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Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
-5.61%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$170M
Cap. Flow
-$43.3M
Cap. Flow %
-16.21%
Top 10 Hldgs %
79.28%
Holding
746
New
321
Increased
50
Reduced
153
Closed
192

Top Buys

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$52.7M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$23.7M
3
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$21.4M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$6.87M
5
KRG icon
Kite Realty
KRG
+$1.99M

Top Sells

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$140M
2
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$2.21M
3
PCPC
Periphas Capital Partnering Corporation
PCPC
+$1.84M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$1.55M
5
KVSA
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 13.78%
2 Real Estate 2.56%
3 Technology 1.04%
4 Industrials 0.99%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEN icon
601
Gen Digital
GEN
$16.4B
– –
-1,403
Closed -$31K
GES
602
DELISTED
Guess Inc
GES
– –
-38
Closed -$1K
GKOS icon
603
Glaukos
GKOS
$9.83B
– –
-25
Closed -$1K
HAE icon
604
Haemonetics
HAE
$3.89B
– –
-53
Closed -$3K
HUBS icon
605
HubSpot
HUBS
$12.2B
– –
-71
Closed -$21K
IART icon
606
Integra LifeSciences
IART
$1.29B
– –
-221
Closed -$12K
ILMN icon
607
Illumina
ILMN
$31B
– –
-9
Closed -$2K
INN
608
Summit Hotel Properties
INN
$746M
– –
-111
Closed -$1K
INSM icon
609
Insmed
INSM
$21.4B
– –
-856
Closed -$17K
IONQ.WS
610
IonQ Inc Warrants
IONQ.WS
$6.07B
– –
-1
Closed –
IONS icon
611
Ionis Pharmaceuticals
IONS
$8.6B
– –
-532
Closed -$20K
ITRI icon
612
Itron
ITRI
$4.36B
– –
-77
Closed -$4K
JBLU icon
613
JetBlue
JBLU
$2.28B
– –
-649
Closed -$5K
KKR icon
614
KKR & Co
KKR
$91.1B
– –
-1,259
Closed -$58K
LAZR
615
DELISTED
Luminar Technologies
LAZR
– –
-90
Closed -$8K
LCID icon
616
Lucid Motors
LCID
$2.88B
– –
-47
Closed -$8K
LPSN icon
617
LivePerson
LPSN
$21.8M
– –
-9
Closed -$2K
LUV icon
618
Southwest Airlines
LUV
$22B
– –
-1,905
Closed -$69K
LYV icon
619
Live Nation Entertainment
LYV
$40.6B
– –
-913
Closed -$75K
MARA icon
620
Marathon Digital Holdings
MARA
$4.32B
– –
-140
Closed -$1K
MCHP icon
621
Microchip Technology
MCHP
$40.3B
– –
-110
Closed -$6K
MGNI icon
622
Magnite
MGNI
$2.76B
– –
-86
Closed -$1K
MIDD icon
623
Middleby
MIDD
$6.04B
– –
-238
Closed -$30K
CALY
624
Callaway Golf Company
CALY
$3.32B
– –
-64
Closed -$1K
MOMO
625
Hello Group
MOMO
$885M
– –
-32
Closed –
23 24
25
26 27

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CCS
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PAMJ
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Elequin Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Elequin Capital held 746 positions worth $267M, down 39% from $437M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Elequin Capital withdrew a net $43.3M in Q3 2022, closing 192 positions and reducing 153 holdings. Its most notable exit was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, an estimated $140M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 9.4% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Elequin Capital opened a new position in Stanley Black & Decker, Inc. worth $41.1M.

  • Elequin Capital's largest Q3 2022 buy was Stanley Black & Decker, Inc.: 850,245 shares worth $41.1M.
  • Elequin Capital added most to South Jersey Industries, Inc. Corporate Units in Q3 2022, an estimated $21.4M increase.
  • Elequin Capital's biggest Q3 2022 reduction was Austerlitz Acquisition Corporation II, cutting an estimated $1.01M.
  • Elequin Capital fully exited Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q3 2022, selling an estimated $140M.
  • Elequin Capital's ten largest holdings make up 79% of its $267M portfolio in Q3 2022.
  • Elequin Capital opened 321 new positions and closed 192 in Q3 2022.
  • Elequin Capital's portfolio value fell 39% quarter-over-quarter to $267M.

Based on Elequin Capital's 13F filing for Q3 2022, filed 10 Nov 2022.