
$18.7B
$7K ﹤0.01%
+278
New +$7K
STEM icon
194
Stem
STEM
$117M
$7K ﹤0.01%
+30
New +$7K
WIX icon
195
WIX.com
WIX
$8.52B
$7K ﹤0.01%
+70
New +$7K
AVLR
196
DELISTED
Avalara, Inc.
AVLR
$7K ﹤0.01%
+74
New +$7K
AMG icon
197
Affiliated Managers Group
AMG
$6.54B
$6K ﹤0.01%
+43
New +$6K
BYND icon
198
Beyond Meat
BYND
$189M
$6K ﹤0.01%
+133
New +$6K
NICE icon
199
Nice
NICE
$8.67B
$6K ﹤0.01%
+26
New +$6K
NIO icon
200
NIO
NIO
$13.4B
$6K ﹤0.01%
+273
New +$6K
6 7
8
9 10