EC

Elequin Capital Portfolio holdings

AUM $724M
1-Year Return 15.4%
This Quarter Return
-5.61%
1 Year Return
+15.4%
3 Year Return
+28.5%
5 Year Return
–
10 Year Return
–
AUM
$267M
AUM Growth
-$170M
Cap. Flow
-$250M
Cap. Flow %
-93.7%
Top 10 Hldgs %
79.28%
Holding
750
New
321
Increased
51
Reduced
153
Closed
191

Top Buys

1
SWT
Stanley Black & Decker, Inc.
SWT
+$41.1M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$23M
3
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$20.9M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$5.03M
5
KRG icon
Kite Realty
KRG
+$1.79M

Top Sells

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$140M
2
TFI icon
SPDR Nuveen ICE Municipal Bond ETF
TFI
+$2.21M
3
PCPC
Periphas Capital Partnering Corporation
PCPC
+$1.84M
4
SHM icon
SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$1.55M
5
KVSA
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
+$1.32M

Sector Composition

1 Financials 13.78%
2 Real Estate 2.56%
3 Technology 1.05%
4 Industrials 0.99%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VOYA icon
551
Voya Financial
VOYA
$7.29B
– –
-238
Closed -$14K
VRM icon
552
Vroom, Inc. Common Stock
VRM
$135M
– –
-5
Closed -$1K
VRNS icon
553
Varonis Systems
VRNS
$6.31B
– –
-44
Closed -$1K
VRNT icon
554
Verint Systems
VRNT
$1.23B
– –
-16
Closed -$1K
VSH icon
555
Vishay Intertechnology
VSH
$2.06B
– –
-309
Closed -$6K
VTEB icon
556
Vanguard Tax-Exempt Bond Index Fund
VTEB
$38.7B
– –
-638
Closed -$32K
WB icon
557
Weibo
WB
$2.95B
– –
-4
Closed –
WDAY icon
558
Workday
WDAY
$60.3B
– –
-277
Closed -$39K
WDC icon
559
Western Digital
WDC
$32.8B
– –
-74
Closed -$3K
WFC icon
560
Wells Fargo
WFC
$258B
– –
-13
Closed -$1K
WGO icon
561
Winnebago Industries
WGO
$959M
– –
-23
Closed -$1K
WOLF icon
562
Wolfspeed
WOLF
$246M
– –
-834
Closed -$53K
X
563
DELISTED
US Steel
X
– –
-1,225
Closed -$22K
JBTM
564
JBT Marel Corporation
JBTM
$7.26B
– –
-64
Closed -$7K
BZAI
565
Blaize Holdings, Inc. Common Stock
BZAI
$357M
– –
-25,000
Closed -$248K
XYZ
566
Block, Inc.
XYZ
$45.3B
– –
-648
Closed -$40K
ATSG
567
DELISTED
Air Transport Services Group, Inc.
ATSG
– –
-42
Closed -$1K
ACCD
568
DELISTED
Accolade, Inc. Common Stock
ACCD
– –
-19
Closed –
RVNC
569
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-50
Closed -$1K
SAVE
570
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-174
Closed -$4K
KCA.U
571
DELISTED
Kensington Capital Acquisition Corp. IV New units, each consisting of one Class A ordinary share and one Class 2 redeemable warrant
KCA.U
– –
-50,000
Closed -$481K
SPWR
572
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-274
Closed -$4K
SEPA
573
DELISTED
SEP Acquisition Corp Class A Common Stock
SEPA
– –
-50,000
Closed -$495K
BREZ
574
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
– –
-20,000
Closed -$205K
CONX
575
DELISTED
CONX Corp. Class A Common Stock
CONX
– –
-100,478
Closed -$993K
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23
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