EC

Elequin Capital Portfolio holdings

AUM $724M
1-Year Return 15.4%
This Quarter Return
-5.61%
1 Year Return
+15.4%
3 Year Return
+28.5%
5 Year Return
–
10 Year Return
–
AUM
$267M
AUM Growth
-$170M
Cap. Flow
-$250M
Cap. Flow %
-93.7%
Top 10 Hldgs %
79.28%
Holding
750
New
321
Increased
51
Reduced
153
Closed
191

Top Buys

1
SWT
Stanley Black & Decker, Inc.
SWT
$41.1M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$23M
3
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$20.9M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$5.03M
5
KRG icon
Kite Realty
KRG
$1.79M

Top Sells

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$140M
2
TFI icon
SPDR Nuveen ICE Municipal Bond ETF
TFI
$2.21M
3
PCPC
Periphas Capital Partnering Corporation
PCPC
$1.84M
4
SHM icon
SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$1.55M
5
KVSA
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$1.32M

Sector Composition

1 Financials 13.78%
2 Real Estate 2.56%
3 Technology 1.05%
4 Industrials 0.99%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MDB icon
151
MongoDB
MDB
$26.2B
$21K 0.01%
104
-152
-59% -$30.7K
JOFF
152
DELISTED
JOFF Fintech Acquisition Corp. Class A Common Stock
JOFF
$21K 0.01%
+2,100
New +$21K
TWTR
153
DELISTED
Twitter, Inc.
TWTR
$21K 0.01%
473
+171
+57% +$7.59K
APTV icon
154
Aptiv
APTV
$17.5B
$20K 0.01%
260
-314
-55% -$24.2K
NSTB
155
DELISTED
Northern Star Investment Corp. II
NSTB
$20K 0.01%
+2,035
New +$20K
DNZ
156
DELISTED
D and Z Media Acquisition Corp.
DNZ
$20K 0.01%
+2,000
New +$20K
TMAC
157
DELISTED
The Music Acquisition Corporation
TMAC
$20K 0.01%
+2,000
New +$20K
NOAC
158
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
$20K 0.01%
+2,000
New +$20K
HALO icon
159
Halozyme
HALO
$8.59B
$19K 0.01%
468
+153
+49% +$6.21K
ROSS
160
DELISTED
Ross Acquisition Corp II
ROSS
$19K 0.01%
+1,893
New +$19K
BLTS
161
DELISTED
Bright Lights Acquisition Corp. Class A Common Stock
BLTS
$19K 0.01%
+1,881
New +$19K
ZTO icon
162
ZTO Express
ZTO
$14.5B
$18K 0.01%
+732
New +$18K
RCAC
163
DELISTED
Revelstone Capital Acquisition Corp. Class A Common Stock
RCAC
$18K 0.01%
+1,815
New +$18K
BOAC
164
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
$18K 0.01%
+1,835
New +$18K
CXAC
165
DELISTED
C5 Acquisition Corporation
CXAC
$18K 0.01%
+1,840
New +$18K
KBR icon
166
KBR
KBR
$6.31B
$17K 0.01%
386
-407
-51% -$17.9K
NCLH icon
167
Norwegian Cruise Line
NCLH
$11.6B
$17K 0.01%
1,498
-1,274
-46% -$14.5K
NOVA
168
DELISTED
Sunnova Energy
NOVA
$17K 0.01%
767
+81
+12% +$1.8K
PODD icon
169
Insulet
PODD
$24.4B
$17K 0.01%
73
-79
-52% -$18.4K
SE icon
170
Sea Limited
SE
$112B
$17K 0.01%
305
-405
-57% -$22.6K
LIBY
171
DELISTED
Liberty Resources Acquisition Corp. Class A Common Stock
LIBY
$17K 0.01%
+1,700
New +$17K
OPA
172
DELISTED
Magnum Opus Acquisition Limited
OPA
$17K 0.01%
1,700
+500
+42% +$5K
FSSI
173
DELISTED
Fortistar Sustainable Solutions Corp. Class A Common Stock
FSSI
$17K 0.01%
+1,700
New +$17K
JAZZ icon
174
Jazz Pharmaceuticals
JAZZ
$7.77B
$16K 0.01%
120
-184
-61% -$24.5K
LI icon
175
Li Auto
LI
$24.3B
$16K 0.01%
698
-857
-55% -$19.6K
5 6
7
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