EC

Elequin Capital Portfolio holdings

AUM $724M
1-Year Return 15.4%
This Quarter Return
-6.2%
1 Year Return
+15.4%
3 Year Return
+28.5%
5 Year Return
–
10 Year Return
–
AUM
$590M
AUM Growth
+$375M
Cap. Flow
+$307M
Cap. Flow %
51.91%
Top 10 Hldgs %
98.25%
Holding
357
New
299
Increased
18
Reduced
12
Closed
13

Top Buys

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$370M
2
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$17.3M
3
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$14M
4
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$3.22M
5
APTV icon
Aptiv
APTV
$1.29M

Top Sells

1
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$10.4M
2
MBB icon
iShares MBS ETF
MBB
$8.85M
3
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$6.9M
4
MUB icon
iShares National Muni Bond ETF
MUB
$3.02M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
$1.2M

Sector Composition

1 Technology 0.48%
2 Consumer Discretionary 0.39%
3 Utilities 0.28%
4 Healthcare 0.14%
5 Communication Services 0.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NOW icon
326
ServiceNow
NOW
$190B
– –
-3
Closed -$2K
OSIS icon
327
OSI Systems
OSIS
$3.93B
$0 ﹤0.01%
+2
New –
REAL icon
328
The RealReal
REAL
$999M
$0 ﹤0.01%
+41
New –
SHAK icon
329
Shake Shack
SHAK
$4.03B
$0 ﹤0.01%
+5
New –
SMB icon
330
VanEck Short Muni ETF
SMB
$286M
– –
-7,370
Closed -$132K
SSRM icon
331
SSR Mining
SSRM
$4.28B
$0 ﹤0.01%
+5
New –
SUB icon
332
iShares Short-Term National Muni Bond ETF
SUB
$10.3B
– –
-11,163
Closed -$1.2M
TBPH icon
333
Theravance Biopharma
TBPH
$703M
$0 ﹤0.01%
+16
New –
TRIP icon
334
TripAdvisor
TRIP
$2.05B
$0 ﹤0.01%
+14
New –
TTE icon
335
TotalEnergies
TTE
$133B
$0 ﹤0.01%
+1
New –
UA icon
336
Under Armour Class C
UA
$2.13B
– –
-1,026
Closed -$19K
VAL icon
337
Valaris
VAL
$3.64B
$0 ﹤0.01%
8
– –
WB icon
338
Weibo
WB
$2.87B
$0 ﹤0.01%
+1
New –
WFC icon
339
Wells Fargo
WFC
$253B
$0 ﹤0.01%
+10
New –
XMTR icon
340
Xometry
XMTR
$2.52B
$0 ﹤0.01%
+1
New –
ACCD
341
DELISTED
Accolade, Inc. Common Stock
ACCD
$0 ﹤0.01%
+24
New –
CUTR
342
DELISTED
Cutera, Inc.
CUTR
– –
-47
Closed -$2K
TRHC
343
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
$0 ﹤0.01%
+25
New –
ONEM
344
DELISTED
1Life Healthcare, Inc. Common Stock
ONEM
$0 ﹤0.01%
+21
New –
CLVS
345
DELISTED
Clovis Oncology, Inc.
CLVS
$0 ﹤0.01%
+9
New –
AERI
346
DELISTED
Aerie Pharmaceuticals, Inc.
AERI
$0 ﹤0.01%
+31
New –
MTOR
347
DELISTED
MERITOR, Inc.
MTOR
$0 ﹤0.01%
+10
New –
ENR.PRA
348
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
– –
-118,888
Closed -$10.4M
COWN
349
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-10
Closed –
10 11 12 13
14