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Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
-5.61%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$170M
Cap. Flow
-$43.3M
Cap. Flow %
-16.21%
Top 10 Hldgs %
79.28%
Holding
746
New
321
Increased
50
Reduced
153
Closed
192

Top Buys

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$52.7M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$23.7M
3
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$21.4M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$6.87M
5
KRG icon
Kite Realty
KRG
+$1.99M

Top Sells

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$140M
2
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$2.21M
3
PCPC
Periphas Capital Partnering Corporation
PCPC
+$1.84M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$1.55M
5
KVSA
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 13.78%
2 Real Estate 2.56%
3 Technology 1.04%
4 Industrials 0.99%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
U icon
526
Unity
U
$13.8B
$1K ﹤0.01%
31
-147
-83% -$6.05K
UPST icon
527
Upstart Holdings
UPST
$2.63B
$1K ﹤0.01%
35
+17
+94% +$457
UPWK icon
528
Upwork
UPWK
$1.13B
$1K ﹤0.01%
79
-158
-67% -$2.97K
WK icon
529
Workiva
WK
$3.36B
$1K ﹤0.01%
14
-7
-33% -$478
XMTR icon
530
Xometry
XMTR
$4.74B
$1K ﹤0.01%
+22
New +$1.03K
ZCAR
531
DELISTED
Zoomcar
ZCAR
– –
0
– –
PENG
532
Penguin Solutions Inc
PENG
$2.7B
$1K ﹤0.01%
33
-20
-38% -$364
QTI
533
QT Imaging Holdings
QTI
$37M
$1K ﹤0.01%
108
– –
IXAQ
534
DELISTED
IX Acquisition Corp. Class A Ordinary Share
IXAQ
$1K ﹤0.01%
+100
New +$989
PRFT
535
DELISTED
Perficient Inc
PRFT
$1K ﹤0.01%
22
-39
-64% -$3.25K
ZLS
536
DELISTED
Zalatoris II Acquisition Corp Class A Ordinary Shares
ZLS
$1K ﹤0.01%
+100
New +$978
TWOU
537
DELISTED
2U Inc
TWOU
$1K ﹤0.01%
6
-9
-60% -$2.34K
CHAA
538
DELISTED
Catcha Investment Corp
CHAA
$1K ﹤0.01%
+100
New +$988
EVBG
539
DELISTED
Everbridge, Inc. Common Stock
EVBG
$1K ﹤0.01%
22
-47
-68% -$1.54K
SCRM
540
DELISTED
Screaming Eagle Acquisition Corp. Class A Ordinary Shares
SCRM
$1K ﹤0.01%
+113
New +$1.09K
AYX
541
DELISTED
Alteryx Inc
AYX
$1K ﹤0.01%
20
-25
-56% -$1.47K
ICPT
542
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$1K ﹤0.01%
86
-814
-90% -$13.1K
SDC
543
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$1K ﹤0.01%
683
-1,687
-71% -$2.05K
THCHW
544
DELISTED
TH International Limited Warrant
THCHW
$1K ﹤0.01%
+4,100
New +$1.52K
ADAL
545
DELISTED
Anthemis Digital Acquisitions I Corp Class A Ordinary Shares
ADAL
$1K ﹤0.01%
+125
New +$1.25K
TPBA
546
DELISTED
TPB Acquisition Corporation I Class A Ordinary Share
TPBA
$1K ﹤0.01%
+125
New +$1.23K
FOXW
547
DELISTED
FoxWayne Enterprises Acquisition Corp. Class A Common Stock
FOXW
$1K ﹤0.01%
+100
New +$1.02K
REVHW
548
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Warrant.
REVHW
$1K ﹤0.01%
23,010
– –
EDNC
549
DELISTED
Endurance Acquisition Corp. Class A Ordinary Shares
EDNC
$1K ﹤0.01%
+125
New +$1.24K
LAC
550
DELISTED
Lithium Americas Corp. Common Shares
LAC
$1K ﹤0.01%
21
-6
-22% -$160
20 21
22
23 24

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Elequin Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Elequin Capital held 746 positions worth $267M, down 39% from $437M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Elequin Capital withdrew a net $43.3M in Q3 2022, closing 192 positions and reducing 153 holdings. Its most notable exit was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, an estimated $140M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 9.4% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Elequin Capital opened a new position in Stanley Black & Decker, Inc. worth $41.1M.

  • Elequin Capital's largest Q3 2022 buy was Stanley Black & Decker, Inc.: 850,245 shares worth $41.1M.
  • Elequin Capital added most to South Jersey Industries, Inc. Corporate Units in Q3 2022, an estimated $21.4M increase.
  • Elequin Capital's biggest Q3 2022 reduction was Austerlitz Acquisition Corporation II, cutting an estimated $1.01M.
  • Elequin Capital fully exited Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q3 2022, selling an estimated $140M.
  • Elequin Capital's ten largest holdings make up 79% of its $267M portfolio in Q3 2022.
  • Elequin Capital opened 321 new positions and closed 192 in Q3 2022.
  • Elequin Capital's portfolio value fell 39% quarter-over-quarter to $267M.

Based on Elequin Capital's 13F filing for Q3 2022, filed 10 Nov 2022.