EC

Elequin Capital Portfolio holdings

AUM $724M
1-Year Return 15.4%
This Quarter Return
-5.61%
1 Year Return
+15.4%
3 Year Return
+28.5%
5 Year Return
–
10 Year Return
–
AUM
$267M
AUM Growth
-$170M
Cap. Flow
-$250M
Cap. Flow %
-93.7%
Top 10 Hldgs %
79.28%
Holding
750
New
321
Increased
51
Reduced
153
Closed
191

Top Buys

1
SWT
Stanley Black & Decker, Inc.
SWT
$41.1M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$23M
3
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$20.9M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$5.03M
5
KRG icon
Kite Realty
KRG
$1.79M

Top Sells

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$140M
2
TFI icon
SPDR Nuveen ICE Municipal Bond ETF
TFI
$2.21M
3
PCPC
Periphas Capital Partnering Corporation
PCPC
$1.84M
4
SHM icon
SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$1.55M
5
KVSA
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$1.32M

Sector Composition

1 Financials 13.78%
2 Real Estate 2.56%
3 Technology 1.05%
4 Industrials 0.99%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JBLU icon
676
JetBlue
JBLU
$1.85B
– –
-649
Closed -$5K
KKR icon
677
KKR & Co
KKR
$121B
– –
-1,259
Closed -$58K
LAZR icon
678
Luminar Technologies
LAZR
$114M
– –
-90
Closed -$8K
LCID icon
679
Lucid Motors
LCID
$5.66B
– –
-47
Closed -$8K
LPSN icon
680
LivePerson
LPSN
$89.9M
– –
-134
Closed -$2K
LUV icon
681
Southwest Airlines
LUV
$16.5B
– –
-1,905
Closed -$69K
LYV icon
682
Live Nation Entertainment
LYV
$37.9B
– –
-913
Closed -$75K
MARA icon
683
Marathon Digital Holdings
MARA
$5.63B
– –
-140
Closed -$1K
MCHP icon
684
Microchip Technology
MCHP
$35.6B
– –
-110
Closed -$6K
MGNI icon
685
Magnite
MGNI
$3.54B
– –
-86
Closed -$1K
MIDD icon
686
Middleby
MIDD
$7.32B
– –
-238
Closed -$30K
MODG icon
687
Topgolf Callaway Brands
MODG
$1.7B
– –
-64
Closed -$1K
MOMO
688
Hello Group
MOMO
$1.37B
– –
-32
Closed –
MP icon
689
MP Materials
MP
$11.2B
– –
-667
Closed -$21K
MSTR icon
690
Strategy Inc Common Stock Class A
MSTR
$95.2B
– –
-270
Closed -$4K
NBIX icon
691
Neurocrine Biosciences
NBIX
$14.3B
– –
-195
Closed -$19K
NEE icon
692
NextEra Energy, Inc.
NEE
$146B
– –
-2,775
Closed -$215K
NEO icon
693
NeoGenomics
NEO
$1.03B
– –
-22
Closed –
NICE icon
694
Nice
NICE
$8.67B
– –
-32
Closed -$6K
NRG icon
695
NRG Energy
NRG
$28.6B
– –
-470
Closed -$18K
NTRA icon
696
Natera
NTRA
$23.1B
– –
-39
Closed -$1K
NVAX icon
697
Novavax
NVAX
$1.28B
– –
-3
Closed –
OKTA icon
698
Okta
OKTA
$16.1B
– –
-248
Closed -$22K
ON icon
699
ON Semiconductor
ON
$20.1B
– –
-654
Closed -$33K
OPAL icon
700
OPAL Fuels
OPAL
$65.5M
– –
-25,000
Closed -$249K
26 27
28
29 30