EC

Elequin Capital Portfolio holdings

AUM $724M
1-Year Return 15.4%
This Quarter Return
-5.61%
1 Year Return
+15.4%
3 Year Return
+28.5%
5 Year Return
–
10 Year Return
–
AUM
$267M
AUM Growth
-$170M
Cap. Flow
-$250M
Cap. Flow %
-93.7%
Top 10 Hldgs %
79.28%
Holding
750
New
321
Increased
51
Reduced
153
Closed
191

Top Buys

1
SWT
Stanley Black & Decker, Inc.
SWT
$41.1M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$23M
3
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$20.9M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$5.03M
5
KRG icon
Kite Realty
KRG
$1.79M

Top Sells

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$140M
2
TFI icon
SPDR Nuveen ICE Municipal Bond ETF
TFI
$2.21M
3
PCPC
Periphas Capital Partnering Corporation
PCPC
$1.84M
4
SHM icon
SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$1.55M
5
KVSA
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$1.32M

Sector Composition

1 Financials 13.78%
2 Real Estate 2.56%
3 Technology 1.05%
4 Industrials 0.99%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OPEN icon
701
Opendoor
OPEN
$4.89B
– –
-1,911
Closed -$9K
PANW icon
702
Palo Alto Networks
PANW
$130B
– –
-4,392
Closed -$362K
PAR icon
703
PAR Technology
PAR
$1.96B
– –
-13
Closed –
PATK icon
704
Patrick Industries
PATK
$3.78B
– –
-14
Closed –
PCRX icon
705
Pacira BioSciences
PCRX
$1.19B
– –
-212
Closed -$12K
PD icon
706
PagerDuty
PD
$1.54B
– –
-27
Closed -$1K
PDD icon
707
Pinduoduo
PDD
$177B
– –
-154
Closed -$10K
PEGA icon
708
Pegasystems
PEGA
$9.5B
– –
-108
Closed -$3K
PENN icon
709
PENN Entertainment
PENN
$2.99B
– –
-77
Closed -$2K
PRAA icon
710
PRA Group
PRAA
$671M
– –
-8
Closed –
PRCH icon
711
Porch Group
PRCH
$1.9B
– –
-772
Closed -$2K
PRGS icon
712
Progress Software
PRGS
$1.88B
– –
-263
Closed -$12K
PTCT icon
713
PTC Therapeutics
PTCT
$4.55B
– –
-27
Closed -$1K
REAL icon
714
The RealReal
REAL
$999M
– –
-41
Closed –
RGEN icon
715
Repligen
RGEN
$7.01B
– –
-18
Closed -$3K
RIG icon
716
Transocean
RIG
$2.9B
– –
-247
Closed -$1K
RPD icon
717
Rapid7
RPD
$1.32B
– –
-194
Closed -$13K
RUM icon
718
Rumble
RUM
$2.41B
– –
-102
Closed -$1K
SHAK icon
719
Shake Shack
SHAK
$4.03B
– –
-4
Closed –
SHM icon
720
SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.45B
– –
-32,734
Closed -$1.55M
SHOP icon
721
Shopify
SHOP
$191B
– –
-11
Closed –
SLAB icon
722
Silicon Laboratories
SLAB
$4.45B
– –
-192
Closed -$27K
SO icon
723
Southern Company
SO
$101B
– –
-858
Closed -$61K
SRPT icon
724
Sarepta Therapeutics
SRPT
$1.96B
– –
-331
Closed -$25K
STWD icon
725
Starwood Property Trust
STWD
$7.56B
– –
-19
Closed –
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