EC

Elequin Capital Portfolio holdings

AUM $724M
1-Year Return 15.4%
This Quarter Return
-5.61%
1 Year Return
+15.4%
3 Year Return
+28.5%
5 Year Return
–
10 Year Return
–
AUM
$267M
AUM Growth
-$170M
Cap. Flow
-$250M
Cap. Flow %
-93.7%
Top 10 Hldgs %
79.28%
Holding
750
New
321
Increased
51
Reduced
153
Closed
191

Top Buys

1
SWT
Stanley Black & Decker, Inc.
SWT
$41.1M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$23M
3
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$20.9M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$5.03M
5
KRG icon
Kite Realty
KRG
$1.79M

Top Sells

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$140M
2
TFI icon
SPDR Nuveen ICE Municipal Bond ETF
TFI
$2.21M
3
PCPC
Periphas Capital Partnering Corporation
PCPC
$1.84M
4
SHM icon
SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$1.55M
5
KVSA
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$1.32M

Sector Composition

1 Financials 13.78%
2 Real Estate 2.56%
3 Technology 1.05%
4 Industrials 0.99%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EEFT icon
651
Euronet Worldwide
EEFT
$3.74B
– –
-41
Closed -$4K
EGHT icon
652
8x8 Inc
EGHT
$282M
– –
-380
Closed -$2K
ELAN icon
653
Elanco Animal Health
ELAN
$9.16B
– –
-600
Closed -$12K
EMBC icon
654
Embecta
EMBC
$875M
– –
-34
Closed -$1K
ESPR icon
655
Esperion Therapeutics
ESPR
$540M
– –
-36
Closed –
F icon
656
Ford
F
$46.7B
– –
-4,196
Closed -$47K
FCN icon
657
FTI Consulting
FCN
$5.46B
– –
-203
Closed -$37K
FIVN icon
658
FIVE9
FIVN
$2.06B
– –
-175
Closed -$16K
FLR icon
659
Fluor
FLR
$6.72B
– –
-894
Closed -$22K
FVRR icon
660
Fiverr
FVRR
$875M
– –
-36
Closed -$1K
FWONK icon
661
Liberty Media Series C
FWONK
$25.2B
– –
-620
Closed -$38K
GBX icon
662
The Greenbrier Companies
GBX
$1.46B
– –
-232
Closed -$8K
GDS icon
663
GDS Holdings
GDS
$6.35B
– –
-23
Closed -$1K
GEN icon
664
Gen Digital
GEN
$18.2B
– –
-1,403
Closed -$31K
GES icon
665
Guess, Inc.
GES
$878M
– –
-38
Closed -$1K
GKOS icon
666
Glaukos
GKOS
$5.39B
– –
-25
Closed -$1K
HAE icon
667
Haemonetics
HAE
$2.62B
– –
-53
Closed -$3K
HUBS icon
668
HubSpot
HUBS
$25.7B
– –
-71
Closed -$21K
IART icon
669
Integra LifeSciences
IART
$1.25B
– –
-221
Closed -$12K
ILMN icon
670
Illumina
ILMN
$15.7B
– –
-9
Closed -$2K
INN
671
Summit Hotel Properties
INN
$614M
– –
-111
Closed -$1K
INSM icon
672
Insmed
INSM
$30.7B
– –
-856
Closed -$17K
IONQ.WS icon
673
IonQ, Inc. Redeemable warrants, each whole warrant exercisable for one share of Common Stock, each at an exercise price of $11.50 per share
IONQ.WS
$7.49B
– –
-1
Closed –
IONS icon
674
Ionis Pharmaceuticals
IONS
$9.76B
– –
-532
Closed -$20K
ITRI icon
675
Itron
ITRI
$5.51B
– –
-77
Closed -$4K
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