We are live on ! Find out more
EC

Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$515M
AUM Growth
+$320M
Cap. Flow
-$60.4M
Cap. Flow %
-11.73%
Top 10 Hldgs %
85.24%
Holding
670
New
139
Increased
87
Reduced
103
Closed
273

Top Buys

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$4.73M
2
VICI icon
VICI Properties
VICI
+$2.25M
3
O icon
Realty Income
O
+$1.88M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.82M
5
EXR icon
Extra Space Storage
EXR
+$1.79M

Top Sells

Rank Stock Value
1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$14.5M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$4.46M
3
REXR icon
Rexford Industrial Realty
REXR
+$2.4M
4
RYN icon
Rayonier
RYN
+$2.12M
5
CLDI icon
Calidi Biotherapeutics
CLDI
+$1.78M

Sector Composition

Rank Sector Weight
1 Real Estate 7.71%
2 Financials 2.73%
3 Energy 0.45%
4 Utilities 0.11%
5 Healthcare 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXGN
326
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$759 ﹤0.01%
32
-475
-94% -$8.94K
PENN icon
327
PENN Entertainment
PENN
$2.75B
$757 ﹤0.01%
33
-831
-96% -$20.1K
HLF icon
328
Herbalife
HLF
$1.29B
$755 ﹤0.01%
54
-1,139
-95% -$17.2K
BOX icon
329
Box
BOX
$4.37B
$726 ﹤0.01%
30
-585
-95% -$16.7K
HLP icon
330
Hongli Group Inc. Class A Ordinary Shares
HLP
$91.9M
$710 ﹤0.01%
500
– –
NML
331
Neuberger Energy Infrastructure and Income Fund Inc
NML
$593M
$688 ﹤0.01%
+100
New +$699
NMFC icon
332
New Mountain Finance
NMFC
$651M
$686 ﹤0.01%
+53
New +$676
SDC
333
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$676 ﹤0.01%
1,630
-346
-18% -$198
WGO icon
334
Winnebago Industries
WGO
$856M
$654 ﹤0.01%
11
-275
-96% -$17.8K
WIX icon
335
WIX.com
WIX
$2.3B
$643 ﹤0.01%
7
+3
+75% +$268
SDAWW
336
SunCar Technology Group Warrant
SDAWW
$625 ﹤0.01%
+5,000
New +$1.68K
SMTC icon
337
Semtech
SMTC
$11B
$592 ﹤0.01%
23
-444
-95% -$11.7K
OIOWW
338
OIO Group Warrants
OIOWW
$585 ﹤0.01%
+30,000
New +$879
VRNS icon
339
Varonis Systems
VRNS
$4.59B
$580 ﹤0.01%
19
-366
-95% -$10.8K
ICUCW
340
SeaStar Medical Holding Corp Warrant
ICUCW
$324K
$564 ﹤0.01%
40,000
– –
GES
341
DELISTED
Guess Inc
GES
$541 ﹤0.01%
25
-541
-96% -$11.4K
LIVN icon
342
LivaNova
LIVN
$4.4B
$529 ﹤0.01%
10
-199
-95% -$10.9K
HKIT icon
343
Hitek Global
HKIT
$27.2M
– –
0
– –
V icon
344
Visa
V
$684B
$460 ﹤0.01%
2
-41
-95% -$9.86K
GSD
345
DELISTED
Global Systems Dynamics Inc. Class A Common Stock
GSD
$382 ﹤0.01%
34
– –
SKIL.WS
346
DELISTED
Skillsoft Corp. Warrants, each whole warrant is exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SKIL.WS
$381 ﹤0.01%
34,352
– –
CERE
347
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
$349 ﹤0.01%
16
-395
-96% -$9.88K
SABR icon
348
Sabre
SABR
$731M
$323 ﹤0.01%
72
-1,613
-96% -$7.32K
PAR icon
349
PAR Technology
PAR
$699M
$308 ﹤0.01%
8
-134
-94% -$5.07K
ABR icon
350
Arbor Realty Trust
ABR
$964M
$304 ﹤0.01%
20
-544
-96% -$8.61K
12 13
14
15 16

Similar funds

MMFA
Main Management Fund Advisors San Francisco, California $1.19B AUM 26.24% 1-Year Est. Return
SCM
Sone Capital Management New York $1.19B AUM 14% 1-Year Est. Return
CCS
Concentric Capital Strategies Stamford, Connecticut $1.19B AUM 44.7% 1-Year Est. Return
KOC
Koss-Olinger Consulting Gainesville, Florida $1.19B AUM 15.91% 1-Year Est. Return
KA
KLCM Advisors Milwaukee, Wisconsin $1.19B AUM 34.45% 1-Year Est. Return
PAMJ
Parvus Asset Management Jersey St. Helier, Jersey $1.18B AUM 53.98% 1-Year Est. Return
CCM
Condor Capital Management Martinsville, New Jersey $1.2B AUM 13.18% 1-Year Est. Return
SC
Shay Capital New York $1.2B AUM 37.47% 1-Year Est. Return

Elequin Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Elequin Capital held 670 positions worth $515M, up 163% from $196M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Elequin Capital withdrew a net $60.4M in Q3 2023, closing 273 positions and reducing 103 holdings. Its most notable exit was Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock, an estimated $14.5M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 7.7% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

Against the trend, Elequin Capital opened a new position in VICI Properties worth $2.11M.

  • Elequin Capital's largest Q3 2023 buy was VICI Properties: 72,550 shares worth $2.11M.
  • Elequin Capital added most to Royal Bank of Canada in Q3 2023, an estimated $4.73M increase.
  • Elequin Capital's biggest Q3 2023 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $4.46M.
  • Elequin Capital fully exited Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock in Q3 2023, selling an estimated $14.5M.
  • Elequin Capital's ten largest holdings make up 85% of its $515M portfolio in Q3 2023.
  • Elequin Capital opened 139 new positions and closed 273 in Q3 2023.
  • Elequin Capital's portfolio value rose 163% quarter-over-quarter to $515M.

Based on Elequin Capital's 13F filing for Q3 2023, filed 14 Nov 2023.