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Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$515M
AUM Growth
+$320M
Cap. Flow
-$60.4M
Cap. Flow %
-11.73%
Top 10 Hldgs %
85.24%
Holding
670
New
139
Increased
87
Reduced
103
Closed
273

Top Buys

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$4.73M
2
VICI icon
VICI Properties
VICI
+$2.25M
3
O icon
Realty Income
O
+$1.88M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.82M
5
EXR icon
Extra Space Storage
EXR
+$1.79M

Top Sells

Rank Stock Value
1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$14.5M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$4.46M
3
REXR icon
Rexford Industrial Realty
REXR
+$2.4M
4
RYN icon
Rayonier
RYN
+$2.12M
5
CLDI icon
Calidi Biotherapeutics
CLDI
+$1.78M

Sector Composition

Rank Sector Weight
1 Real Estate 7.71%
2 Financials 2.73%
3 Energy 0.45%
4 Utilities 0.11%
5 Healthcare 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROSE
276
DELISTED
Rose Hill Acquisition Corporation Class A Ordinary Shares
ROSE
$5.37K ﹤0.01%
+453
New +$5.31K
ASCB
277
DELISTED
A SPAC II Acquisition Corp. Ordinary Shares
ASCB
$5.12K ﹤0.01%
470
– –
PEPL
278
DELISTED
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
$4.96K ﹤0.01%
459
– –
BTMWW
279
DELISTED
Bitcoin Depot Inc Warrant
BTMWW
$4.8K ﹤0.01%
+25,275
New +$5.36K
MSBI icon
280
Midland States Bancorp
MSBI
$699M
$4.76K ﹤0.01%
232
-242
-51% -$5.33K
ERC
281
Allspring Multi-Sector Income Fund
ERC
$256M
$4.51K ﹤0.01%
+496
New +$4.69K
NETDW
282
DELISTED
Nabors Energy Transition Corp II Warrant
NETDW
$4.5K ﹤0.01%
+25,000
New +$5.04K
PHK
283
PIMCO High Income Fund
PHK
$867M
$4.37K ﹤0.01%
+989
New +$4.83K
KNSW
284
DELISTED
KnightSwan Acquisition Corporation
KNSW
$4.25K ﹤0.01%
405
– –
NVACR
285
DELISTED
NorthView Acquisition Corporation Rights
NVACR
$4.25K ﹤0.01%
25,000
– –
EFHTR
286
DELISTED
EF Hutton Acquisition Corporation I Rights
EFHTR
$4.25K ﹤0.01%
25,000
– –
LCID icon
287
Lucid Motors
LCID
$2.88B
$4.08K ﹤0.01%
73
+20
+38% +$1.29K
AIMAW
288
DELISTED
Aimfinity Investment Corp I Warrant
AIMAW
$3.96K ﹤0.01%
80,000
– –
SOR
289
Source Capital
SOR
$383M
$3.94K ﹤0.01%
102
-2,281
-96% -$88.7K
EBND icon
290
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.26B
$3.81K ﹤0.01%
192
-105
-35% -$2.18K
LUNRW
291
DELISTED
Intuitive Machines, Inc. Warrants
LUNRW
$3.67K ﹤0.01%
12,660
– –
PPT
292
Franklin Premier Income Trust
PPT
$324M
$3.49K ﹤0.01%
+1,043
New +$3.68K
RWODR
293
DELISTED
Redwoods Acquisition Corp. Rights
RWODR
$3.44K ﹤0.01%
24,578
– –
MIRM icon
294
Mirum Pharmaceuticals
MIRM
$6.46B
$3.35K ﹤0.01%
+106
New +$2.9K
KIO
295
KKR Income Opportunities Fund
KIO
$451M
$3.35K ﹤0.01%
+280
New +$3.35K
OCS icon
296
Oculis Holding
OCS
$683M
$3.3K ﹤0.01%
300
– –
RRAC
297
DELISTED
Rigel Resource Acquisition Corp.
RRAC
$3.27K ﹤0.01%
300
– –
AMBP.WS
298
DELISTED
Ardagh Metal Packaging Warrants
AMBP.WS
$2.75K ﹤0.01%
25,000
– –
FEN
299
DELISTED
First Trust Energy Income and Growth Fund
FEN
$2.71K ﹤0.01%
+206
New +$2.85K
EVTL.WS
300
DELISTED
Vertical Aerospace Ltd. Warrants, each whole warrant exercisable for 1/10th of an ordinary share at an exercise price of $115.00 per share
EVTL.WS
$2.42K ﹤0.01%
25,000
+200
+0.8% +$28
10 11
12
13 14

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Elequin Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Elequin Capital held 670 positions worth $515M, up 163% from $196M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Elequin Capital withdrew a net $60.4M in Q3 2023, closing 273 positions and reducing 103 holdings. Its most notable exit was Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock, an estimated $14.5M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 7.7% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

Against the trend, Elequin Capital opened a new position in VICI Properties worth $2.11M.

  • Elequin Capital's largest Q3 2023 buy was VICI Properties: 72,550 shares worth $2.11M.
  • Elequin Capital added most to Royal Bank of Canada in Q3 2023, an estimated $4.73M increase.
  • Elequin Capital's biggest Q3 2023 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $4.46M.
  • Elequin Capital fully exited Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock in Q3 2023, selling an estimated $14.5M.
  • Elequin Capital's ten largest holdings make up 85% of its $515M portfolio in Q3 2023.
  • Elequin Capital opened 139 new positions and closed 273 in Q3 2023.
  • Elequin Capital's portfolio value rose 163% quarter-over-quarter to $515M.

Based on Elequin Capital's 13F filing for Q3 2023, filed 14 Nov 2023.