EC

Elequin Capital Portfolio holdings

AUM $724M
1-Year Return 15.4%
This Quarter Return
-8.01%
1 Year Return
+15.4%
3 Year Return
+28.5%
5 Year Return
–
10 Year Return
–
AUM
$437M
AUM Growth
-$154M
Cap. Flow
-$345M
Cap. Flow %
-79.05%
Top 10 Hldgs %
85.63%
Holding
472
New
127
Increased
134
Reduced
148
Closed
42

Top Buys

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$140M
2
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$18M
3
ASZ
Austerlitz Acquisition Corporation II
ASZ
$2.29M
4
AGCB
Altimeter Growth Corp. 2
AGCB
$2.22M
5
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
$2.13M

Top Sells

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$453M
2
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$25.4M
3
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$3.22M
4
APTV icon
Aptiv
APTV
$904K
5
AQN icon
Algonquin Power & Utilities
AQN
$865K

Sector Composition

1 Financials 9.4%
2 Technology 0.93%
3 Healthcare 0.89%
4 Industrials 0.67%
5 Communication Services 0.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
REAL icon
426
The RealReal
REAL
$1B
$0 ﹤0.01%
41
– –
SAFE
427
Safehold
SAFE
$1.14B
– –
-32
Closed -$4K
SHAK icon
428
Shake Shack
SHAK
$4.1B
$0 ﹤0.01%
4
-1
-20% –
SHOP icon
429
Shopify
SHOP
$189B
$0 ﹤0.01%
11
-129
-92% –
SSRM icon
430
SSR Mining
SSRM
$4.14B
– –
-5
Closed –
STWD icon
431
Starwood Property Trust
STWD
$7.52B
$0 ﹤0.01%
19
-73
-79% –
TBPH icon
432
Theravance Biopharma
TBPH
$708M
$0 ﹤0.01%
7
-9
-56% –
TRIP icon
433
TripAdvisor
TRIP
$2.09B
$0 ﹤0.01%
9
-5
-36% –
TSLA icon
434
Tesla
TSLA
$1.09T
– –
-6
Closed -$2K
TTE icon
435
TotalEnergies
TTE
$134B
$0 ﹤0.01%
1
– –
VAL icon
436
Valaris
VAL
$3.58B
– –
-8
Closed –
VIAV icon
437
Viavi Solutions
VIAV
$2.62B
– –
-745
Closed -$12K
WB icon
438
Weibo
WB
$2.83B
$0 ﹤0.01%
4
+3
+300% –
WT icon
439
WisdomTree
WT
$2.02B
– –
-168
Closed -$1K
WTRG icon
440
Essential Utilities
WTRG
$10.9B
– –
-402
Closed -$21K
XMTR icon
441
Xometry
XMTR
$2.5B
– –
-1
Closed –
ACCD
442
DELISTED
Accolade, Inc. Common Stock
ACCD
$0 ﹤0.01%
19
-5
-21% –
ASTSW
443
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
$0 ﹤0.01%
+1
New –
PXD
444
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-665
Closed -$166K
LTHM
445
DELISTED
Livent Corporation
LTHM
– –
-53
Closed -$1K
TRHC
446
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
$0 ﹤0.01%
26
+1
+4% –
SBIGW
447
DELISTED
SpringBig Holdings, Inc. Warrant
SBIGW
$0 ﹤0.01%
+2,500
New –
ARVL
448
DELISTED
Arrival Ordinary Shares
ARVL
$0 ﹤0.01%
2
-1
-33% –
ONEM
449
DELISTED
1Life Healthcare, Inc. Common Stock
ONEM
$0 ﹤0.01%
17
-4
-19% –
AVYA
450
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$0 ﹤0.01%
121
+11
+10% –
15 16 17
18
19