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Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$515M
AUM Growth
+$320M
Cap. Flow
-$60.4M
Cap. Flow %
-11.73%
Top 10 Hldgs %
85.24%
Holding
670
New
139
Increased
87
Reduced
103
Closed
273

Top Buys

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$4.73M
2
VICI icon
VICI Properties
VICI
+$2.25M
3
O icon
Realty Income
O
+$1.88M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.82M
5
EXR icon
Extra Space Storage
EXR
+$1.79M

Top Sells

Rank Stock Value
1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$14.5M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$4.46M
3
REXR icon
Rexford Industrial Realty
REXR
+$2.4M
4
RYN icon
Rayonier
RYN
+$2.12M
5
CLDI icon
Calidi Biotherapeutics
CLDI
+$1.78M

Sector Composition

Rank Sector Weight
1 Real Estate 7.71%
2 Financials 2.73%
3 Energy 0.45%
4 Utilities 0.11%
5 Healthcare 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARRWU
101
DELISTED
Arrowroot Acquisition Corp. Unit
ARRWU
$185K 0.04%
17,500
– –
NWBI icon
102
Northwest Bancshares
NWBI
$2.3B
$181K 0.04%
17,670
-9,296
-34% -$104K
OCFC icon
103
OceanFirst Financial
OCFC
$1.71B
$178K 0.03%
+12,331
New +$208K
KCGI
104
DELISTED
Kensington Capital Acquisition Corp. V
KCGI
$177K 0.03%
16,738
– –
WASH icon
105
Washington Trust Bancorp
WASH
$748M
$175K 0.03%
6,634
-330
-5% -$9.42K
BME icon
106
BlackRock Health Sciences Trust
BME
$563M
$174K 0.03%
4,433
-4,798
-52% -$191K
BOE icon
107
BlackRock Enhanced Global Dividend Trust
BOE
$675M
$169K 0.03%
17,904
+3,289
+23% +$32.6K
AVGO icon
108
Broadcom
AVGO
$1.85T
$165K 0.03%
+1,990
New +$172K
NMAI icon
109
Nuveen Multi-Asset Income Fund
NMAI
$461M
$164K 0.03%
14,707
+13,613
+1,244% +$159K
JQC icon
110
Nuveen Credit Strategies Income Fund
JQC
$705M
$163K 0.03%
32,268
-7,782
-19% -$39.5K
SASR
111
DELISTED
Sandy Spring Bancorp Inc
SASR
$161K 0.03%
7,522
+3,944
+110% +$90.1K
HOPE icon
112
Hope Bancorp
HOPE
$1.79B
$156K 0.03%
17,659
+469
+3% +$4.47K
TWLV
113
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
$156K 0.03%
14,962
– –
STBA icon
114
S&T Bancorp
STBA
$1.88B
$155K 0.03%
5,721
-2,582
-31% -$74.6K
TMP icon
115
Tompkins Financial
TMP
$1.42B
$155K 0.03%
3,160
+899
+40% +$48.8K
SPXX icon
116
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
$155K 0.03%
10,442
+5,055
+94% +$77.7K
RMT
117
Royce Micro-Cap Trust
RMT
$733M
$155K 0.03%
+18,665
New +$164K
JFR icon
118
Nuveen Floating Rate Income Fund
JFR
$1.23B
$150K 0.03%
18,310
-15,005
-45% -$121K
DCOM icon
119
Dime Commercial Bancshares
DCOM
$1.8B
$150K 0.03%
7,505
+3,379
+82% +$70.5K
TBLD
120
Thornburg Income Builder Opportunities Trust
TBLD
$700M
$146K 0.03%
10,005
+551
+6% +$8.37K
FLIC
121
DELISTED
First of Long Island Corp
FLIC
$138K 0.03%
+12,002
New +$154K
VBTX
122
DELISTED
Veritex Holdings
VBTX
$136K 0.03%
7,592
-1,479
-16% -$28.5K
FRME icon
123
First Merchants
FRME
$2.69B
$135K 0.03%
4,863
-2,415
-33% -$72.3K
AIO
124
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$863M
$133K 0.03%
+8,082
New +$146K
BKU icon
125
Bankunited
BKU
$3.33B
$129K 0.03%
+5,682
New +$146K
3 4
5
6 7

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Elequin Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Elequin Capital held 670 positions worth $515M, up 163% from $196M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Elequin Capital withdrew a net $60.4M in Q3 2023, closing 273 positions and reducing 103 holdings. Its most notable exit was Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock, an estimated $14.5M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 7.7% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

Against the trend, Elequin Capital opened a new position in VICI Properties worth $2.11M.

  • Elequin Capital's largest Q3 2023 buy was VICI Properties: 72,550 shares worth $2.11M.
  • Elequin Capital added most to Royal Bank of Canada in Q3 2023, an estimated $4.73M increase.
  • Elequin Capital's biggest Q3 2023 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $4.46M.
  • Elequin Capital fully exited Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock in Q3 2023, selling an estimated $14.5M.
  • Elequin Capital's ten largest holdings make up 85% of its $515M portfolio in Q3 2023.
  • Elequin Capital opened 139 new positions and closed 273 in Q3 2023.
  • Elequin Capital's portfolio value rose 163% quarter-over-quarter to $515M.

Based on Elequin Capital's 13F filing for Q3 2023, filed 14 Nov 2023.