EC

Elequin Capital Portfolio holdings

AUM $724M
1-Year Return 15.4%
This Quarter Return
-5.61%
1 Year Return
+15.4%
3 Year Return
+28.5%
5 Year Return
–
10 Year Return
–
AUM
$267M
AUM Growth
-$170M
Cap. Flow
-$250M
Cap. Flow %
-93.7%
Top 10 Hldgs %
79.28%
Holding
750
New
321
Increased
51
Reduced
153
Closed
191

Top Buys

1
SWT
Stanley Black & Decker, Inc.
SWT
$41.1M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$23M
3
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$20.9M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$5.03M
5
KRG icon
Kite Realty
KRG
$1.79M

Top Sells

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$140M
2
TFI icon
SPDR Nuveen ICE Municipal Bond ETF
TFI
$2.21M
3
PCPC
Periphas Capital Partnering Corporation
PCPC
$1.84M
4
SHM icon
SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$1.55M
5
KVSA
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$1.32M

Sector Composition

1 Financials 13.78%
2 Real Estate 2.56%
3 Technology 1.05%
4 Industrials 0.99%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AERI
601
DELISTED
Aerie Pharmaceuticals, Inc.
AERI
– –
-24
Closed –
GBT
602
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-61
Closed -$2K
AVGOP
603
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
– –
-93,373
Closed -$140M
MNDT
604
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-107
Closed -$2K
ISLE
605
DELISTED
Isleworth Healthcare Acquisition Corporation Common stock
ISLE
– –
-31,000
Closed -$309K
GOAC
606
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
– –
-49,726
Closed -$496K
LEAP
607
DELISTED
Ribbit LEAP, Ltd.
LEAP
– –
-3,130
Closed -$31K
MTOR
608
DELISTED
MERITOR, Inc.
MTOR
– –
-23
Closed -$1K
SOLN
609
DELISTED
The Southern Company
SOLN
– –
-503
Closed -$27K
WALDU
610
DELISTED
Waldencast Acquisition Corp. Units
WALDU
– –
-5,000
Closed -$50K
PRPB
611
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
– –
-20,000
Closed -$200K
GLSPT
612
DELISTED
Global SPAC Partners Co. Subunit
GLSPT
– –
-10,000
Closed -$102K
AAWW
613
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-25
Closed -$2K
ABNB icon
614
Airbnb
ABNB
$75.8B
– –
-117
Closed -$10K
ABR icon
615
Arbor Realty Trust
ABR
$2.34B
– –
-11
Closed –
ACB
616
Aurora Cannabis
ACB
$276M
– –
0
– –
AEO icon
617
American Eagle Outfitters
AEO
$3.26B
– –
-2,582
Closed -$29K
AEP icon
618
American Electric Power
AEP
$57.8B
– –
-344
Closed -$33K
ALRM icon
619
Alarm.com
ALRM
$2.84B
– –
-51
Closed -$3K
AMG icon
620
Affiliated Managers Group
AMG
$6.54B
– –
-56
Closed -$7K
AQN icon
621
Algonquin Power & Utilities
AQN
$4.35B
– –
-2,982
Closed -$40K
ARI
622
Apollo Commercial Real Estate
ARI
$1.53B
– –
-72
Closed -$1K
ATEC icon
623
Alphatec Holdings
ATEC
$2.43B
– –
-46
Closed –
BAC icon
624
Bank of America
BAC
$369B
– –
-32
Closed -$1K
BDX icon
625
Becton Dickinson
BDX
$55.1B
– –
-180
Closed -$44K
23 24
25
26 27