We are live on ! Find out more
EC

Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$515M
AUM Growth
+$320M
Cap. Flow
-$60.4M
Cap. Flow %
-11.73%
Top 10 Hldgs %
85.24%
Holding
670
New
139
Increased
87
Reduced
103
Closed
273

Top Buys

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$4.73M
2
VICI icon
VICI Properties
VICI
+$2.25M
3
O icon
Realty Income
O
+$1.88M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.82M
5
EXR icon
Extra Space Storage
EXR
+$1.79M

Top Sells

Rank Stock Value
1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$14.5M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$4.46M
3
REXR icon
Rexford Industrial Realty
REXR
+$2.4M
4
RYN icon
Rayonier
RYN
+$2.12M
5
CLDI icon
Calidi Biotherapeutics
CLDI
+$1.78M

Sector Composition

Rank Sector Weight
1 Real Estate 7.71%
2 Financials 2.73%
3 Energy 0.45%
4 Utilities 0.11%
5 Healthcare 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTSI icon
526
MACOM Technology Solutions
MTSI
$19.2B
– –
-65
Closed -$4.26K
NBHC icon
527
National Bank Holdings
NBHC
$1.92B
– –
-8,217
Closed -$239K
NBR icon
528
Nabors Industries
NBR
$1.27B
– –
-45
Closed -$4.19K
NBTB icon
529
NBT Bancorp
NBTB
$2.74B
– –
-941
Closed -$30K
NBXG
530
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.16B
– –
-8,440
Closed -$92.1K
NCLH icon
531
Norwegian Cruise Line
NCLH
$8.51B
– –
-1,889
Closed -$41.1K
NCZ
532
Virtus Convertible & Income Fund II
NCZ
$294M
– –
-5,901
Closed -$73.4K
NICE icon
533
Nice
NICE
$5.79B
– –
-13
Closed -$2.69K
NIO icon
534
NIO
NIO
$12.2B
– –
-30
Closed -$291
NOG icon
535
Northern Oil and Gas
NOG
$2.3B
– –
-53
Closed -$1.82K
NOVA
536
DELISTED
Sunnova Energy
NOVA
– –
-854
Closed -$15.6K
NRG icon
537
NRG Energy
NRG
$28.3B
– –
-252
Closed -$9.42K
NSA
538
DELISTED
National Storage Affiliates Trust
NSA
– –
-43,570
Closed -$1.52M
NSIT icon
539
Insight Enterprises
NSIT
$3.89B
– –
-204
Closed -$29.9K
NTNX icon
540
Nutanix
NTNX
$16B
– –
-99
Closed -$2.78K
NTRA icon
541
Natera
NTRA
$38.3B
– –
-443
Closed -$21.6K
NVCR icon
542
NovoCure
NVCR
$1.73B
– –
-50
Closed -$2.08K
NVST icon
543
Envista
NVST
$4.44B
– –
-843
Closed -$28.5K
OKTA icon
544
Okta
OKTA
$24.7B
– –
-73
Closed -$5.06K
OMCL icon
545
Omnicell
OMCL
$1.61B
– –
-130
Closed -$9.58K
ON icon
546
ON Semiconductor
ON
$31.8B
– –
-696
Closed -$65.8K
OPEN icon
547
Opendoor
OPEN
$3.64B
– –
-894
Closed -$3.48K
ORA icon
548
Ormat Technologies
ORA
$6B
– –
-107
Closed -$8.61K
PATK icon
549
Patrick Industries
PATK
$2.74B
– –
-137
Closed -$7.28K
PCRX icon
550
Pacira BioSciences
PCRX
$1.04B
– –
-69
Closed -$2.77K
20 21
22
23 24

Similar funds

MMFA
Main Management Fund Advisors San Francisco, California $1.19B AUM 26.24% 1-Year Est. Return
SCM
Sone Capital Management New York $1.19B AUM 14% 1-Year Est. Return
CCS
Concentric Capital Strategies Stamford, Connecticut $1.19B AUM 44.7% 1-Year Est. Return
KOC
Koss-Olinger Consulting Gainesville, Florida $1.19B AUM 15.91% 1-Year Est. Return
KA
KLCM Advisors Milwaukee, Wisconsin $1.19B AUM 34.45% 1-Year Est. Return
PAMJ
Parvus Asset Management Jersey St. Helier, Jersey $1.18B AUM 53.98% 1-Year Est. Return
CCM
Condor Capital Management Martinsville, New Jersey $1.2B AUM 13.18% 1-Year Est. Return
SC
Shay Capital New York $1.2B AUM 37.47% 1-Year Est. Return

Elequin Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Elequin Capital held 670 positions worth $515M, up 163% from $196M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Elequin Capital withdrew a net $60.4M in Q3 2023, closing 273 positions and reducing 103 holdings. Its most notable exit was Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock, an estimated $14.5M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 7.7% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

Against the trend, Elequin Capital opened a new position in VICI Properties worth $2.11M.

  • Elequin Capital's largest Q3 2023 buy was VICI Properties: 72,550 shares worth $2.11M.
  • Elequin Capital added most to Royal Bank of Canada in Q3 2023, an estimated $4.73M increase.
  • Elequin Capital's biggest Q3 2023 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $4.46M.
  • Elequin Capital fully exited Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock in Q3 2023, selling an estimated $14.5M.
  • Elequin Capital's ten largest holdings make up 85% of its $515M portfolio in Q3 2023.
  • Elequin Capital opened 139 new positions and closed 273 in Q3 2023.
  • Elequin Capital's portfolio value rose 163% quarter-over-quarter to $515M.

Based on Elequin Capital's 13F filing for Q3 2023, filed 14 Nov 2023.