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Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
-5.61%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$170M
Cap. Flow
-$43.3M
Cap. Flow %
-16.21%
Top 10 Hldgs %
79.28%
Holding
746
New
321
Increased
50
Reduced
153
Closed
192

Top Buys

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$52.7M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$23.7M
3
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$21.4M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$6.87M
5
KRG icon
Kite Realty
KRG
+$1.99M

Top Sells

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$140M
2
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$2.21M
3
PCPC
Periphas Capital Partnering Corporation
PCPC
+$1.84M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$1.55M
5
KVSA
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 13.78%
2 Real Estate 2.56%
3 Technology 1.04%
4 Industrials 0.99%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDB icon
151
MongoDB
MDB
$26.2B
$21K 0.01%
104
-152
-59% -$44.4K
JOFF
152
DELISTED
JOFF Fintech Acquisition Corp. Class A Common Stock
JOFF
$21K 0.01%
+2,100
New +$20.7K
TWTR
153
DELISTED
Twitter, Inc.
TWTR
$21K 0.01%
473
+171
+57% +$6.96K
APTV icon
154
Aptiv
APTV
$12.3B
$20K 0.01%
260
-314
-55% -$30.1K
NSTB
155
DELISTED
Northern Star Investment Corp. II
NSTB
$20K 0.01%
+2,035
New +$20K
DNZ
156
DELISTED
D and Z Media Acquisition Corp.
DNZ
$20K 0.01%
+2,000
New +$19.7K
TMAC
157
DELISTED
The Music Acquisition Corporation
TMAC
$20K 0.01%
+2,000
New +$19.7K
NOAC
158
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
$20K 0.01%
+2,000
New +$19.9K
HALO icon
159
Halozyme
HALO
$9.88B
$19K 0.01%
468
+153
+49% +$6.76K
ROSS
160
DELISTED
Ross Acquisition Corp II
ROSS
$19K 0.01%
+1,893
New +$18.7K
BLTS
161
DELISTED
Bright Lights Acquisition Corp. Class A Common Stock
BLTS
$19K 0.01%
+1,881
New +$18.6K
ZTO icon
162
ZTO Express
ZTO
$18.1B
$18K 0.01%
+732
New +$19.1K
RCAC
163
DELISTED
Revelstone Capital Acquisition Corp. Class A Common Stock
RCAC
$18K 0.01%
+1,815
New +$17.9K
BOAC
164
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
$18K 0.01%
+1,835
New +$18.3K
CXAC
165
DELISTED
C5 Acquisition Corporation
CXAC
$18K 0.01%
+1,840
New +$18.4K
KBR icon
166
KBR
KBR
$4.36B
$17K 0.01%
386
-407
-51% -$20K
NCLH icon
167
Norwegian Cruise Line
NCLH
$8.59B
$17K 0.01%
1,498
-1,274
-46% -$16.8K
NOVA
168
DELISTED
Sunnova Energy
NOVA
$17K 0.01%
767
+81
+12% +$1.97K
PODD icon
169
Insulet
PODD
$11.5B
$17K 0.01%
73
-79
-52% -$19.8K
SE icon
170
Sea Limited
SE
$65.1B
$17K 0.01%
305
-405
-57% -$28.2K
LIBY
171
DELISTED
Liberty Resources Acquisition Corp. Class A Common Stock
LIBY
$17K 0.01%
+1,700
New +$17.1K
OPA
172
DELISTED
Magnum Opus Acquisition Limited
OPA
$17K 0.01%
1,700
+500
+42% +$4.92K
FSSI
173
DELISTED
Fortistar Sustainable Solutions Corp. Class A Common Stock
FSSI
$17K 0.01%
+1,700
New +$16.7K
JAZZ icon
174
Jazz Pharmaceuticals
JAZZ
$16.2B
$16K 0.01%
120
-184
-61% -$28K
LI icon
175
Li Auto
LI
$14B
$16K 0.01%
698
-857
-55% -$26.7K
5 6
7
8 9

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Elequin Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Elequin Capital held 746 positions worth $267M, down 39% from $437M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Elequin Capital withdrew a net $43.3M in Q3 2022, closing 192 positions and reducing 153 holdings. Its most notable exit was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, an estimated $140M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 9.4% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Elequin Capital opened a new position in Stanley Black & Decker, Inc. worth $41.1M.

  • Elequin Capital's largest Q3 2022 buy was Stanley Black & Decker, Inc.: 850,245 shares worth $41.1M.
  • Elequin Capital added most to South Jersey Industries, Inc. Corporate Units in Q3 2022, an estimated $21.4M increase.
  • Elequin Capital's biggest Q3 2022 reduction was Austerlitz Acquisition Corporation II, cutting an estimated $1.01M.
  • Elequin Capital fully exited Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q3 2022, selling an estimated $140M.
  • Elequin Capital's ten largest holdings make up 79% of its $267M portfolio in Q3 2022.
  • Elequin Capital opened 321 new positions and closed 192 in Q3 2022.
  • Elequin Capital's portfolio value fell 39% quarter-over-quarter to $267M.

Based on Elequin Capital's 13F filing for Q3 2022, filed 10 Nov 2022.