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Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
-5.61%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$170M
Cap. Flow
-$43.3M
Cap. Flow %
-16.21%
Top 10 Hldgs %
79.28%
Holding
746
New
321
Increased
50
Reduced
153
Closed
192

Top Buys

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$52.7M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$23.7M
3
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$21.4M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$6.87M
5
KRG icon
Kite Realty
KRG
+$1.99M

Top Sells

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$140M
2
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$2.21M
3
PCPC
Periphas Capital Partnering Corporation
PCPC
+$1.84M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$1.55M
5
KVSA
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 13.78%
2 Real Estate 2.56%
3 Technology 1.04%
4 Industrials 0.99%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HERA
501
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$2K ﹤0.01%
+250
New +$2.46K
PV
502
DELISTED
Primavera Capital Acquisition Corporation
PV
$2K ﹤0.01%
+250
New +$2.47K
IACC
503
DELISTED
ION Acquisition Corp 3 Ltd.
IACC
$2K ﹤0.01%
+250
New +$2.46K
BOAS
504
DELISTED
BOA Acquisition Corp.
BOAS
$2K ﹤0.01%
+250
New +$2.46K
ASTS icon
505
AST SpaceMobile
ASTS
$17.6B
$1K ﹤0.01%
100
– –
ATI icon
506
ATI
ATI
$25.6B
$1K ﹤0.01%
40
-60
-60% -$1.67K
BABA icon
507
Alibaba
BABA
$293B
$1K ﹤0.01%
17
-11
-39% -$1.05K
BAND
508
Bandwidth Inc
BAND
$1.26B
$1K ﹤0.01%
52
-38
-42% -$624
DDD icon
509
3D Systems Corp
DDD
$431M
$1K ﹤0.01%
145
-259
-64% -$2.66K
FSLY icon
510
Fastly Inc
FSLY
$3.55B
$1K ﹤0.01%
56
-78
-58% -$830
FUBO icon
511
FuboTV Inc
FUBO
$261M
$1K ﹤0.01%
13
-12
-48% -$515
GTLS
512
DELISTED
Chart Industries
GTLS
$1K ﹤0.01%
7
-21
-75% -$3.89K
HLF icon
513
Herbalife
HLF
$1.29B
$1K ﹤0.01%
45
-21
-32% -$520
IQ icon
514
iQIYI
IQ
$1.23B
$1K ﹤0.01%
469
-1,112
-70% -$4.12K
LIVN icon
515
LivaNova
LIVN
$4.4B
$1K ﹤0.01%
12
-15
-56% -$890
MTAL
516
DELISTED
Metals Acquisition
MTAL
$1K ﹤0.01%
+100
New +$979
PMT
517
PennyMac Mortgage Investment
PMT
$822M
$1K ﹤0.01%
45
-5
-10% -$73
PTON icon
518
Peloton Interactive
PTON
$2.77B
$1K ﹤0.01%
74
-18
-20% -$183
QTWO icon
519
Q2 Holdings
QTWO
$3.8B
$1K ﹤0.01%
27
-24
-47% -$978
RDFN
520
DELISTED
Redfin
RDFN
$1K ﹤0.01%
170
-272
-62% -$2.42K
RNG icon
521
RingCentral
RNG
$4.66B
$1K ﹤0.01%
21
-4
-16% -$192
RUN icon
522
Sunrun
RUN
$2.34B
$1K ﹤0.01%
35
-5
-13% -$156
SABR icon
523
Sabre
SABR
$731M
$1K ﹤0.01%
145
-87
-38% -$580
SPOT icon
524
Spotify
SPOT
$103B
$1K ﹤0.01%
12
-15
-56% -$1.6K
TLRY icon
525
Tilray
TLRY
$618M
$1K ﹤0.01%
23
-30
-57% -$1.05K
19 20
21
22 23

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CCS
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PAMJ
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Elequin Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Elequin Capital held 746 positions worth $267M, down 39% from $437M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Elequin Capital withdrew a net $43.3M in Q3 2022, closing 192 positions and reducing 153 holdings. Its most notable exit was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, an estimated $140M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 9.4% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Elequin Capital opened a new position in Stanley Black & Decker, Inc. worth $41.1M.

  • Elequin Capital's largest Q3 2022 buy was Stanley Black & Decker, Inc.: 850,245 shares worth $41.1M.
  • Elequin Capital added most to South Jersey Industries, Inc. Corporate Units in Q3 2022, an estimated $21.4M increase.
  • Elequin Capital's biggest Q3 2022 reduction was Austerlitz Acquisition Corporation II, cutting an estimated $1.01M.
  • Elequin Capital fully exited Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q3 2022, selling an estimated $140M.
  • Elequin Capital's ten largest holdings make up 79% of its $267M portfolio in Q3 2022.
  • Elequin Capital opened 321 new positions and closed 192 in Q3 2022.
  • Elequin Capital's portfolio value fell 39% quarter-over-quarter to $267M.

Based on Elequin Capital's 13F filing for Q3 2022, filed 10 Nov 2022.