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Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$515M
AUM Growth
+$320M
Cap. Flow
-$60.4M
Cap. Flow %
-11.73%
Top 10 Hldgs %
85.24%
Holding
670
New
139
Increased
87
Reduced
103
Closed
273

Top Buys

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$4.73M
2
VICI icon
VICI Properties
VICI
+$2.25M
3
O icon
Realty Income
O
+$1.88M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.82M
5
EXR icon
Extra Space Storage
EXR
+$1.79M

Top Sells

Rank Stock Value
1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$14.5M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$4.46M
3
REXR icon
Rexford Industrial Realty
REXR
+$2.4M
4
RYN icon
Rayonier
RYN
+$2.12M
5
CLDI icon
Calidi Biotherapeutics
CLDI
+$1.78M

Sector Composition

Rank Sector Weight
1 Real Estate 7.71%
2 Financials 2.73%
3 Energy 0.45%
4 Utilities 0.11%
5 Healthcare 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
126
Gilead Sciences
GILD
$162B
$128K 0.02%
+1,719
New +$132K
RA
127
Brookfield Real Assets Income Fund
RA
$708M
$126K 0.02%
+10,249
New +$157K
BRKL
128
DELISTED
Brookline Bancorp
BRKL
$122K 0.02%
13,349
-1,436
-10% -$13.9K
BBT
129
Beacon Financial Corp
BBT
$2.66B
$118K 0.02%
5,874
-2,142
-27% -$45.9K
HWC icon
130
Hancock Whitney
HWC
$6.2B
$118K 0.02%
3,182
+932
+41% +$38K
WSBF icon
131
Waterstone Financial
WSBF
$370M
$115K 0.02%
+10,509
New +$138K
JRS icon
132
Nuveen Real Estate Income Fund
JRS
$249M
$115K 0.02%
17,172
+10,367
+152% +$75.6K
BGY icon
133
BlackRock Enhanced International Dividend Trust
BGY
$524M
$111K 0.02%
22,308
-32,123
-59% -$169K
NFYS
134
DELISTED
Enphys Acquisition Corp.
NFYS
$109K 0.02%
10,401
+10,000
+2,494% +$104K
BBN icon
135
BlackRock Taxable Municipal Bond Trust
BBN
$978M
$108K 0.02%
7,124
+664
+10% +$10.6K
EGBN icon
136
Eagle Bancorp
EGBN
$846M
$106K 0.02%
4,948
+786
+19% +$19.1K
FFWM
137
DELISTED
First Foundation Inc
FFWM
$106K 0.02%
17,367
+1,380
+9% +$9.1K
ALCYU
138
DELISTED
Alchemy Investments Acquisition Corp 1 Units
ALCYU
$105K 0.02%
10,000
– –
FFBC icon
139
First Financial Bancorp
FFBC
$3.55B
$102K 0.02%
5,212
+138
+3% +$2.95K
VLY icon
140
Valley National Bancorp
VLY
$7.9B
$99.3K 0.02%
11,596
-3,045
-21% -$27.6K
IIF
141
Morgan Stanley India Investment Fund
IIF
$217M
$95.2K 0.02%
+4,260
New +$94.8K
GAM
142
General American Investors Company
GAM
$1.56B
$93.1K 0.02%
2,262
+1,722
+319% +$71.7K
EVV
143
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$88.7K 0.02%
9,809
+4,710
+92% +$43.8K
TCBK icon
144
TriCo Bancshares
TCBK
$1.84B
$88K 0.02%
2,749
+670
+32% +$23.5K
SO icon
145
Southern Company
SO
$109B
$81.1K 0.02%
1,253
+1,031
+464% +$71.6K
PFC
146
DELISTED
Premier Financial Corp. Common Stock
PFC
$80.4K 0.02%
+4,712
New +$88.6K
HBNC icon
147
Horizon Bancorp
HBNC
$1.04B
$78.1K 0.02%
7,315
+4,882
+201% +$54.8K
XLU icon
148
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$78K 0.02%
+2,646
New +$85.3K
ETO
149
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$507M
$77.1K 0.02%
3,613
-994
-22% -$22.6K
RFI
150
Cohen & Steers Total Return Realty Fund
RFI
$308M
$75.7K 0.01%
7,219
-1,095
-13% -$12.4K
4 5
6
7 8

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Elequin Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Elequin Capital held 670 positions worth $515M, up 163% from $196M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Elequin Capital withdrew a net $60.4M in Q3 2023, closing 273 positions and reducing 103 holdings. Its most notable exit was Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock, an estimated $14.5M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 7.7% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

Against the trend, Elequin Capital opened a new position in VICI Properties worth $2.11M.

  • Elequin Capital's largest Q3 2023 buy was VICI Properties: 72,550 shares worth $2.11M.
  • Elequin Capital added most to Royal Bank of Canada in Q3 2023, an estimated $4.73M increase.
  • Elequin Capital's biggest Q3 2023 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $4.46M.
  • Elequin Capital fully exited Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock in Q3 2023, selling an estimated $14.5M.
  • Elequin Capital's ten largest holdings make up 85% of its $515M portfolio in Q3 2023.
  • Elequin Capital opened 139 new positions and closed 273 in Q3 2023.
  • Elequin Capital's portfolio value rose 163% quarter-over-quarter to $515M.

Based on Elequin Capital's 13F filing for Q3 2023, filed 14 Nov 2023.