EC

Elequin Capital Portfolio holdings

AUM $724M
1-Year Return 15.4%
This Quarter Return
+1.37%
1 Year Return
+15.4%
3 Year Return
+28.5%
5 Year Return
–
10 Year Return
–
AUM
$196M
AUM Growth
+$53.4M
Cap. Flow
-$45.6M
Cap. Flow %
-23.28%
Top 10 Hldgs %
68.42%
Holding
691
New
377
Increased
38
Reduced
38
Closed
155

Top Buys

1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
$14.5M
2
CLVT.PRA
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$8.21M
3
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$7.94M
4
REXR icon
Rexford Industrial Realty
REXR
$3.68M
5
BNL icon
Broadstone Net Lease
BNL
$3.26M

Top Sells

1
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$6.37M
2
PGX icon
Invesco Preferred ETF
PGX
$2.54M
3
CIIG
CIIG Capital Partners II, Inc. Class A Common Stock
CIIG
$1.74M
4
ICVT icon
iShares Convertible Bond ETF
ICVT
$1.35M
5
FLR icon
Fluor
FLR
$1.33M

Sector Composition

1 Real Estate 17.39%
2 Financials 6.99%
3 Healthcare 1.13%
4 Technology 0.66%
5 Consumer Discretionary 0.3%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MUB icon
601
iShares National Muni Bond ETF
MUB
$38.9B
– –
-383
Closed -$41.3K
NBB icon
602
Nuveen Taxable Municipal Income Fund
NBB
$473M
– –
-2,203
Closed -$35.5K
NEE icon
603
NextEra Energy, Inc.
NEE
$146B
– –
-126
Closed -$9.71K
NI icon
604
NiSource
NI
$19B
– –
-87
Closed -$2.43K
NIE
605
Virtus Equity & Convertible Income Fund
NIE
$689M
– –
-2,085
Closed -$41K
PARA
606
DELISTED
Paramount Global Class B
PARA
– –
-35
Closed -$781
PCG icon
607
PG&E
PCG
$33.2B
– –
-68,076
Closed -$1.1M
PDX
608
PIMCO Dynamic Income Strategy Fund
PDX
$1.1B
– –
-1,886
Closed -$27.5K
PEB icon
609
Pebblebrook Hotel Trust
PEB
$1.4B
– –
-194
Closed -$2.72K
PFN
610
PIMCO Income Strategy Fund II
PFN
$713M
– –
-400
Closed -$2.87K
PGX icon
611
Invesco Preferred ETF
PGX
$3.93B
– –
-221,525
Closed -$2.54M
PHT
612
Pioneer High Income Fund
PHT
$244M
– –
-6,390
Closed -$42.4K
PTA icon
613
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.13B
– –
-327
Closed -$5.84K
QQQ icon
614
Invesco QQQ Trust
QQQ
$368B
– –
-148
Closed -$47.5K
RA
615
Brookfield Real Assets Income Fund
RA
$749M
– –
-1,600
Closed -$26.3K
RBC icon
616
RBC Bearings
RBC
$12.2B
– –
-11
Closed -$2.56K
RIV
617
RiverNorth Opportunities Fund
RIV
$267M
– –
-2,817
Closed -$32K
RMT
618
Royce Micro-Cap Trust
RMT
$541M
– –
-3,701
Closed -$32.5K
ROIV icon
619
Roivant Sciences
ROIV
$8.82B
– –
-1
Closed -$7
RVT icon
620
Royce Value Trust
RVT
$1.96B
– –
-75,442
Closed -$1.02M
STK
621
Columbia Seligman Premium Technology Growth Fund
STK
$534M
– –
-332
Closed -$9.24K
TEI
622
Templeton Emerging Markets Income Fund
TEI
$294M
– –
-100
Closed -$507
THW
623
abrdn World Healthcare Fund
THW
$478M
– –
-2,776
Closed -$38.1K
UTG icon
624
Reaves Utility Income Fund
UTG
$3.34B
– –
-1,800
Closed -$51.1K
VMBS icon
625
Vanguard Mortgage-Backed Securities ETF
VMBS
$14.8B
– –
-20,461
Closed -$952K
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