EC

Elequin Capital Portfolio holdings

AUM $724M
This Quarter Return
-8.01%
1 Year Return
+15.4%
3 Year Return
+28.5%
5 Year Return
–
10 Year Return
–
AUM
$437M
AUM Growth
+$437M
Cap. Flow
-$264M
Cap. Flow %
-60.4%
Top 10 Hldgs %
85.63%
Holding
472
New
127
Increased
136
Reduced
148
Closed
42

Top Buys

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$140M
2
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$18M
3
ASZ
Austerlitz Acquisition Corporation II
ASZ
$2.29M
4
AGCB
Altimeter Growth Corp. 2
AGCB
$2.22M
5
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
$2.13M

Top Sells

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$453M
2
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$25.4M
3
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$3.22M
4
APTV icon
Aptiv
APTV
$904K
5
AQN icon
Algonquin Power & Utilities
AQN
$865K

Sector Composition

1 Financials 9.4%
2 Technology 0.93%
3 Healthcare 0.89%
4 Industrials 0.67%
5 Communication Services 0.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ESPR icon
401
Esperion Therapeutics
ESPR
$468M
$0 ﹤0.01%
36
-8
-18% –
GPRE icon
402
Green Plains
GPRE
$722M
– –
-87
Closed -$3K
GVA icon
403
Granite Construction
GVA
$4.67B
– –
-46
Closed -$2K
HASI icon
404
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$3.45B
– –
-23
Closed -$1K
IEF icon
405
iShares 7-10 Year Treasury Bond ETF
IEF
$35.4B
– –
-390
Closed -$42K
IMAX icon
406
IMAX
IMAX
$1.58B
– –
-61
Closed -$1K
IONQ.WS icon
407
IonQ, Inc. Redeemable warrants, each whole warrant exercisable for one share of Common Stock, each at an exercise price of $11.50 per share
IONQ.WS
$7.66B
$0 ﹤0.01%
+1
New –
ITM icon
408
VanEck Intermediate Muni ETF
ITM
$1.93B
– –
-1,000
Closed -$47K
JPM icon
409
JPMorgan Chase
JPM
$824B
– –
-17
Closed -$2K
KRG icon
410
Kite Realty
KRG
$4.97B
– –
-49
Closed -$1K
LGND icon
411
Ligand Pharmaceuticals
LGND
$3.19B
– –
-9
Closed -$1K
MITK icon
412
Mitek Systems
MITK
$451M
– –
-65
Closed -$1K
MMYT icon
413
MakeMyTrip
MMYT
$9.1B
– –
-5
Closed –
MOMO
414
Hello Group
MOMO
$1.33B
$0 ﹤0.01%
32
-34
-52% –
MTCH icon
415
Match Group
MTCH
$8.9B
– –
-600
Closed -$65K
NEO icon
416
NeoGenomics
NEO
$1.14B
$0 ﹤0.01%
22
-1
-4% –
NVAX icon
417
Novavax
NVAX
$1.23B
$0 ﹤0.01%
3
-7
-70% –
NVMI icon
418
Nova
NVMI
$6.97B
– –
-18
Closed -$2K
OSIS icon
419
OSI Systems
OSIS
$3.91B
– –
-2
Closed –
PAR icon
420
PAR Technology
PAR
$2B
$0 ﹤0.01%
13
-3
-19% –
PATK icon
421
Patrick Industries
PATK
$3.69B
$0 ﹤0.01%
9
-3
-25% –
PI icon
422
Impinj
PI
$5.4B
– –
-27
Closed -$2K
PR icon
423
Permian Resources
PR
$10.2B
– –
-322
Closed -$3K
PRAA icon
424
PRA Group
PRAA
$660M
$0 ﹤0.01%
8
-20
-71% –
PZA icon
425
Invesco National AMT-Free Municipal Bond ETF
PZA
$2.98B
– –
-411
Closed -$10K
15 16
17
18 19