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Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
-5.61%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$170M
Cap. Flow
-$43.3M
Cap. Flow %
-16.21%
Top 10 Hldgs %
79.28%
Holding
746
New
321
Increased
50
Reduced
153
Closed
192

Top Buys

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$52.7M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$23.7M
3
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$21.4M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$6.87M
5
KRG icon
Kite Realty
KRG
+$1.99M

Top Sells

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$140M
2
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$2.21M
3
PCPC
Periphas Capital Partnering Corporation
PCPC
+$1.84M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$1.55M
5
KVSA
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 13.78%
2 Real Estate 2.56%
3 Technology 1.04%
4 Industrials 0.99%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHAC
726
DELISTED
SCP & CO Healthcare Acquisition Company Class A Common Stock
SHAC
– –
-35,000
Closed -$344K
RACB
727
DELISTED
Research Alliance Corp. II Class A Common Stock
RACB
– –
-25,000
Closed -$245K
ZEN
728
DELISTED
ZENDESK INC
ZEN
– –
-158
Closed -$12K
AERI
729
DELISTED
Aerie Pharmaceuticals
AERI
– –
-24
Closed –
IPOF
730
CALL
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
– –
-600
Closed -$6K
GBT
731
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-61
Closed -$2K
AVGOP
732
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
– –
-93,373
Closed -$140M
KCA.U
733
DELISTED
Kensington Capital Acquisition Corp. IV New units, each consisting of one Class A ordinary share and one Class 2 redeemable warrant
KCA.U
– –
-50,000
Closed -$481K
MNDT
734
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-107
Closed -$2K
ISLE
735
DELISTED
Isleworth Healthcare Acquisition Corporation Common stock
ISLE
– –
-31,000
Closed -$309K
GOAC
736
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
– –
-49,726
Closed -$496K
LEAP
737
DELISTED
Ribbit LEAP, Ltd.
LEAP
– –
-3,130
Closed -$31K
MTOR
738
DELISTED
MERITOR, Inc.
MTOR
– –
-23
Closed -$1K
SOLN
739
DELISTED
The Southern Company
SOLN
– –
-503
Closed -$27K
WALDU
740
DELISTED
Waldencast Acquisition Corp. Units
WALDU
– –
-5,000
Closed -$50K
PRPB
741
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
– –
-20,000
Closed -$200K
GLSPT
742
DELISTED
Global SPAC Partners Co. Subunit
GLSPT
– –
-10,000
Closed -$102K
AAWW
743
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-25
Closed -$2K
26 27 28 29
30

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Elequin Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Elequin Capital held 746 positions worth $267M, down 39% from $437M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Elequin Capital withdrew a net $43.3M in Q3 2022, closing 192 positions and reducing 153 holdings. Its most notable exit was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, an estimated $140M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 9.4% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Elequin Capital opened a new position in Stanley Black & Decker, Inc. worth $41.1M.

  • Elequin Capital's largest Q3 2022 buy was Stanley Black & Decker, Inc.: 850,245 shares worth $41.1M.
  • Elequin Capital added most to South Jersey Industries, Inc. Corporate Units in Q3 2022, an estimated $21.4M increase.
  • Elequin Capital's biggest Q3 2022 reduction was Austerlitz Acquisition Corporation II, cutting an estimated $1.01M.
  • Elequin Capital fully exited Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q3 2022, selling an estimated $140M.
  • Elequin Capital's ten largest holdings make up 79% of its $267M portfolio in Q3 2022.
  • Elequin Capital opened 321 new positions and closed 192 in Q3 2022.
  • Elequin Capital's portfolio value fell 39% quarter-over-quarter to $267M.

Based on Elequin Capital's 13F filing for Q3 2022, filed 10 Nov 2022.