EC

Elequin Capital Portfolio holdings

AUM $724M
1-Year Return 15.4%
This Quarter Return
-5.61%
1 Year Return
+15.4%
3 Year Return
+28.5%
5 Year Return
–
10 Year Return
–
AUM
$267M
AUM Growth
-$170M
Cap. Flow
-$250M
Cap. Flow %
-93.7%
Top 10 Hldgs %
79.28%
Holding
750
New
321
Increased
51
Reduced
153
Closed
191

Top Buys

1
SWT
Stanley Black & Decker, Inc.
SWT
$41.1M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
$23M
3
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$20.9M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$5.03M
5
KRG icon
Kite Realty
KRG
$1.79M

Top Sells

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$140M
2
TFI icon
SPDR Nuveen ICE Municipal Bond ETF
TFI
$2.21M
3
PCPC
Periphas Capital Partnering Corporation
PCPC
$1.84M
4
SHM icon
SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$1.55M
5
KVSA
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$1.32M

Sector Composition

1 Financials 13.78%
2 Real Estate 2.56%
3 Technology 1.05%
4 Industrials 0.99%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPLK
576
DELISTED
Splunk Inc
SPLK
– –
-349
Closed -$31K
NVTA
577
DELISTED
Invitae Corporation
NVTA
– –
-243
Closed -$1K
GOL
578
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
– –
-680
Closed -$2K
OTEC
579
DELISTED
OceanTech Acquisitions I Corp. Class A Common Stock
OTEC
– –
-100,000
Closed -$1.01M
KVSA
580
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
– –
-135,000
Closed -$1.32M
NEWR
581
DELISTED
New Relic, Inc.
NEWR
– –
-26
Closed -$1K
TRHC
582
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
– –
-26
Closed –
RADI
583
DELISTED
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
– –
-52
Closed -$1K
PIAI
584
DELISTED
Prime Impact Acquisition I
PIAI
– –
-50,000
Closed -$500K
SBIGW
585
DELISTED
SpringBig Holdings, Inc. Warrant
SBIGW
– –
-2,500
Closed –
NUVA
586
DELISTED
NuVasive, Inc.
NUVA
– –
-222
Closed -$11K
JWAC
587
DELISTED
Jupiter Wellness Acquisition Corp. Class A Common Stock
JWAC
– –
-50,000
Closed -$498K
ARVL
588
DELISTED
Arrival Ordinary Shares
ARVL
– –
-2
Closed –
KVSC
589
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
– –
-45,514
Closed -$443K
ONEM
590
DELISTED
1Life Healthcare, Inc. Common Stock
ONEM
– –
-17
Closed –
AVYA
591
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-121
Closed –
NAACW
592
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
– –
-1,500
Closed –
LJAQ
593
DELISTED
LightJump Acquisition Corporation Common Stock
LJAQ
– –
-50,000
Closed -$500K
FACA
594
DELISTED
Figure Acquisition Corp. I
FACA
– –
-40,000
Closed -$392K
CLVS
595
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-12
Closed –
PCPC
596
DELISTED
Periphas Capital Partnering Corporation
PCPC
– –
-75,000
Closed -$1.84M
CND
597
DELISTED
Concord Acquisition Corp.
CND
– –
-45,035
Closed -$449K
SHAC
598
DELISTED
SCP & CO Healthcare Acquisition Company Class A Common Stock
SHAC
– –
-35,000
Closed -$344K
RACB
599
DELISTED
Research Alliance Corp. II Class A Common Stock
RACB
– –
-25,000
Closed -$245K
ZEN
600
DELISTED
ZENDESK INC
ZEN
– –
-158
Closed -$12K
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24
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