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Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$515M
AUM Growth
+$320M
Cap. Flow
-$60.4M
Cap. Flow %
-11.73%
Top 10 Hldgs %
85.24%
Holding
670
New
139
Increased
87
Reduced
103
Closed
273

Top Buys

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$4.73M
2
VICI icon
VICI Properties
VICI
+$2.25M
3
O icon
Realty Income
O
+$1.88M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.82M
5
EXR icon
Extra Space Storage
EXR
+$1.79M

Top Sells

Rank Stock Value
1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$14.5M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$4.46M
3
REXR icon
Rexford Industrial Realty
REXR
+$2.4M
4
RYN icon
Rayonier
RYN
+$2.12M
5
CLDI icon
Calidi Biotherapeutics
CLDI
+$1.78M

Sector Composition

Rank Sector Weight
1 Real Estate 7.71%
2 Financials 2.73%
3 Energy 0.45%
4 Utilities 0.11%
5 Healthcare 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIIO
351
Robo.ai Inc
AIIO
$496M
$294 ﹤0.01%
+2
New +$389
MODN
352
DELISTED
MODEL N, INC.
MODN
$293 ﹤0.01%
+12
New +$356
INVA icon
353
Innoviva
INVA
$1.53B
$260 ﹤0.01%
20
-420
-95% -$5.45K
VIAV icon
354
Viavi Solutions
VIAV
$9.31B
$256 ﹤0.01%
28
-976
-97% -$10.2K
TVTX icon
355
Travere Therapeutics
TVTX
$5.11B
$232 ﹤0.01%
26
-504
-95% -$7.11K
PTCT icon
356
PTC Therapeutics
PTCT
$5.68B
$224 ﹤0.01%
10
-314
-97% -$11.7K
FRXB.WS
357
DELISTED
Forest Road Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FRXB.WS
$210 ﹤0.01%
10,000
– –
RVNC
358
DELISTED
Revance Therapeutics, Inc.
RVNC
$184 ﹤0.01%
16
-248
-94% -$4.77K
CXAI icon
359
CXApp
CXAI
$15.3M
$181 ﹤0.01%
+100
New +$540
PD icon
360
PagerDuty
PD
$856M
$180 ﹤0.01%
8
-96
-92% -$2.29K
PRAA icon
361
PRA Group
PRAA
$666M
$173 ﹤0.01%
+9
New +$189
AAPL icon
362
Apple
AAPL
$4.46T
$171 ﹤0.01%
+1
New +$183
XMTR icon
363
Xometry
XMTR
$4.81B
$136 ﹤0.01%
8
-156
-95% -$2.95K
CBRL icon
364
Cracker Barrel
CBRL
$1.29B
$134 ﹤0.01%
2
-55
-96% -$4.62K
LAC
365
DELISTED
Lithium Americas Corp. Common Shares
LAC
$119 ﹤0.01%
7
-205
-97% -$3.87K
SHAK icon
366
Shake Shack
SHAK
$2.61B
$116 ﹤0.01%
2
-46
-96% -$3.27K
FAZEW
367
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$110 ﹤0.01%
+7,064
New +$162
ASBP
368
Aspire Biopharma
ASBP
$9.36M
– –
0
– –
MIR.WS
369
DELISTED
Mirion Technologies, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MIR.WS
$108 ﹤0.01%
80
– –
NEO icon
370
NeoGenomics
NEO
$2.04B
$74 ﹤0.01%
6
-150
-96% -$2.23K
TTE icon
371
TotalEnergies
TTE
$194B
$66 ﹤0.01%
1
– –
ACCD
372
DELISTED
Accolade Inc
ACCD
$53 ﹤0.01%
5
-126
-96% -$1.65K
REAL icon
373
The RealReal
REAL
$1.51B
$36 ﹤0.01%
17
-413
-96% -$1.01K
GDS icon
374
GDS Holdings
GDS
$6.55B
$33 ﹤0.01%
+3
New +$34
PMT
375
PennyMac Mortgage Investment
PMT
$823M
$25 ﹤0.01%
2
-161
-99% -$2.11K
13 14
15
16 17

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Elequin Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Elequin Capital held 670 positions worth $515M, up 163% from $196M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Elequin Capital withdrew a net $60.4M in Q3 2023, closing 273 positions and reducing 103 holdings. Its most notable exit was Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock, an estimated $14.5M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 7.7% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

Against the trend, Elequin Capital opened a new position in VICI Properties worth $2.11M.

  • Elequin Capital's largest Q3 2023 buy was VICI Properties: 72,550 shares worth $2.11M.
  • Elequin Capital added most to Royal Bank of Canada in Q3 2023, an estimated $4.73M increase.
  • Elequin Capital's biggest Q3 2023 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $4.46M.
  • Elequin Capital fully exited Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock in Q3 2023, selling an estimated $14.5M.
  • Elequin Capital's ten largest holdings make up 85% of its $515M portfolio in Q3 2023.
  • Elequin Capital opened 139 new positions and closed 273 in Q3 2023.
  • Elequin Capital's portfolio value rose 163% quarter-over-quarter to $515M.

Based on Elequin Capital's 13F filing for Q3 2023, filed 14 Nov 2023.