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Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
+0.48%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$142M
AUM Growth
-$213M
Cap. Flow
-$159M
Cap. Flow %
-111.77%
Top 10 Hldgs %
78.16%
Holding
701
New
82
Increased
14
Reduced
117
Closed
394

Top Buys

Rank Stock Value
1
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
+$6.49M
2
PGX icon
Invesco Preferred ETF
PGX
+$2.66M
3
FLR icon
Fluor
FLR
+$1.48M
4
ICVT icon
iShares Convertible Bond ETF
ICVT
+$1.35M
5
PCG icon
PG&E
PCG
+$1.08M

Top Sells

Rank Stock Value
1
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$27.4M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$9.9M
3
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$7.86M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$5.28M
5
HYD icon
VanEck High Yield Muni ETF
HYD
+$4.99M

Sector Composition

Rank Sector Weight
1 Financials 7.27%
2 Utilities 1.5%
3 Healthcare 1.48%
4 Industrials 1.06%
5 Technology 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBB icon
126
Nuveen Taxable Municipal Income Fund
NBB
$447M
$35.5K 0.03%
2,203
-7,841
-78% -$128K
NRDY.WS
127
DELISTED
Nerdy Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
NRDY.WS
$35.4K 0.02%
54,400
-45,600
-46% -$19.2K
ASA
128
ASA Gold and Precious Metals
ASA
$919M
$34.7K 0.02%
2,167
-15,120
-87% -$233K
AAGR
129
DELISTED
African Agriculture Holdings Inc
AAGR
$34.1K 0.02%
4,673
– –
RMT
130
Royce Micro-Cap Trust
RMT
$728M
$32.5K 0.02%
3,701
-11,626
-76% -$106K
RIV
131
RiverNorth Opportunities Fund
RIV
$311M
$32K 0.02%
2,817
-26,242
-90% -$311K
CEM
132
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$31.8K 0.02%
+983
New +$33.6K
FFA
133
First Trust Enhanced Equity Income Fund
FFA
$450M
$31.8K 0.02%
1,924
-6,034
-76% -$99.6K
EFT
134
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$31.2K 0.02%
2,714
-8,415
-76% -$98.1K
SGHL
135
DELISTED
Signal Hill Acquisition Corp. Class A Common Stock
SGHL
$31.1K 0.02%
2,998
– –
XAGE
136
DELISTED
Longevity Health Holdings, Inc. Common Stock
XAGE
$31.1K 0.02%
102
– –
FTHY
137
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$501M
$30.9K 0.02%
2,212
-31,527
-93% -$446K
CEF icon
138
Sprott Physical Gold and Silver Trust
CEF
$7.4B
$28K 0.02%
1,483
-34,517
-96% -$619K
FRA icon
139
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$27.8K 0.02%
2,376
-12,740
-84% -$149K
PDX
140
PIMCO Dynamic Income Strategy Fund
PDX
$955M
$27.5K 0.02%
1,886
-589
-24% -$8.92K
KRE icon
141
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$26.8K 0.02%
+611
New +$34.7K
AIO
142
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$869M
$26.8K 0.02%
1,539
-30,996
-95% -$528K
RA
143
Brookfield Real Assets Income Fund
RA
$708M
$26.3K 0.02%
1,600
-23,430
-94% -$405K
BGB
144
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$25.7K 0.02%
2,411
-5,341
-69% -$58.3K
THCP
145
DELISTED
Thunder Bridge Capital Partners IV, Inc. Class A Common Stock
THCP
$23.4K 0.02%
2,312
– –
TSI
146
TCW Strategic Income Fund
TSI
$214M
$23.4K 0.02%
4,997
-1,877
-27% -$9.21K
RENE
147
DELISTED
Cartesian Growth Corp II
RENE
$23.1K 0.02%
2,200
– –
ACAXR
148
DELISTED
Alset Capital Acquisition Corp Right
ACAXR
$23K 0.02%
+100,000
New +$19.8K
JFR icon
149
Nuveen Floating Rate Income Fund
JFR
$1.24B
$22.1K 0.02%
2,690
-15,797
-85% -$132K
CSQ icon
150
Calamos Strategic Total Return Fund
CSQ
$3.23B
$22K 0.02%
1,568
+603
+62% +$8.42K
4 5
6
7 8

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Elequin Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Elequin Capital held 701 positions worth $142M, down 60% from $355M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Elequin Capital withdrew a net $159M in Q1 2023, closing 394 positions and reducing 117 holdings. Its most notable exit was South Jersey Industries, Inc. Corporate Units, an estimated $27.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, down from 12% a quarter earlier, followed by Utilities and Healthcare.

Against the trend, Elequin Capital opened a new position in Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B worth $6.37M.

  • Elequin Capital's largest Q1 2023 buy was Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B: 5,000 shares worth $6.37M.
  • Elequin Capital added most to Vanguard Mortgage-Backed Securities ETF in Q1 2023, an estimated $893K increase.
  • Elequin Capital's biggest Q1 2023 reduction was BlackRock Health Sciences Trust II, cutting an estimated $1.44M.
  • Elequin Capital fully exited South Jersey Industries, Inc. Corporate Units in Q1 2023, selling an estimated $27.4M.
  • Elequin Capital's ten largest holdings make up 78% of its $142M portfolio in Q1 2023.
  • Elequin Capital opened 82 new positions and closed 394 in Q1 2023.
  • Elequin Capital's portfolio value fell 60% quarter-over-quarter to $142M.

Based on Elequin Capital's 13F filing for Q1 2023, filed 11 May 2023.