EC

Elequin Capital Portfolio holdings

AUM $724M
1-Year Return 15.4%
This Quarter Return
+0.47%
1 Year Return
+15.4%
3 Year Return
+28.5%
5 Year Return
–
10 Year Return
–
AUM
$142M
AUM Growth
-$213M
Cap. Flow
-$310M
Cap. Flow %
-217.94%
Top 10 Hldgs %
78.16%
Holding
707
New
82
Increased
14
Reduced
117
Closed
395

Top Buys

1
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$6.37M
2
PGX icon
Invesco Preferred ETF
PGX
$2.54M
3
ICVT icon
iShares Convertible Bond ETF
ICVT
$1.35M
4
FLR icon
Fluor
FLR
$1.33M
5
PCG icon
PG&E
PCG
$1.1M

Top Sells

1
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$27.4M
2
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$9.9M
3
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$7.86M
4
TFI icon
SPDR Nuveen ICE Municipal Bond ETF
TFI
$5.28M
5
HYD icon
VanEck High Yield Muni ETF
HYD
$4.99M

Sector Composition

1 Financials 7.18%
2 Utilities 1.5%
3 Healthcare 1.49%
4 Industrials 1.06%
5 Technology 0.74%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CCD
151
Calamos Dynamic Convertible & Income Fund
CCD
$563M
$21.9K 0.02%
1,030
+30
+3% +$639
TBLD
152
Thornburg Income Builder Opportunities Trust
TBLD
$642M
$21.7K 0.02%
1,390
-15,385
-92% -$240K
ARIZ
153
DELISTED
Arisz Acquisition Corp. Common Stock
ARIZ
$21.6K 0.02%
2,100
– –
ZT
154
DELISTED
Zimmer Energy Transition Acquisition Corp. Class A Common Stock
ZT
$21.5K 0.02%
2,125
– –
ISD
155
PGIM High Yield Bond Fund
ISD
$486M
$20.2K 0.01%
1,657
-14,386
-90% -$176K
FEI
156
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$20.1K 0.01%
2,633
-6,714
-72% -$51.3K
RIVN icon
157
Rivian
RIVN
$17.2B
$19.8K 0.01%
+1,279
New +$19.8K
SOR
158
Source Capital
SOR
$367M
$19.6K 0.01%
519
-217
-29% -$8.2K
JQC icon
159
Nuveen Credit Strategies Income Fund
JQC
$746M
$19.4K 0.01%
3,800
-9,809
-72% -$50.1K
TWCB
160
DELISTED
Bilander Acquisition Corp. Class A Common Stock
TWCB
$19.2K 0.01%
1,900
– –
JRS icon
161
Nuveen Real Estate Income Fund
JRS
$236M
$18.8K 0.01%
2,512
-9,630
-79% -$71.9K
BGH
162
Barings Global Short Duration High Yield Fund
BGH
$332M
$17.7K 0.01%
1,374
-2,601
-65% -$33.6K
FSD
163
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$17.1K 0.01%
1,510
-8,860
-85% -$101K
FIF
164
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$16.8K 0.01%
1,174
-5,265
-82% -$75.5K
FTF
165
Franklin Limited Duration Income Trust
FTF
$260M
$16.6K 0.01%
2,680
-8,709
-76% -$53.8K
KLTO
166
Klotho Neurosciences, Inc. Common Stock
KLTO
$29.8M
$16.2K 0.01%
1,569
-3
-0.2% -$31
FFC
167
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$793M
$16.2K 0.01%
1,168
-22,659
-95% -$314K
BMAC
168
DELISTED
Black Mountain Acquisition Corp.
BMAC
$16K 0.01%
1,537
– –
NPAB
169
DELISTED
New Providence Acquisition Corp. II Class A Common Stock
NPAB
$15.8K 0.01%
1,520
– –
ENER
170
DELISTED
Accretion Acquisition Corp. Common Stock
ENER
$15.8K 0.01%
1,531
-100
-6% -$1.03K
FICV
171
DELISTED
Frontier Investment Corp Class A Ordinary Shares
FICV
$15.3K 0.01%
1,500
– –
EDD
172
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$346M
$14.7K 0.01%
3,245
-7,162
-69% -$32.4K
EAD
173
Allspring Income Opportunities Fund
EAD
$421M
$14K 0.01%
2,213
-11,848
-84% -$75K
IMAQR
174
DELISTED
International Media Acquisition Corp. Rights
IMAQR
$13.8K 0.01%
+100,000
New +$13.8K
ALTU
175
DELISTED
Altitude Acquisition Corp. Class A Common Stock
ALTU
$13.7K 0.01%
1,344
-1,155
-46% -$11.8K
5 6
7
8 9