EC

Elequin Capital Portfolio holdings

AUM $724M
This Quarter Return
-8.01%
1 Year Return
+15.4%
3 Year Return
+28.5%
5 Year Return
–
10 Year Return
–
AUM
$437M
AUM Growth
+$437M
Cap. Flow
-$264M
Cap. Flow %
-60.4%
Top 10 Hldgs %
85.63%
Holding
472
New
127
Increased
136
Reduced
148
Closed
42

Top Buys

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$140M
2
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$18M
3
ASZ
Austerlitz Acquisition Corporation II
ASZ
$2.29M
4
AGCB
Altimeter Growth Corp. 2
AGCB
$2.22M
5
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
$2.13M

Top Sells

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$453M
2
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$25.4M
3
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$3.22M
4
APTV icon
Aptiv
APTV
$904K
5
AQN icon
Algonquin Power & Utilities
AQN
$865K

Sector Composition

1 Financials 9.4%
2 Technology 0.93%
3 Healthcare 0.89%
4 Industrials 0.67%
5 Communication Services 0.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WFC icon
376
Wells Fargo
WFC
$261B
$1K ﹤0.01%
13
+3
+30% +$231
WGO icon
377
Winnebago Industries
WGO
$986M
$1K ﹤0.01%
23
-2
-8% -$87
WK icon
378
Workiva
WK
$4.34B
$1K ﹤0.01%
21
-7
-25% -$333
PENG
379
Penguin Solutions, Inc. Ordinary Shares
PENG
$1.24B
$1K ﹤0.01%
53
-62
-54% -$1.17K
ATSG
380
DELISTED
Air Transport Services Group, Inc.
ATSG
$1K ﹤0.01%
42
+7
+20% +$167
RVNC
381
DELISTED
Revance Therapeutics, Inc.
RVNC
$1K ﹤0.01%
50
-9
-15% -$180
QTI
382
DELISTED
QT Imaging Holdings, Inc. Common Stock
QTI
$1K ﹤0.01%
+108
New +$1K
NVTA
383
DELISTED
Invitae Corporation
NVTA
$1K ﹤0.01%
243
+26
+12% +$107
NEWR
384
DELISTED
New Relic, Inc.
NEWR
$1K ﹤0.01%
26
-26
-50% -$1K
RADI
385
DELISTED
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
$1K ﹤0.01%
52
+6
+13% +$115
MTOR
386
DELISTED
MERITOR, Inc.
MTOR
$1K ﹤0.01%
23
+13
+130% +$565
LAC
387
DELISTED
Lithium Americas Corp. Common Shares
LAC
$1K ﹤0.01%
27
+7
+35% +$259
ACB
388
Aurora Cannabis
ACB
$293M
$0 ﹤0.01%
1
– –
ABR icon
389
Arbor Realty Trust
ABR
$2.24B
$0 ﹤0.01%
11
-43
-80% –
ATEC icon
390
Alphatec Holdings
ATEC
$2.32B
$0 ﹤0.01%
46
-40
-47% –
AVGO icon
391
Broadcom
AVGO
$1.39T
– –
-526
Closed -$331K
AVTR icon
392
Avantor
AVTR
$8.96B
– –
-2,888
Closed -$98K
BAB icon
393
Invesco Taxable Municipal Bond ETF
BAB
$899M
– –
-56
Closed -$2K
CMRC
394
Commerce.com, Inc. Series 1 Common Stock
CMRC
$360M
$0 ﹤0.01%
21
+2
+11% –
CAKE icon
395
Cheesecake Factory
CAKE
$3.01B
$0 ﹤0.01%
9
-4
-31% –
CAMT icon
396
Camtek
CAMT
$3.56B
– –
-19
Closed -$1K
CBRL icon
397
Cracker Barrel
CBRL
$1.22B
$0 ﹤0.01%
4
-2
-33% –
D icon
398
Dominion Energy
D
$50.5B
– –
-400
Closed -$34K
DOCU icon
399
DocuSign
DOCU
$14.9B
$0 ﹤0.01%
3
-4
-57% –
ELV icon
400
Elevance Health
ELV
$72.7B
– –
-9
Closed -$4K
14 15
16
17 18