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Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
-5.61%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$170M
Cap. Flow
-$43.3M
Cap. Flow %
-16.21%
Top 10 Hldgs %
79.28%
Holding
746
New
321
Increased
50
Reduced
153
Closed
192

Top Buys

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$52.7M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$23.7M
3
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$21.4M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$6.87M
5
KRG icon
Kite Realty
KRG
+$1.99M

Top Sells

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$140M
2
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$2.21M
3
PCPC
Periphas Capital Partnering Corporation
PCPC
+$1.84M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$1.55M
5
KVSA
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 13.78%
2 Real Estate 2.56%
3 Technology 1.04%
4 Industrials 0.99%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REAL icon
651
The RealReal
REAL
$1.46B
– –
-41
Closed –
RGEN icon
652
Repligen
RGEN
$7.96B
– –
-18
Closed -$3K
RIG icon
653
Transocean
RIG
$5.89B
– –
-247
Closed -$1K
RPD icon
654
Rapid7
RPD
$645M
– –
-194
Closed -$13K
RUM icon
655
RUM Group Inc
RUM
$1.61B
– –
-102
Closed -$1K
SHAK icon
656
Shake Shack
SHAK
$2.53B
– –
-4
Closed –
SHM icon
657
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
– –
-32,734
Closed -$1.55M
SHOP icon
658
Shopify
SHOP
$152B
– –
-11
Closed –
SLAB icon
659
Silicon Laboratories
SLAB
$7.17B
– –
-192
Closed -$27K
SO icon
660
Southern Company
SO
$109B
– –
-858
Closed -$61K
SRPT icon
661
Sarepta Therapeutics
SRPT
$1.57B
– –
-331
Closed -$25K
STWD icon
662
Starwood Property Trust
STWD
$5.92B
– –
-19
Closed –
SUPN icon
663
Supernus Pharmaceuticals
SUPN
$2.59B
– –
-44
Closed -$1K
SWK icon
664
Stanley Black & Decker
SWK
$14.3B
– –
-101
Closed -$11K
TBPH icon
665
Theravance Biopharma
TBPH
$874M
– –
-7
Closed –
TFI icon
666
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
– –
-48,117
Closed -$2.21M
TMUS icon
667
T-Mobile US
TMUS
$185B
– –
-704
Closed -$95K
TNDM icon
668
Tandem Diabetes Care
TNDM
$1.34B
– –
-9
Closed -$1K
TREE icon
669
LendingTree
TREE
$447M
– –
-25
Closed -$1K
TRIP icon
670
TripAdvisor
TRIP
$1.65B
– –
-9
Closed –
TTE icon
671
TotalEnergies
TTE
$195B
– –
-1
Closed –
TTWO icon
672
Take-Two Interactive
TTWO
$45.4B
– –
-77
Closed -$9K
TVTX icon
673
Travere Therapeutics
TVTX
$5.2B
– –
-388
Closed -$9K
TWO
674
Two Harbors Investment
TWO
$1.27B
– –
-39
Closed -$1K
TYL icon
675
Tyler Technologies
TYL
$12.7B
– –
-40
Closed -$13K
25 26
27
28 29

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CCS
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KOC
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KA
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PAMJ
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Elequin Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Elequin Capital held 746 positions worth $267M, down 39% from $437M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Elequin Capital withdrew a net $43.3M in Q3 2022, closing 192 positions and reducing 153 holdings. Its most notable exit was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, an estimated $140M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 9.4% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Elequin Capital opened a new position in Stanley Black & Decker, Inc. worth $41.1M.

  • Elequin Capital's largest Q3 2022 buy was Stanley Black & Decker, Inc.: 850,245 shares worth $41.1M.
  • Elequin Capital added most to South Jersey Industries, Inc. Corporate Units in Q3 2022, an estimated $21.4M increase.
  • Elequin Capital's biggest Q3 2022 reduction was Austerlitz Acquisition Corporation II, cutting an estimated $1.01M.
  • Elequin Capital fully exited Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q3 2022, selling an estimated $140M.
  • Elequin Capital's ten largest holdings make up 79% of its $267M portfolio in Q3 2022.
  • Elequin Capital opened 321 new positions and closed 192 in Q3 2022.
  • Elequin Capital's portfolio value fell 39% quarter-over-quarter to $267M.

Based on Elequin Capital's 13F filing for Q3 2022, filed 10 Nov 2022.