EC

Elequin Capital Portfolio holdings

AUM $724M
1-Year Return 15.4%
This Quarter Return
-6.2%
1 Year Return
+15.4%
3 Year Return
+28.5%
5 Year Return
–
10 Year Return
–
AUM
$590M
AUM Growth
+$375M
Cap. Flow
+$307M
Cap. Flow %
51.91%
Top 10 Hldgs %
98.25%
Holding
357
New
299
Increased
18
Reduced
12
Closed
13

Top Buys

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$370M
2
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$17.3M
3
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$14M
4
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$3.22M
5
APTV icon
Aptiv
APTV
$1.29M

Top Sells

1
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$10.4M
2
MBB icon
iShares MBS ETF
MBB
$8.85M
3
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$6.9M
4
MUB icon
iShares National Muni Bond ETF
MUB
$3.02M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
$1.2M

Sector Composition

1 Technology 0.48%
2 Consumer Discretionary 0.39%
3 Utilities 0.28%
4 Healthcare 0.14%
5 Communication Services 0.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VRM icon
301
Vroom, Inc. Common Stock
VRM
$140M
$1K ﹤0.01%
+5
New +$1K
WGO icon
302
Winnebago Industries
WGO
$1.03B
$1K ﹤0.01%
+25
New +$1K
WT icon
303
WisdomTree
WT
$1.98B
$1K ﹤0.01%
168
-325
-66% -$1.94K
ATSG
304
DELISTED
Air Transport Services Group, Inc.
ATSG
$1K ﹤0.01%
+35
New +$1K
RVNC
305
DELISTED
Revance Therapeutics, Inc.
RVNC
$1K ﹤0.01%
+59
New +$1K
LTHM
306
DELISTED
Livent Corporation
LTHM
$1K ﹤0.01%
53
-16
-23% -$302
RADI
307
DELISTED
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
$1K ﹤0.01%
+46
New +$1K
ARVL
308
DELISTED
Arrival Ordinary Shares
ARVL
$1K ﹤0.01%
+3
New +$1K
AVYA
309
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$1K ﹤0.01%
+110
New +$1K
TCACW
310
DELISTED
Tuatara Capital Acquisition Corporation Warrant
TCACW
$1K ﹤0.01%
2,500
– –
LAC
311
DELISTED
Lithium Americas Corp. Common Shares
LAC
$1K ﹤0.01%
+20
New +$1K
HTGC icon
312
Hercules Capital
HTGC
$3.49B
– –
0
– –
MBB icon
313
iShares MBS ETF
MBB
$41.3B
– –
-82,407
Closed -$8.85M
MLN icon
314
VanEck Long Muni ETF
MLN
$539M
– –
-1,873
Closed -$41K
MMYT icon
315
MakeMyTrip
MMYT
$9.56B
$0 ﹤0.01%
5
-52
-91% –
MOMO
316
Hello Group
MOMO
$1.37B
$0 ﹤0.01%
+66
New –
MUB icon
317
iShares National Muni Bond ETF
MUB
$38.9B
– –
-25,942
Closed -$3.02M
ACB
318
Aurora Cannabis
ACB
$276M
– –
0
– –
AR icon
319
Antero Resources
AR
$10.1B
– –
-76
Closed -$1K
CMRC
320
Commerce.com, Inc. Series 1 Common Stock
CMRC
$361M
$0 ﹤0.01%
+19
New –
BXMT icon
321
Blackstone Mortgage Trust
BXMT
$3.45B
$0 ﹤0.01%
+13
New –
CWB icon
322
SPDR Bloomberg Convertible Securities ETF
CWB
$4.42B
– –
-83,152
Closed -$6.9M
ESPR icon
323
Esperion Therapeutics
ESPR
$540M
$0 ﹤0.01%
+44
New –
FMB icon
324
First Trust Managed Municipal ETF
FMB
$1.88B
– –
-1,129
Closed -$64K
NEO icon
325
NeoGenomics
NEO
$1.03B
$0 ﹤0.01%
+23
New –
10 11 12
13
14