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Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
-5.61%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$170M
Cap. Flow
-$43.3M
Cap. Flow %
-16.21%
Top 10 Hldgs %
79.28%
Holding
746
New
321
Increased
50
Reduced
153
Closed
192

Top Buys

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$52.7M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$23.7M
3
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$21.4M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$6.87M
5
KRG icon
Kite Realty
KRG
+$1.99M

Top Sells

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$140M
2
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$2.21M
3
PCPC
Periphas Capital Partnering Corporation
PCPC
+$1.84M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$1.55M
5
KVSA
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 13.78%
2 Real Estate 2.56%
3 Technology 1.04%
4 Industrials 0.99%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MP icon
626
MP Materials
MP
$7.36B
– –
-667
Closed -$21K
MSTR icon
627
Strategy Inc
MSTR
$34.1B
– –
-270
Closed -$4K
NBIX icon
628
Neurocrine Biosciences
NBIX
$16.8B
– –
-195
Closed -$19K
NEE icon
629
NextEra Energy
NEE
$181B
– –
-2,775
Closed -$215K
NEO icon
630
NeoGenomics
NEO
$1.96B
– –
-22
Closed –
NICE icon
631
Nice
NICE
$5.79B
– –
-32
Closed -$6K
NRG icon
632
NRG Energy
NRG
$28.3B
– –
-470
Closed -$18K
NTRA icon
633
Natera
NTRA
$38.3B
– –
-39
Closed -$1K
NVAX icon
634
Novavax
NVAX
$1.2B
– –
-3
Closed –
OKTA icon
635
Okta
OKTA
$24.7B
– –
-248
Closed -$22K
ON icon
636
ON Semiconductor
ON
$31.8B
– –
-654
Closed -$33K
OPAL icon
637
OPAL Fuels
OPAL
$71.3M
– –
-25,000
Closed -$249K
OPEN icon
638
Opendoor
OPEN
$3.64B
– –
-1,975
Closed -$9K
PANW icon
639
Palo Alto Networks
PANW
$270B
– –
-4,392
Closed -$362K
PAR icon
640
PAR Technology
PAR
$699M
– –
-13
Closed –
PATK icon
641
Patrick Industries
PATK
$2.74B
– –
-14
Closed –
PCRX icon
642
Pacira BioSciences
PCRX
$1.04B
– –
-212
Closed -$12K
PD icon
643
PagerDuty
PD
$816M
– –
-27
Closed -$1K
PDD icon
644
Pinduoduo
PDD
$126B
– –
-154
Closed -$10K
PEGA icon
645
Pegasystems
PEGA
$5.02B
– –
-108
Closed -$3K
PENN icon
646
PENN Entertainment
PENN
$2.75B
– –
-77
Closed -$2K
PRAA icon
647
PRA Group
PRAA
$663M
– –
-8
Closed –
PRCH icon
648
Porch Group
PRCH
$1.64B
– –
-772
Closed -$2K
PRGS icon
649
Progress Software
PRGS
$1.66B
– –
-263
Closed -$12K
PTCT icon
650
PTC Therapeutics
PTCT
$5.68B
– –
-27
Closed -$1K
24 25
26
27 28

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Elequin Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Elequin Capital held 746 positions worth $267M, down 39% from $437M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Elequin Capital withdrew a net $43.3M in Q3 2022, closing 192 positions and reducing 153 holdings. Its most notable exit was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, an estimated $140M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 9.4% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Elequin Capital opened a new position in Stanley Black & Decker, Inc. worth $41.1M.

  • Elequin Capital's largest Q3 2022 buy was Stanley Black & Decker, Inc.: 850,245 shares worth $41.1M.
  • Elequin Capital added most to South Jersey Industries, Inc. Corporate Units in Q3 2022, an estimated $21.4M increase.
  • Elequin Capital's biggest Q3 2022 reduction was Austerlitz Acquisition Corporation II, cutting an estimated $1.01M.
  • Elequin Capital fully exited Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q3 2022, selling an estimated $140M.
  • Elequin Capital's ten largest holdings make up 79% of its $267M portfolio in Q3 2022.
  • Elequin Capital opened 321 new positions and closed 192 in Q3 2022.
  • Elequin Capital's portfolio value fell 39% quarter-over-quarter to $267M.

Based on Elequin Capital's 13F filing for Q3 2022, filed 10 Nov 2022.