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Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
-5.61%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$170M
Cap. Flow
-$43.3M
Cap. Flow %
-16.21%
Top 10 Hldgs %
79.28%
Holding
746
New
321
Increased
50
Reduced
153
Closed
192

Top Buys

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$52.7M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$23.7M
3
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$21.4M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$6.87M
5
KRG icon
Kite Realty
KRG
+$1.99M

Top Sells

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$140M
2
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$2.21M
3
PCPC
Periphas Capital Partnering Corporation
PCPC
+$1.84M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$1.55M
5
KVSA
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 13.78%
2 Real Estate 2.56%
3 Technology 1.04%
4 Industrials 0.99%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAVC
426
DELISTED
Waverley Capital Acquisition Corp. 1
WAVC
$4K ﹤0.01%
+400
New +$3.9K
AGAC
427
DELISTED
African Gold Acquisition Corp
AGAC
$4K ﹤0.01%
+400
New +$3.94K
BWC
428
DELISTED
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
$4K ﹤0.01%
+400
New +$3.88K
AHRN
429
DELISTED
Ahren Acquisition Corp
AHRN
$4K ﹤0.01%
+406
New +$4.06K
RJAC
430
DELISTED
Jackson Acquisition Company
RJAC
$4K ﹤0.01%
+405
New +$4.01K
MTVC
431
DELISTED
Motive Capital Corp II
MTVC
$4K ﹤0.01%
+450
New +$4.48K
OSH
432
DELISTED
Oak Street Health, Inc.
OSH
$4K ﹤0.01%
146
-216
-60% -$5.71K
SVFA
433
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$4K ﹤0.01%
+400
New +$3.96K
POND
434
DELISTED
Angel Pond Holdings Corporation
POND
$4K ﹤0.01%
+450
New +$4.43K
AVLR
435
DELISTED
Avalara, Inc.
AVLR
$4K ﹤0.01%
40
-35
-47% -$3.14K
TPGY
436
DELISTED
TPG Pace Beneficial Finance Corp.
TPGY
$4K ﹤0.01%
+400
New +$3.99K
ENV
437
DELISTED
ENVESTNET, INC.
ENV
$4K ﹤0.01%
80
-21
-21% -$1.12K
CXAI icon
438
CXApp
CXAI
$13.4M
$3K ﹤0.01%
+250
New +$2.51K
EXPE icon
439
Expedia Group
EXPE
$35.4B
$3K ﹤0.01%
30
-20
-40% -$2.04K
IDCC icon
440
InterDigital
IDCC
$7.87B
$3K ﹤0.01%
78
-134
-63% -$7.22K
MTN icon
441
Vail Resorts
MTN
$5.32B
$3K ﹤0.01%
12
-16
-57% -$3.64K
NTNX icon
442
Nutanix
NTNX
$16B
$3K ﹤0.01%
156
-186
-54% -$3.39K
RDZN icon
443
Roadzen
RDZN
$97.2M
$3K ﹤0.01%
+250
New +$2.51K
UBER icon
444
Uber
UBER
$143B
$3K ﹤0.01%
99
-53
-35% -$1.46K
XBP icon
445
XBP Global Holdings
XBP
$33.7M
$3K ﹤0.01%
+25
New +$2.54K
JOYY
446
JOYY Inc
JOYY
$3.71B
$3K ﹤0.01%
98
-105
-52% -$2.88K
OCEA
447
DELISTED
Ocean Biomedical, Inc. Common Stock
OCEA
$3K ﹤0.01%
+259
New +$2.64K
GLLI
448
DELISTED
Globalink Investment Inc. Common Stock
GLLI
$3K ﹤0.01%
+300
New +$2.99K
TLGY
449
DELISTED
TLGY Acquisition Corporation Class A Ordinary Share
TLGY
$3K ﹤0.01%
+250
New +$2.51K
FRLA
450
DELISTED
Fortune Rise Acquisition Corporation Class A Common Stock
FRLA
$3K ﹤0.01%
+250
New +$2.54K
16 17
18
19 20

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Elequin Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Elequin Capital held 746 positions worth $267M, down 39% from $437M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Elequin Capital withdrew a net $43.3M in Q3 2022, closing 192 positions and reducing 153 holdings. Its most notable exit was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, an estimated $140M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 9.4% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Elequin Capital opened a new position in Stanley Black & Decker, Inc. worth $41.1M.

  • Elequin Capital's largest Q3 2022 buy was Stanley Black & Decker, Inc.: 850,245 shares worth $41.1M.
  • Elequin Capital added most to South Jersey Industries, Inc. Corporate Units in Q3 2022, an estimated $21.4M increase.
  • Elequin Capital's biggest Q3 2022 reduction was Austerlitz Acquisition Corporation II, cutting an estimated $1.01M.
  • Elequin Capital fully exited Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q3 2022, selling an estimated $140M.
  • Elequin Capital's ten largest holdings make up 79% of its $267M portfolio in Q3 2022.
  • Elequin Capital opened 321 new positions and closed 192 in Q3 2022.
  • Elequin Capital's portfolio value fell 39% quarter-over-quarter to $267M.

Based on Elequin Capital's 13F filing for Q3 2022, filed 10 Nov 2022.